EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,611 Q&As matching current filters · page 51 of 173
Risk weight for the credit risk of third countries with supervisory and regulatory arrangements at least equivalent to those applied in the Union according to Article 114(7) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 114
Answered 2021-09-24
Counterparties referred to in Article 428h (1) (c) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 428h
Answered 2021-09-24
Territorial scope of the Guidelines on outsourcing arrangements in relation to supervisory cooperation requirements for credit institutions
Directive 2013/36/EU (CRD) · Art. 74 CRD
Answered 2021-09-24
Is a financial counter-incentive which is triggered in case of a default of a borrower on certain specific contractual obligations considered as an incentive to redeem?
Regulation (EU) No 575/2013 (CRR) · Art. 63
Answered 2021-09-24
LCR treatment of settled-to-market derivatives
Regulation (EU) No 575/2013 (CRR) · Art. 423
Answered 2021-09-24
Partially collateralised loans: CCF - collateral simple method approach
Regulation (EU) No 575/2013 (CRR) · Art. 111
Answered 2021-09-24
Commitment received to upgrade collateral from Level 2B to Level 1
Regulation (EU) No 575/2013 (CRR) · Art. 412
Answered 2021-09-24
Intermediaries and Merchant-ID
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2021-09-24
Validity of SCA
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2021-09-24
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 142
Answered 2021-09-23
LEI changes due to mergers and acquisitions
Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP
Answered 2021-09-21
Group Solvency Requirement
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. N/A
Answered 2021-09-20
Application of national decisions pursuant to Article 124(2) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 124
Answered 2021-09-17
Valuation of Assets and Liabilities other than TPs
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. Article 75
Answered 2021-09-17
Validations
Other · Art. N/A
Answered 2021-09-10
Technical Provisions (TPs)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on valuation of technical provisions · Art. Guideline 61; Article 38(i)(i) of the Delegated Regulation
Answered 2021-09-10
Inclusion of Held for sale in Other adjustments in template F 12.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Inclusion of central bank exposures in template C 33.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Allocation of non-performing interdependent assets for NSFR purposes
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2021-09-10
How to report liabilities with notice period in C69.00 and C70.00
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2021-09-10
Disclosures of Staff expenses Management body in its supervisory function in FINREP Template 44.4
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. Article 171a of the Delegated Regulation 2015/35; EIOPA guidelines on the treatment of market risk exposures in the standard formula; guideline 5 on investments with equity and debt instrument characteristics
Answered 2021-09-10
Public development credit institution - reporting in Rows 0262, 0263, 0264 of C 47
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Validation rule v7378 - securitization templates C 13.01 and C 14.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Treatment for repo / reverse repo of liquid asset transacted outside the segregated pool for institutions operating under Article 8.3.a
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Validation rules between template F 18.01 and F 24.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Pensions Reporting
EIOPA-BoS/18-114 - Information request towards NCAs regarding provision of occupational pensions information · Art. N/A
Answered 2021-09-10
Right of Establishment
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. Articles 145, 147 and 149 of the Solvency II Directive
Answered 2021-09-10
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. Article 189; Article 83(1)(b) of Commission Delegated Regulation (EU) 2015/35)
Answered 2021-09-10
Treatment of securities received in reverse repo and sold (short position) in F32.04 and F08.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Specialised Lending Supervisory Slotting Method and CRM Substitution Approach
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Group Solvency report: The distinction between the contents of the columns 350 “Goodwill / Negative goodwill” and 400 “Goodwill / Negative goodwill” of the Group Solvency report
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. Article 142 of the Commission Delegated Regulation (EU) 2015/35
Answered 2021-09-09
Other
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. Article 13(19); Article 245; Article 265 of the Solvency II Directive
Answered 2021-09-03
POG arrangements for distributors (Art. 25 para. 1 subpara. 6 IDD)
(EU) No 2016/97 - Insurance Distribution Directive · Art. 25
Answered 2021-08-20
Scope (Art. 1 IDD)
(EU) No 2016/97 - Insurance Distribution Directive · Art. 1
Answered 2021-08-20
Other
(EU) 2016/2341 - IORP II Directive · Art. NA
Answered 2021-08-20
IBIPs - Information to customers (Art. 29 para. 1 IDD)
(EU) 2016/2341 - IORP II Directive, (EU) No 2016/97 - Insurance Distribution Directive · Art. 29
Answered 2021-08-20
Valuation of Assets and Liabilities other than TPs
Guidelines on recognition and valuation of assets and liabilities other than technical provisions · Art. GL 9
Answered 2021-08-20
Professional requirements (Art. 10 IDD)
(EU) No 2016/97 - Insurance Distribution Directive · Art. 10
Answered 2021-08-20
Registration (Art. 3 IDD)
(EU) No 2016/97 - Insurance Distribution Directive · Art. 3
Answered 2021-08-20
Other
(EU) 2016/2341 - IORP II Directive, Other · Art. N/A
Answered 2021-08-20
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 122
Answered 2021-08-18
Solvency Capital Requirement (SCR)
Guidelines on look-through approach · Art. Art. 84.4 amending Delegated Regulation (EU) 2015/35 supplementing Directive 2009/138/EC
Answered 2021-08-18
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 84
Answered 2021-08-18
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2021-08-18
Validations
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2021-08-18
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 213
Answered 2021-08-18
Valuation of Assets and Liabilities other than TPs
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 75
Answered 2021-08-17
Technical Provisions (TPs)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 18
Answered 2021-08-17
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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