EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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288 Q&As matching current filters · page 6 of 6

Levels of reporting

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-15

Benchmarking exercise - market risk - clarifications on Annex V portfolios

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-14

Clarification on lower barrier level for portfolio number 1.16 (FX) from Annex V

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-14

Clarifications on Portfolio 1.4 from Annex V (Long/short puts on FTSE 100)

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-14

SBP: Missmatch between predefined values of dimension (ei385) and expected values from EBA

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-09

Annex I template 103 collateral types mortgages non-SME

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-09

Mortgages non-defaulted with unknown ILTV

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-09

Market Risk Benchmarking Portfolios: Clarifications regarding the portfolios set out in Annex V

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-08

EBA Final Draft Implementing Technical Standards on benchmark portfolios - question on the trade templates

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-07

Definition of 'continuity'

Directive 2013/36/EU (CRD) · Art. Recital 14

EBA Rejected question

Submitted 2015-09-30

Correct scope of clusters based on collateralisation status and collateral type

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-09-30

Definition of the counterparty size in case of substitution approach application

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-09-30

PD selection in case of substitution approach

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-09-30

Supervisory Benchmarking exercise for 2015 - Market Risk related

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-09-29

How to manage different local rating scales

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-09-11

Clarification for filling the 'Not applicable' value in Annex II and IV

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-09-11

A confirmation is required about the rules to fill the EBA Benchmarking templates

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-09-11

Identification of exposures treated under Standard approach

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-09-11

A confirmation about the legal reference reported in Annex IV is required

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-09-11

A clarification about the collateral value to provide in the relevant templates is required

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-09-11

Given the legal reference reported in the Annex IV, a clarification about the annual default rate computation is required

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-09-11

Completion of Annex I, Template C103.00 of the ITS needed?

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-09-08

Calculation of Default rate past 5 years and Loss rate past 5 years

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-08-25

Reporting of different AIRB models in the same benchmarking class (portfolio) - credit risk

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-08-25

Countercyclical capital buffer (CCB) relevant exposures

Directive 2013/36/EU (CRD) · Art. 140

EBA Rejected question

Submitted 2015-07-08

Activities subject to mutual recognition

Directive 2013/36/EU (CRD) · Art. Annex I

EBA Rejected question

Submitted 2014-10-15

Calculation of the remuneration bracket

Directive 2013/36/EU (CRD) · Art. 94

EBA Archive

Submitted 2014-06-24

Shareholder approval for a firm to increase the permitted ratio of fixed to variable remuneration

Directive 2013/36/EU (CRD) · Art. 94

EBA Archive

Submitted 2014-06-04

Remuneration - Secondment contracts

Directive 2013/36/EU (CRD) · Art. 92

EBA Archive

Submitted 2013-11-27

Requirement to establish a risk/audit committee

Directive 2013/36/EU (CRD) · Art. 76

EBA Archive

Submitted 2013-09-10

Retention bonuses

Directive 2013/36/EU (CRD) · Art. 94

EBA Archive

Submitted 2013-07-03

Scope of the institutions subject to the data collection

Directive 2013/36/EU (CRD) · Art. 75, 47

EBA Archive

Submitted 2013-07-03

Definition of amounts to be reported

Directive 2013/36/EU (CRD) · Art. 75

EBA Final Q&A

Submitted 2013-07-03

Definition of retail and investment banking for information collection

Directive 2013/36/EU (CRD) · Art. 75

EBA Final Q&A

Submitted 2013-07-03

Scope of institutions subject to the data collection

Directive 2013/36/EU (CRD) · Art. 75

EBA Archive

Submitted 2013-07-03

Scope of consolidation of information collection

Directive 2013/36/EU (CRD) · Art. 75

EBA Final Q&A

Submitted 2013-07-03

Frequency of reporting, submission dates, reference year for information collection

Directive 2013/36/EU (CRD) · Art. 75

EBA Archive

Submitted 2013-07-03

Frequency of reporting, submission dates, reference year for information collection

Directive 2013/36/EU (CRD) · Art. 75

EBA Final Q&A

Submitted 2013-07-03

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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