EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
3,155 Q&As matching current filters · page 60 of 64
Exposure treatment for trades with Specific Wrong-Way risk
Regulation (EU) No 575/2013 (CRR) · Art. 291
Submitted 2018-06-25
Scope of application of the secured lending regime for liquidity coverage requirement - non-financial customers
Regulation (EU) No 575/2013 (CRR) · Art. 422 and 425
Submitted 2018-06-06
Look-through approach resulting in a credit risk position of own institution
Regulation (EU) No 575/2013 (CRR) · Art. 132
Submitted 2018-06-01
Goodwill included in the valuation of significant investments
Regulation (EU) No 575/2013 (CRR) · Art. 37
Submitted 2018-05-24
Gross carrying amount for purchased credit-impaired assets in FINREP and COREP
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2018-05-21
Application of a currency volatility adjustment in the case of a Significant Credit Risk Transfer securitisation
Regulation (EU) No 575/2013 (CRR) · Art. 264
Submitted 2018-05-11
Template 2 EU LI2 EBA/GL/2016/11 (Main sources of differences between regulatory exposure amounts and carrying values in fin statements)
Regulation (EU) No 575/2013 (CRR) · Art. 111, 166
Submitted 2018-05-08
Treatment of margined Derivatives which are physically settled in the Maturity Ladder (C66) Template
Regulation (EU) No 575/2013 (CRR) · Art. ANNEX XXII of the Official European Journal
Submitted 2018-04-27
Treatment of undrawn committed facilities backed by own issuances.
Regulation (EU) No 575/2013 (CRR) · Art. 416
Submitted 2018-04-17
Applicable treatment of fair value changes for the identification of the applicable RW to exposures in default under the Standardised Approach
Regulation (EU) No 575/2013 (CRR) · Art. 127
Submitted 2018-04-03
Interpretation of the term ‘ancillary services undertaking’ as defined in point (18) of Article 4 (1) CRR with a view to ‘intermediary undertakings’
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2018-03-15
Risk weighted assets calculation under Article 119(2) of the CRR
Regulation (EU) No 575/2013 (CRR) · Art. 114, 119
Submitted 2018-03-08
Reporting of balances denominated in renminbi CNY and CNH in C22 MKR SA FX
Regulation (EU) No 575/2013 (CRR) · Art. Annexes I and II, C22.00
Submitted 2018-02-16
Fair value changes due to changes in cross-currency basis spread eligible for CET1 capital (cost of hedging)
Regulation (EU) No 575/2013 (CRR) · Art. 35
Submitted 2018-02-16
Definition of 'explicit guarantee arrangements' for the purpose of classification of non-commercial undertakings as public sector entities
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2018-02-06
Impact of a profit and loss transfer agreement under German company law on the eligibility of CET1 instruments for subsidiaries having full discretion on contributing common equity tier 1 capital as defined in Article 26 of the CRR
Regulation (EU) No 575/2013 (CRR) · Art. 28
Submitted 2018-01-22
Classification of direct reductions in the accounting value as credit risk adjustments
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2018-01-11
Interpretation of the term “commercial immovable property” especially “other commercial premises” for the application of the preferential risk weights for the risk weight assets purposes according to the Article 126 of the CRR.
Regulation (EU) No 575/2013 (CRR) · Art. 126
Submitted 2017-12-05
CAP for synthetic securitisations of originator institutions in STD based on Article 252
Regulation (EU) No 575/2013 (CRR) · Art. 252
Submitted 2017-12-01
Weighted average risk weight calculation of the securitised exposures for an unrated securitisation position in STD according to Article 253
Regulation (EU) No 575/2013 (CRR) · Art. 253
Submitted 2017-12-01
Question refer to Guidelines on disclosures requirments under Part Eight of Regulation No 575/2013 template 11 EU CR1-A Credit quality of exposures by exposure class and instrument
Regulation (EU) No 575/2013 (CRR) · Art. Articles 431 - 455
Submitted 2017-08-21
Reporting of revocable off-balance sheet commitments in FINREP IFRS9 template F 9.1.1
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2017-08-17
FINREP F 12.1 Movements in allowances and provisions for credit losses
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2017-08-15
Treatment of claims secured on residential property collateral
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2017-07-19
Criteria for sufficiently diversified private equity portfolios under the simple risk weight approach
Regulation (EU) No 575/2013 (CRR) · Art. 155
Submitted 2017-06-27
’Appropriate prudential requirements’ with regard to ancillary services undertakings for the assessment of the condition in Article 113(6)(a) CRR.
Regulation (EU) No 575/2013 (CRR) · Art. 113
Submitted 2017-06-22
Consideration of surplus collateral received in providing further credit risk mitigation
Regulation (EU) No 575/2013 (CRR) · Art. 298
Submitted 2017-05-24
Definition of subordinated exposures
Regulation (EU) No 575/2013 (CRR) · Art. 161
Submitted 2017-05-16
Application of a Permanent Partial Use exemption under Article 150(1)(d) to the European Commission
Regulation (EU) No 575/2013 (CRR) · Art. 150
Submitted 2017-04-04
Scope of CRR definition of Financial Institution
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2017-03-24
Application of IRB floor
Regulation (EU) No 575/2013 (CRR) · Art. 500
Submitted 2017-03-17
Deduction of deferred tax assets
Regulation (EU) No 575/2013 (CRR) · Art. 478
Submitted 2017-03-14
Mark-to-Market Method: Add-on for sold options
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2017-03-08
Market risk capital treatment for third country CIU positions
Regulation (EU) No 575/2013 (CRR) · Art. 349
Submitted 2017-02-28
Capital requirements for regular-way transactions during the settlement cycle
Regulation (EU) No 575/2013 (CRR) · Art. 378
Submitted 2017-02-09
Use of Initial Margin (IM) posted by a Client as risk-mitigating effect in the calculation of the own funds requirement for CCP transactions the Clearing Member bank has with that Client
Regulation (EU) No 575/2013 (CRR) · Art. 223
Submitted 2017-02-08
Calculation of the maximum risk weighted exposure amount (RWEA) for securitisation positions in accordance with Article 260 CRR [prior to Regulation 2017/2401]
Regulation (EU) No 575/2013 (CRR) · Art. 268
Submitted 2017-02-01
Treatment of central bank reserves in third countries
Regulation (EU) No 575/2013 (CRR) · Art. 416
Submitted 2016-12-13
Calculation of distributable items for Additional Tier 1 instruments which is inconsistent across the EU
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2016-11-11
Prudential treatment of extraordinary ex-post contributions to resolution funds pursuant to Article 104 of the BRRD
Regulation (EU) No 575/2013 (CRR) · Art. 111
Submitted 2016-11-09
Pillar 3 Disclosure Requirements for Standalone Solo Banks with a Third Country Parent
Regulation (EU) No 575/2013 (CRR) · Art. 6, 13
Submitted 2016-11-09
Risk retention and credit risk mitigation
Regulation (EU) No 575/2013 (CRR) · Art. 405
Submitted 2016-10-21
Definition of "originator"
Regulation (EU) No 575/2013 (CRR) · Art. 405
Submitted 2016-10-04
SA securitisation framework – calculation of the concentration ratio
Regulation (EU) No 575/2013 (CRR) · Art. 253
Submitted 2016-09-06
Standardised approach risk weighting
Regulation (EU) No 575/2013 (CRR) · Art. 123, 124, 125, 126
Submitted 2016-09-06
Is a tied agent of the investment firm a financial institution and should it be included in prudential consolidation
Regulation (EU) No 575/2013 (CRR) · Art. 4 and 18
Submitted 2016-08-18
Rating of subsidiaries
Regulation (EU) No 575/2013 (CRR) · Art. 172
Submitted 2016-08-10
Determination of proxy spreads for the calculation of CVA risk under the advanced method
Regulation (EU) No 575/2013 (CRR) · Art. 383
Submitted 2016-08-04
Items associated with particular high risk
Regulation (EU) No 575/2013 (CRR) · Art. 128
Submitted 2016-07-26
Clarification is sought on the treatment of defined benefit pension funds for the purposes of determining market risk RWA
Regulation (EU) No 575/2013 (CRR) · Art. 41
Submitted 2016-07-21
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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