EBA · 2014_1414 Rejected question

Groups including investment firm(s) referred to in Article 95(1) and investment firm(s) referred to in Article 96(1) and not including credit institutions.

Name: Groups including investment firm(s) referred to in Article 95(1) and investment firm(s) referred to in Article 96(1) and not including credit institutions.: EBA Q&A — EU Financial Regulatory Q&A
Creator: European Banking Authority
License: https://creativecommons.org/licenses/by/4.0/

Regulation: Regulation (EU) No 575/2013 (CRR)
Article: 98
Topic: Own funds
Submitted by: Credit institution
Submitted: 2014-08-04

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Question

What method of calculating the own funds requirement should be used when a group consists of both 95(1) and 96(1) investments firm and no credit institutions?

Background

Article 98(1) and 98(2) of CRR set out provisions for calculating the own funds requirement for Groups that either includes 95(1) investment firms or 96(1) investment firms (and no credit institutions), but not both types of investment firms.

No answer published yet.

Original source: European Banking Authority, Q&A ID 2014_1414

This Q&A is published by European Banking Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

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