EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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1,114 Q&As matching current filters · page 8 of 23

Can the Article 122a adjustment be combined with the Article 501 SME-adjustment?

Regulation (EU) No 575/2013 (CRR) · Art. 122a

EBA Rejected question

Submitted 2024-08-30

C 07 - Clarification on reporting the effect of the FX Mismatch

Regulation (EU) No 575/2013 (CRR) · Art. 123a

EBA Rejected question

Submitted 2024-08-28

Own Funds Requirements before Securitisation (%) Ksa

Regulation (EU) No 575/2013 (CRR) · Art. 255

EBA Rejected question

Submitted 2024-08-27

FINREP_3.2.1; F 40.01; Validation Rule EBA_v10676

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Rejected question

Submitted 2024-08-21

Template F 16.08 validation rule eba_v8193_s

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2024-08-19

Template F 16.08 validation rule eba_v8193_s

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2024-08-19

CRR3 - ETV calculation

Regulation (EU) No 575/2013 (CRR) · Art. Article 124

EBA Rejected question

Submitted 2024-08-19

COREP C32_01 Fair Value changes of hedged items can be negative

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2024-08-14

Reporting signage of Concentrated Position Size and Market Value in C32.04 (v7301_s)

Regulation (EU) No 575/2013 (CRR) · Art. Annex II Reporting on Own Funds and Own Funds Requirements, Section 6.4

EBA Rejected question

Submitted 2024-08-12

Signage of Model Risk Fair Value Adjustments reported in C32.02 (v6575_s)

Regulation (EU) No 575/2013 (CRR) · Art. Annex II Reporting on Own Funds and Own Funds Requirements, Section 6.2

EBA Rejected question

Submitted 2024-08-12

ALMM C66 taxonomy control – negative cells

Regulation (EU) No 575/2013 (CRR) · Art. ITS validation rules

EBA Rejected question

Submitted 2024-08-02

Calculation of the capital requirements for structural FX risk

Regulation (EU) No 575/2013 (CRR) · Art. 352

EBA Rejected question

Submitted 2024-08-02

Failed rule EGDQ_0875 – proposed check on 12/2023 FP

Regulation (EU) No 575/2013 (CRR) · Art. Part II

EBA Rejected question

Submitted 2024-07-31

Simultaniously use of the SME and infrastructure factor

Regulation (EU) No 575/2013 (CRR) · Art. 501a

EBA Rejected question

Submitted 2024-07-31

Retail deposit - an established relationship criteria

Regulation (EU) No 575/2013 (CRR) · Art. Article 24

EBA Rejected question

Submitted 2024-07-31

The OFR calculation are performed in local currency (reporting currency in the jurisdiction for the subsidiary) and then converted to EUR (group reporting currency) for consolidation

Regulation (EU) No 575/2013 (CRR) · Art. Article 364

EBA Rejected question

Submitted 2024-07-29

Inclusion of Interim profits in CET1 ratio at half year

Regulation (EU) No 575/2013 (CRR) · Art. 26

EBA Rejected question

Submitted 2024-07-12

Internal hedges in the market risk thresholds computation

Regulation (EU) No 575/2013 (CRR) · Art. 106

EBA Rejected question

Submitted 2024-07-12

Application of large exposure rules towards companies designated as financial holding companies

Regulation (EU) No 575/2013 (CRR) · Art. Art. 11, Art. 391, Art. 394

EBA Rejected question

Submitted 2024-07-11

application of credit conversion factor in accordance with article 235

Regulation (EU) No 575/2013 (CRR) · Art. 235

EBA Rejected question

Submitted 2024-07-11

C113.00, v09348_a, ei467, IM:x35 extra space in taxonomy

Regulation (EU) No 575/2013 (CRR) · Art. Taxonomy

EBA Rejected question

Submitted 2024-07-09

Retained collateralized issuances

Regulation (EU) No 575/2013 (CRR) · Art. Article 428p

EBA Rejected question

Submitted 2024-07-08

Template C 34.06 column 0040 & C 34.06 EBA_v10236_a

Regulation (EU) No 575/2013 (CRR) · Art. Part Three, Title II, Chapter 6

EBA Rejected question

Submitted 2024-07-04

Funding plan validation rule EBA_v08990

Regulation (EU) No 575/2013 (CRR) · Art. Not applicable

EBA Rejected question

Submitted 2024-07-03

validation rule EBA_v08988

Regulation (EU) No 575/2013 (CRR) · Art. Not applicale

EBA Rejected question

Submitted 2024-07-03

Funding plan - validation rule EBA_v08993

Regulation (EU) No 575/2013 (CRR) · Art. Not applicable

EBA Rejected question

Submitted 2024-07-03

Funding plan - validation rule EBA_v08991

Regulation (EU) No 575/2013 (CRR) · Art. Not applicable

EBA Rejected question

Submitted 2024-07-03

Funding plan - validation rule EBA_v08992

Regulation (EU) No 575/2013 (CRR) · Art. Not applicable

EBA Rejected question

Submitted 2024-07-03

Calculation of the GAR and BTAR flow versus the previous disclosure period

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2024-06-27

Definition of Stable Deposits in C73 Outflows

Regulation (EU) No 575/2013 (CRR) · Art. Article 415

EBA Rejected question

Submitted 2024-06-26

EBA_v10862 (Type – Warning validation): Assets under custody ({G01.00,r0060,c0010}) should be equal to the value in FINREP ({F22.02,r0060,c0010}).

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Rejected question

Submitted 2024-06-25

Calculation of 3 year indicator at consolidated level when solo entities contribute negatively to group indicator

Regulation (EU) No 575/2013 (CRR) · Art. 315

EBA Rejected question

Submitted 2024-06-25

Financial Sector Entity qualification for entity that assumes a loan in order to acquire an aircraft asset which then enters into a financial leasing agreement with an airline / aircraft operator

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Rejected question

Submitted 2024-06-24

Sign Convention and aggregated rows in Template 2 of the ITS on IRRBB

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2024-06-24

Reporting of deferred tax assets on the C33.00 - Exposures to General governments template

Regulation (EU) No 575/2013 (CRR) · Art. 48

EBA Rejected question

Submitted 2024-06-20

Privileged access to foreign currency resources in the context of Art. 172 (1) letter e case (i) CRR

Regulation (EU) No 575/2013 (CRR) · Art. 172

EBA Rejected question

Submitted 2024-06-20

Geographical breakdown C 15 - inconsistency in parameter CEG

Regulation (EU) No 575/2013 (CRR) · Art. 101

EBA Rejected question

Submitted 2024-06-17

Unrated short term claim/exposure

Regulation (EU) No 575/2013 (CRR) · Art. 120

EBA Rejected question

Submitted 2024-06-15

Counting of days past due in factoring arrangements.

Regulation (EU) No 575/2013 (CRR) · Art. 178

EBA Rejected question

Submitted 2024-06-14

Risk weight for Exposures in default

Regulation (EU) No 575/2013 (CRR) · Art. 124, 125, 126, 127

EBA Rejected question

Submitted 2024-06-14

Determination of exposure value cap for netting sets subject to a margin agreement.

Regulation (EU) No 575/2013 (CRR) · Art. 274

EBA Rejected question

Submitted 2024-06-14

LCR Treatment of Cancelled Term Deposit with Non-Financial Customers

Regulation (EU) No 575/2013 (CRR) · Art. 422

EBA Rejected question

Submitted 2024-06-04

Template 3: Banking book - Indicators of potential climate change transition risk: Alignment metrics

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2024-06-03

Treatment of lease commitments from operate-lease contracts in supervisory reportings

Regulation (EU) No 575/2013 (CRR) · Art. 5

EBA Rejected question

Submitted 2024-05-31

validation rules v16059_s and v16069_s for Template 3 are not aligned with above referenced article / paragraph in the ITS

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2024-05-29

Misalignment between scope of reportable exposures against public authorities in template 7 ( CRR) and template 1 ( EU Taxonomy - acc to 2021/2178)

Regulation (EU) No 575/2013 (CRR) · Art. Annex XL- Instructions for reporting Template 7

EBA Rejected question

Submitted 2024-05-29

Maximum amount of the collateral or guarantee that can be considered in F 13.01 and F 18.00

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2024-05-28

Specification and operationalisation of the phrase "at all times"

Regulation (EU) No 575/2013 (CRR) · Art. 92

EBA Rejected question

Submitted 2024-05-16

Interaction of the risk drivers employed to define the structure of the PD model and the requirement to avoid the excessive cyclicality of own funds requirements.

Regulation (EU) No 575/2013 (CRR) · Art. 170

EBA Rejected question

Submitted 2024-05-14

RSF from contributions to CCP default fund in C80.00

Regulation (EU) No 575/2013 (CRR) · Art. 428

EBA Rejected question

Submitted 2024-05-07

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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