EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
3,075 Q&As matching current filters · page 58 of 62
Application of the formula for the determination of the risk weight for a specific vega risk factor k
Regulation (EU) No 575/2013 (CRR) · Art. 325 ax
Submitted 2020-11-30
Article 94 (4) discretion on Remuneration
Regulation (EU) No 575/2013 (CRR) · Art. 94
Submitted 2020-11-11
Scope of internal hedges
Regulation (EU) No 575/2013 (CRR) · Art. 106
Submitted 2020-10-15
Control of high-quality liquid assets
Regulation (EU) No 575/2013 (CRR) · Art. 460
Submitted 2020-09-30
Calculation of specific risk own funds requirement for hedges by credit derivatives under Article 346 (4) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 346
Submitted 2020-09-25
Reducing the relevant indicator by using expenditure on the outsourcing of services rendered by third parties which are not subject to rules under, or equivalent to the CRR
Regulation (EU) No 575/2013 (CRR) · Art. 316
Submitted 2020-09-10
Credit faclity level
Regulation (EU) No 575/2013 (CRR) · Art. 178
Submitted 2020-08-14
Credit risk framework applicable to investments in repack Notes issued by SPEs
Regulation (EU) No 575/2013 (CRR) · Art. 132
Submitted 2020-07-31
SME supporting factor for exposures collateralised by residential property
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2020-06-29
Risk weight for new asset class of non-preferred senior debt
Regulation (EU) No 575/2013 (CRR) · Art. 120
Submitted 2020-06-18
Eligibility of convertible bonds for MREL
Regulation (EU) No 575/2013 (CRR) · Art. 72a
Submitted 2020-05-19
Estimation of long-run averages (LRA) parameter for conversion factor (CCF)
Regulation (EU) No 575/2013 (CRR) · Art. 182
Submitted 2020-05-14
Consent solicitation to introduce a contractual recognition of bail-in in Terms of Conditions (T&Cs) of capital instruments and MREL eligible liabilities
Regulation (EU) No 575/2013 (CRR) · Art. 55
Submitted 2020-05-07
Definition of the parameter E in the formula regarding the Adjustment of risk-weighted non-defaulted SME exposures.
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2020-04-29
Reporting Entry & Exit Criteria
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2020-04-07
Reporting of collateral posted / received in the C 66.00 maturity ladder template
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2020-03-03
Reporting of cash flows related to operating expenses / income in the C 66.00 maturity ladder template
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2020-03-03
Group financing companies of non-financial company groups / definition of "financial sector entity" in Article 4 (1) (27) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2020-02-12
Large exposures – excluding exposures if fully deducted from own funds
Regulation (EU) No 575/2013 (CRR) · Art. 390
Submitted 2020-02-10
LCR treatment of liquidity inflows stemming from factoring
Regulation (EU) No 575/2013 (CRR) · Art. 425
Submitted 2020-01-07
Barrier options
Regulation (EU) No 575/2013 (CRR) · Art. 279a
Submitted 2019-12-24
Implementation of the Article 12e(4) of Regulation EU 2019/876 (“CRR”) for subsidiaries that do not belong to the same resolution group as the EU parent institution.
Regulation (EU) No 575/2013 (CRR) · Art. 12
Submitted 2019-12-19
Estimation of own CCFs for undrawn credit facilities which can be drawn in the form of guarantees.
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2019-12-19
Short-term Exposures
Regulation (EU) No 575/2013 (CRR) · Art. Article 120,131 and 140
Submitted 2019-12-18
The definition of a financial sector entity with respect to ancillary services undertakings.
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2019-12-16
Treatment of direct recoveries under AMA
Regulation (EU) No 575/2013 (CRR) · Art. 322
Submitted 2019-12-12
Calculation of absolute value that should be considered according to Article 47c CRR as amended by Regulation UE 2019/630- Deduction for non-performing exposure
Regulation (EU) No 575/2013 (CRR) · Art. 47c
Submitted 2019-12-11
Calculation of the 3 year indicator at consolidated level when figures for individual subsidiaries are negative
Regulation (EU) No 575/2013 (CRR) · Art. 317
Submitted 2019-12-10
Compliance with the obligations on the basis of the consolidated situation according to CRR2
Regulation (EU) No 575/2013 (CRR) · Art. 11
Submitted 2019-12-10
Interpretation of articles 36 (1) f and 42 of CRR regarding equity-settled share-based payments.
Regulation (EU) No 575/2013 (CRR) · Art. 36 (1) (f) and 42
Submitted 2019-11-27
Purchased credit derivative protection against a counterparty credit exposure
Regulation (EU) No 575/2013 (CRR) · Art. 382
Submitted 2019-11-25
Risk weight of EU unrated central bank whose exposures are guaranteed by its EU government which is rated CQS1
Regulation (EU) No 575/2013 (CRR) · Art. 114
Submitted 2019-10-23
RWA calculation and the applicable amount of insufficient coverage for non-performing exposures deducted from CET1 items
Regulation (EU) No 575/2013 (CRR) · Art. 151
Submitted 2019-10-22
Provisions relating to securitised assets which have been derecognised for accounting.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2019-10-18
Notification to Competent Authority for the use of the adjustment referred to in Article 500 (1) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 500
Submitted 2019-10-16
Use of short-term issuer credit assessments with Article 131
Regulation (EU) No 575/2013 (CRR) · Art. 131
Submitted 2019-10-10
Prudential backstop (Regulation 2019/630) and interaction with RWA calculation
Regulation (EU) No 575/2013 (CRR) · Art. 151
Submitted 2019-10-09
Seller rating criteria for use of substitution framework in case of dilution risk
Regulation (EU) No 575/2013 (CRR) · Art. 160
Submitted 2019-10-04
IFRS 9 transitional arrangements – calculation of the static component in case of afterwards permission for the IRB approach
Regulation (EU) No 575/2013 (CRR) · Art. 473a
Submitted 2019-09-25
Classification of credit insurance undertakings as financial institution
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2019-09-24
Inclusion (or not) of a particular "timing loss" in the C 16.00 and C 17.00 template
Regulation (EU) No 575/2013 (CRR) · Art. 324
Submitted 2019-09-18
Application of Articles 473a(3) and 473a(4) CRR (Practical application of Article 473a to exposures for which the approach to calculate RWAs changes after the day of initial application of IFRS 9
Regulation (EU) No 575/2013 (CRR) · Art. 473a
Submitted 2019-09-17
Appropriate Risk Weight for purchased defaulted assets
Regulation (EU) No 575/2013 (CRR) · Art. 127
Submitted 2019-09-11
Calculation of the amount of holdings of own Common Equity Tier 1 instruments on the basis of the net long position
Regulation (EU) No 575/2013 (CRR) · Art. 42
Submitted 2019-09-09
Calculation of the amount of holdings of own Common Equity Tier 1 instruments on the basis of the net long position
Regulation (EU) No 575/2013 (CRR) · Art. 42
Submitted 2019-09-09
Own funds instruments passed on to employees of the institution as part of their remuneration
Regulation (EU) No 575/2013 (CRR) · Art. 77,78
Submitted 2019-09-09
Large exposures regime for exposures treated as the exposures to institutions in accordance with Article 119(5) of CRR
Regulation (EU) No 575/2013 (CRR) · Art. 395
Submitted 2019-09-05
USA public sector entities risk weight
Regulation (EU) No 575/2013 (CRR) · Art. 116
Submitted 2019-08-29
Estimation of Credit Conversion Factor in case of exposure values decreasing before default event
Regulation (EU) No 575/2013 (CRR) · Art. 182
Submitted 2019-08-28
Calculation of supervisory delta and adjusted notional for digital options
Regulation (EU) No 575/2013 (CRR) · Art. 279b
Submitted 2019-07-17
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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