EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,822 Q&As matching current filters · page 59 of 177
Asset encumbrance template F32.04 Sources of Encumbrance – Reporting, on individual basis and consolidated basis, of “Source of encumbrance” for securitisations.
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2021-03-05
Reporting of of the group of connected clients in C27 Identification of the counterparty (LE1) when the national reporting system DOES NOT provide a unique code for the group of connected clients
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-05
Treatment of integer values in the 'days' columns
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2021-03-05
Further clarification required on the inclusion of transactions between trade and settlement date
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2021-03-05
NSFR - Definition of Other Equity Instruments
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2021-03-05
F35.00 Covered Bonds - Maturity profile of covered assets
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2021-03-05
F35.00 Covered Bonds - Solo Legal Entity Split
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2021-03-05
Reporting of exposures with immovable property as collateral
Regulation (EU) No 575/2013 (CRR) · Art. 101
Answered 2021-03-05
Definition of undrawn committed credit facilities to report
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2021-03-05
Reporting of retail deposits that qualify for the treatment set out in Article 421 (5a) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2021-03-05
The maturity ladder on template AE-CB (F 35.00)
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2021-03-05
Reporting of "Value according to Article 418 of CRR" of liquid assets
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2021-03-05
Validation rule original exposure pre conversion factors
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-05
HANDLING OF CASH COLLATERAL DEPOSIT HELD WITH OUR BANK
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2021-03-05
Reporting the unit – linked insurance products (insurance products with investment component) under the items related to the customer resources distributed but not managed in the template F 22.02 - Assets involved in the services provided
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-05
Reporting the central administrative services for collective investment under the item 100 of the template F 22.02 - Assets involved in the services provided
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-05
Reporting the customer resources distributed but not managed under the item 130 of the template F 22.02 - Assets involved in the services provided
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-05
Reporting liquidity outflow of non-retail deposits
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2021-03-05
Definition of "location"
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-05
Application of requirements on a consolidated basis to a stand-alone bank in a Member State owned by a financial holding institution in another Member State and by a third-country bank: submission of FINREP on a consolidated basis.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-05
Non-Renewable loans and receivables
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2021-03-05
Correct time bucket for unsecured master agreements for derivative transactions, secured master agreements for derivative transactions and cash collateral posted/received under a master agreement
Regulation (EU) No 575/2013 (CRR) · Art. 428
Answered 2021-03-05
Validation of LCR Submission
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2021-03-05
Refinancing
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-05
Embedded forbearance clauses
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-05
Interest Rate Cashflows due within 30 days
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2021-03-05
Liquidity templates and instructions
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2021-03-05
Instruction on reporting of other transferable assets
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-05
Inclusion of Specialised Lending in CR IP Losses template
Regulation (EU) No 575/2013 (CRR) · Art. 101
Answered 2021-03-05
LR1 on alternative treatment of the exposure measure - accounting balance sheet value
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-05
Partial and full write-off reporting in COREP
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-05
Reporting of loans collateralised by real estate
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2021-03-05
Reporting RMBS issued by SSPEs in C51.
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2021-03-05
Merging and splitting underlying exposures
Securitisation Regulation (EU) 2017/2402
Answered 2021-02-28
Obligor Identifiers, Collateral Identifiers, Tenant Identifiers
Securitisation Regulation (EU) 2017/2402
Answered 2021-02-26
Default Amount and Default Date fields
Securitisation Regulation (EU) 2017/2402
Answered 2021-02-26
Energy Performance Certificate Value and Energy Performance Certificate Provider Name
Securitisation Regulation (EU) 2017/2402
Answered 2021-02-26
Calculation of loan-to-value ratios, debt service coverage ratios, and debt to income ratios
Securitisation Regulation (EU) 2017/2402
Answered 2021-02-26
New Identifier Fields RREL3; RREL5; RREC4; CREL3; CREL5; CREC4; CRPL3; CRPL5; CRPC4; AUTL3; AUTL5; CMRL3; CMRL5; CCDL3; CCDL5; LESL3; LESL5; ESTL3; ESTL5; ESTC4; NPEL3; NPEL5; NPEC4; IVAL4; IVSR3; IVSF3; IVAR3; SEST3; SESA3; SESI4; SEAT3; SEAA3
Securitisation Regulation (EU) 2017/2402
Answered 2021-02-26
Annexes 12 and 13: Investor Reports - Principal and Interest Collections in The Period
Securitisation Regulation (EU) 2017/2402
Answered 2021-02-26
Annex 2 Underlying Exposures - Residential Real Estate - Removal of collateral item supporting an RMBS loan
Securitisation Regulation (EU) 2017/2402
Answered 2021-02-26
Annexes 14 and 15: Inside Information or Significant Event Information - For which counterparties should information be reported?
Securitisation Regulation (EU) 2017/2402
Answered 2021-02-26
Completion of the collateral information section for guarantees and multiple items of collateral
Securitisation Regulation (EU) 2017/2402
Answered 2021-02-26
Annex 9: Underlying Exposures - Esoteric - Employment Status
Securitisation Regulation (EU) 2017/2402
Answered 2021-02-26
Annexes 14 and 15: Inside Information or Significant Event Information - Extension Clause
Securitisation Regulation (EU) 2017/2402
Answered 2021-02-26
Annexes 14 and 15: Inside Information or Significant Event Information - Pari-Passu and Senior Tranches
Securitisation Regulation (EU) 2017/2402
Answered 2021-02-26
Allocated Losses
Securitisation Regulation (EU) 2017/2402
Answered 2021-02-26
Interplay between Article 13a of Commission Delegated Regulation (EU) No 241/2014 as regards the deduction of software assets from Common Equity Tier 1 (CET1) items and Article 37(a) of Regulation (EU) No 575/2013 (CRR)
Regulation (EU) No 575/2013 (CRR) · Art. 36; 37
Answered 2021-02-26
Operational requirements for holdings of liquid assets
Regulation (EU) No 575/2013 (CRR) · Art. 417
Answered 2021-02-26
Outflows from other retail deposits
Regulation (EU) No 575/2013 (CRR) · Art. 421, 460
Answered 2021-02-26
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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