EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
3,197 Q&As matching current filters · page 64 of 64
Reporting of assets that are deducted from own funds but included in the exposure measure in LR calc (template 45.01) in the LR4 (template 43.00)
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2013-11-29
FINREP, NACE codes
Regulation (EU) No 575/2013 (CRR) · Art. Article 99
Submitted 2013-11-25
Grandfathering of Tier 1 instruments w.r.t. Dividend Stoppers and Pushers
Regulation (EU) No 575/2013 (CRR) · Art. 489
Submitted 2013-11-18
Relevance of Recital 50 with regard to the securitisation definition in accordance with Article 4(1) point (61)
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2013-11-14
Derogation from the application of liquidity requirements on an individual basis
Regulation (EU) No 575/2013 (CRR) · Art. 8 (in connection with 460)
Submitted 2013-11-05
Calculating capital requirement for trading book positions - Derogation for small trading book business
Regulation (EU) No 575/2013 (CRR) · Art. 94
Submitted 2013-11-04
Cash outflows on other liabilities
Regulation (EU) No 575/2013 (CRR) · Art. 422
Submitted 2013-11-01
Cash Inflows from major index equity instruments
Regulation (EU) No 575/2013 (CRR) · Art. 425
Submitted 2013-11-01
Stand By Credit Facilities as Liquid Assets
Regulation (EU) No 575/2013 (CRR) · Art. 416
Submitted 2013-11-01
Non material losses
Regulation (EU) No 575/2013 (CRR) · Art. 472
Submitted 2013-10-31
Conditions taken into account to use the factor 0,7619
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2013-10-21
Eligibility of CET 1 in case of an agreement for transfer of profit and coverage of losses
Regulation (EU) No 575/2013 (CRR) · Art. 28
Submitted 2013-10-19
Risk weighted exposures of CET1/AT1/T2 holdings in financial sector entities which are not deducted from the institution's CET1 capital
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2013-10-16
Netting Methodologies
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2013-10-10
Large Exposures - clients to CCPs
Regulation (EU) No 575/2013 (CRR) · Art. 395 (1), 400
Submitted 2013-10-09
Liechtenstein is menber of EEA and uses Swiss Francs (CHF).
Regulation (EU) No 575/2013 (CRR) · Art. 114 (5)
Submitted 2013-10-04
Repurchase and cancellation of Tier 2 in the open market less than 5 years from issue
Regulation (EU) No 575/2013 (CRR) · Art. 78.4 (and 63.j)
Submitted 2013-09-30
Treatment of cash collateral
Regulation (EU) No 575/2013 (CRR) · Art. 423
Submitted 2013-09-30
Outflows on other liabilities for Operational Accounts (Basel para 93 -104)
Regulation (EU) No 575/2013 (CRR) · Art. 422
Submitted 2013-09-30
Value adjustments for prudent valuation (Additional Value Adjustments)
Regulation (EU) No 575/2013 (CRR) · Art. 34 - 105
Submitted 2013-09-24
Applying the two different applicable percentages of Articles 478(1) and 478(2) CRR to the amount exceeding the thresholds of Article 470(2) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 478
Submitted 2013-09-17
Consistency regarding the specification of the transition period according to Articles 469(1), 470(2) and 478(2) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 469, 470, 478
Submitted 2013-09-17
Calculation of capital requirements for SME under Article 501 of CRR
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2013-09-17
Applicable provisions for determining deferred tax assets that rely on future profitability that existed before 1.1.2014
Regulation (EU) No 575/2013 (CRR) · Art. 478
Submitted 2013-09-17
Additional value adjustments
Regulation (EU) No 575/2013 (CRR) · Art. 34, 105
Submitted 2013-09-05
Reporting of the 10 largest exposures to institutions and the 10 largest exposures to unregulated financial institutions
Regulation (EU) No 575/2013 (CRR) · Art. 394
Submitted 2013-09-04
Firm shorts covered by client longs
Regulation (EU) No 575/2013 (CRR) · Art. 423
Submitted 2013-08-27
Netting within cash pooling agreement used as part of cash management products
Regulation (EU) No 575/2013 (CRR) · Art. 420
Submitted 2013-08-19
Treatment of Deliverable FX for single Currency Returns under 422 (6) and 425 (3)
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2013-08-14
Evidence that a client is unable to withdraw amounts legally due over a 30 day period without compromising its operational functioning
Regulation (EU) No 575/2013 (CRR) · Art. 422
Submitted 2013-08-07
Transitional provision for deferred tax assets that rely on future profitability
Regulation (EU) No 575/2013 (CRR) · Art. 478
Submitted 2013-07-18
Impact of the significant risk transfer on the own funds requirement against specific risk in case of synthetic securitisations in the trading book
Regulation (EU) No 575/2013 (CRR) · Art. 337
Submitted 2013-07-18
Definition of default in terms of days
Regulation (EU) No 575/2013 (CRR) · Art. 178
Submitted 2013-07-12
Definition of a large exposure
Regulation (EU) No 575/2013 (CRR) · Art. 392
Submitted 2013-07-11
Unrealised Gains and Losses
Regulation (EU) No 575/2013 (CRR) · Art. 467, 468
Submitted 2013-07-09
FINREP Date of initial application
Regulation (EU) No 575/2013 (CRR) · Art. 521
Submitted 2013-07-05
Definición de PYME - SME definition
Regulation (EU) No 575/2013 (CRR) · Art. 123
Submitted 2013-07-05
Credit risk mitigation techniques - independent, written and reasoned legal opinions
Regulation (EU) No 575/2013 (CRR) · Art. 194
Submitted 2013-07-04
Recognition of Additional Tier 1 and Tier 2
Regulation (EU) No 575/2013 (CRR) · Art. 92
Submitted 2013-07-03
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 484
Submitted 2013-07-03
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 483
Submitted 2013-07-03
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 484
Submitted 2013-07-03
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 48
Submitted 2013-07-03
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 489
Submitted 2013-07-03
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 484
Submitted 2013-07-03
Application of national liquidity requirements prior to binding EU requirements
Regulation (EU) No 575/2013 (CRR) · Art. 412
Submitted 2013-07-03
Application of requirements on a sub-consolidated basis
Regulation (EU) No 575/2013 (CRR) · Art. 11
Submitted 2013-07-03
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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