EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
7,361 Q&As matching current filters · page 51 of 148
LEI changes due to mergers and acquisitions
Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP
Answered 2021-09-21
Group Solvency Requirement
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. N/A
Answered 2021-09-20
Application of national decisions pursuant to Article 124(2) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 124
Answered 2021-09-17
Valuation of Assets and Liabilities other than TPs
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. Article 75
Answered 2021-09-17
Validations
Other · Art. N/A
Answered 2021-09-10
Technical Provisions (TPs)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on valuation of technical provisions · Art. Guideline 61; Article 38(i)(i) of the Delegated Regulation
Answered 2021-09-10
Inclusion of Held for sale in Other adjustments in template F 12.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Inclusion of central bank exposures in template C 33.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Allocation of non-performing interdependent assets for NSFR purposes
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2021-09-10
How to report liabilities with notice period in C69.00 and C70.00
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2021-09-10
Disclosures of Staff expenses Management body in its supervisory function in FINREP Template 44.4
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. Article 171a of the Delegated Regulation 2015/35; EIOPA guidelines on the treatment of market risk exposures in the standard formula; guideline 5 on investments with equity and debt instrument characteristics
Answered 2021-09-10
Public development credit institution - reporting in Rows 0262, 0263, 0264 of C 47
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Validation rule v7378 - securitization templates C 13.01 and C 14.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Treatment for repo / reverse repo of liquid asset transacted outside the segregated pool for institutions operating under Article 8.3.a
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Validation rules between template F 18.01 and F 24.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Pensions Reporting
EIOPA-BoS/18-114 - Information request towards NCAs regarding provision of occupational pensions information · Art. N/A
Answered 2021-09-10
Right of Establishment
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. Articles 145, 147 and 149 of the Solvency II Directive
Answered 2021-09-10
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. Article 189; Article 83(1)(b) of Commission Delegated Regulation (EU) 2015/35)
Answered 2021-09-10
Treatment of securities received in reverse repo and sold (short position) in F32.04 and F08.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Specialised Lending Supervisory Slotting Method and CRM Substitution Approach
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Group Solvency report: The distinction between the contents of the columns 350 “Goodwill / Negative goodwill” and 400 “Goodwill / Negative goodwill” of the Group Solvency report
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. Article 142 of the Commission Delegated Regulation (EU) 2015/35
Answered 2021-09-09
Other
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. Article 13(19); Article 245; Article 265 of the Solvency II Directive
Answered 2021-09-03
Professional requirements (Art. 10 IDD)
(EU) No 2016/97 - Insurance Distribution Directive · Art. 10
Answered 2021-08-20
POG arrangements for distributors (Art. 25 para. 1 subpara. 6 IDD)
(EU) No 2016/97 - Insurance Distribution Directive · Art. 25
Answered 2021-08-20
Scope (Art. 1 IDD)
(EU) No 2016/97 - Insurance Distribution Directive · Art. 1
Answered 2021-08-20
IBIPs - Information to customers (Art. 29 para. 1 IDD)
(EU) 2016/2341 - IORP II Directive, (EU) No 2016/97 - Insurance Distribution Directive · Art. 29
Answered 2021-08-20
Other
(EU) 2016/2341 - IORP II Directive · Art. NA
Answered 2021-08-20
Valuation of Assets and Liabilities other than TPs
Guidelines on recognition and valuation of assets and liabilities other than technical provisions · Art. GL 9
Answered 2021-08-20
Registration (Art. 3 IDD)
(EU) No 2016/97 - Insurance Distribution Directive · Art. 3
Answered 2021-08-20
Other
(EU) 2016/2341 - IORP II Directive, Other · Art. N/A
Answered 2021-08-20
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 122
Answered 2021-08-18
Solvency Capital Requirement (SCR)
Guidelines on look-through approach · Art. Art. 84.4 amending Delegated Regulation (EU) 2015/35 supplementing Directive 2009/138/EC
Answered 2021-08-18
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 84
Answered 2021-08-18
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2021-08-18
Validations
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2021-08-18
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 213
Answered 2021-08-18
Technical Provisions (TPs)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 18
Answered 2021-08-17
Reinsurance
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 107
Answered 2021-08-17
Technical Provisions (TPs)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 35
Answered 2021-08-17
Technical Provisions (TPs)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 18
Answered 2021-08-17
Valuation of Assets and Liabilities other than TPs
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 75
Answered 2021-08-17
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2021-08-11
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2021-08-11
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2021-08-11
Validations
Guidelines on reporting and public disclosure · Art. N/A
Answered 2021-08-11
Definitions (Art. 2 IDD)
(EU) No 2016/97 - Insurance Distribution Directive · Art. Point (1) and (3) of Article 2 (1)
Answered 2021-08-09
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2021-08-09
Disclosure Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2021-08-09
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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