EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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3,155 Q&As matching current filters · page 51 of 64

C34.02 - reporting of VM, RC and PFE when EAD is capped for margined business under SA-CCR

Regulation (EU) No 575/2013 (CRR) · Art. 274

EBA Rejected question

Submitted 2023-08-04

Pillar 3 ESG Template 3 – Decarbonization scenarios

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2023-08-03

Pillar 3 ESG Template 3 – NACE sectors scoping

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2023-08-03

Validation rules and warnings

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2023-07-28

v09816_m, v09818_m, v09820_m, v09822_m, v09824_m - Hedging sets

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2023-07-26

Limits to large exposures to a client or group when part of the customer's or group's exposures are covered by the consent referred to in Article 500a

Regulation (EU) No 575/2013 (CRR) · Art. 500a

EBA Rejected question

Submitted 2023-07-24

Day One Profit calculations

Regulation (EU) No 575/2013 (CRR) · Art. TBC

EBA Rejected question

Submitted 2023-07-22

Update of Q&A 2699

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2023-07-21

Semi-annual reporting on the total amount of exposures to infrastructure project entities acc. to Art 501a (3)

Regulation (EU) No 575/2013 (CRR) · Art. Article 501a

EBA Rejected question

Submitted 2023-07-19

Validation rule v11873_m

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2023-07-19

Disclosure requirements for non-complex and non-listed institutions

Regulation (EU) No 575/2013 (CRR) · Art. 433b

EBA Rejected question

Submitted 2023-07-17

Template 3 / Maturity of alignment targets

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2023-07-17

Template C.14 - Validation rules v11662_m - if (({C 14.00, c0110} != {[eba_RS:x1], [eba_RS:x6]}) and ({C 14.00, c0230} > 0)) then ({C 14.00, c0231} != empty and {C 14.00, c0231} != 1) and v11663_m if (({C 14.00, c0110} != {[eba_RS:x1], [eba_RS:x6]}) and ({C 14.00, c0250} > 0)) then ({C 14.00, c0251} != empty and {C 14.00, c0251} != 0)

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2023-07-13

Template C.14 - Validation rule v11873_m - {C 14.00, c0230} + {C 14.00, c0240} + {C 14.00, c0250} <= {C 14.00, c0140}

Regulation (EU) No 575/2013 (CRR) · Art. Commission Implementing Regulation (EU) No 451/2021 (as amended)

EBA Rejected question

Submitted 2023-07-13

Large exposures and guarantee received

Regulation (EU) No 575/2013 (CRR) · Art. 400

EBA Rejected question

Submitted 2023-07-07

Q&A 2022_6520 F 46 EBA_v1226

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2023-07-05

Deferred tax assets related tax loss due to losses on derivatives in cash flow hedge accounting relationships

Regulation (EU) No 575/2013 (CRR) · Art. 33

EBA Rejected question

Submitted 2023-06-28

jiol;ikoio

Regulation (EU) No 575/2013 (CRR) · Art. hgu

EBA Rejected question

Submitted 2023-06-24

Exposure excluded from total exposure measure for the calculation of the leverage ratio

Regulation (EU) No 575/2013 (CRR) · Art. 429

EBA Rejected question

Submitted 2023-06-14

ALMM - C 70.00 : Report of weekends in template C70

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2023-06-08

ESG P3 - NACE sector breakdown in Pilar III reporting (templates 1 and 5 and, partially 3)

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2023-06-06

Calculation of the NPL ratio for determining F_23.00 to F_26.00 reporting requirements

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2023-06-05

Treatment of corporate debt securities issued by entities that are set up to raise financing for the parent company or group in the LCR liquid asset buffer

Regulation (EU) No 575/2013 (CRR) · Art. Annexes 24 and 25, CRR

EBA Rejected question

Submitted 2023-06-02

Calculation of expected credit losses for guaranteed exposures

Regulation (EU) No 575/2013 (CRR) · Art. 24

EBA Rejected question

Submitted 2023-05-30

v11962_m;v11963_m; v11964_m; v11965_m; v11966_m; v11967_m; v11968_m; v11969_m; v11970_m; v11971_m; v11972_m; v11973_m; v11974_m; v11975_m; v11976_m; v11977_m; v11978_m; v11979_m; v11980_m; v11981_m; v11982_m; v11983_m; v11984_m; v11985_m; v11986_m; v11987_m; v11988_m; v11989_m; v11990_m; v11991_m; v11992_m; v11993_m; v11994_m; v11995_m; v11996_m; v11997_m; v11998_m; v11999_m; v12000_m; v12001_m; v12002_m; v12003_m; v12004_m; v12005_m; v12006_m; v12007_m; v12008_m; v12009_m; v12010_m; v12011_m; v12012_m; v12013_m; v12014_m;

Regulation (EU) No 575/2013 (CRR) · Art. EBA VR Taxo v3.2.1, Validation rule v11962_m up to V12014_m

EBA Rejected question

Submitted 2023-05-26

Template 10

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2023-05-25

Reporting of marginal deposit facility amounts (overnight deposits with the central bank) in template C72.

Regulation (EU) No 575/2013 (CRR) · Art. 460

EBA Rejected question

Submitted 2023-05-25

Impacts on Consolidated Group LCR Deposit Categorisation where a Third Country subsidiary utilises a different threshold

Regulation (EU) No 575/2013 (CRR) · Art. 411

EBA Rejected question

Submitted 2023-05-25

Pillar 3 ESG Template 7 - Trading book

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2023-05-23

Remuneration policy disclosure regarding Management Bodies of subsidiaries of an EU parent institution

Regulation (EU) No 575/2013 (CRR) · Art. 450

EBA Rejected question

Submitted 2023-05-22

Possibility of treating the amounts deposited on the ECB “Marginal Deposit Facility” as liquidity inflow for determination of the Liquidity Coverage Requirement

Regulation (EU) No 575/2013 (CRR) · Art. 412

EBA Rejected question

Submitted 2023-05-16

Calculation of the CET1 to be used as available stable funding in NSFR

Regulation (EU) No 575/2013 (CRR) · Art. 428o

EBA Rejected question

Submitted 2023-05-15

Taxonomy 3.2: Are the validation rules v6327_m and v6332_m consistent?

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2023-05-15

near miss

Regulation (EU) No 575/2013 (CRR) · Art. Revision to the principles for sound management of operational risk

EBA Rejected question

Submitted 2023-05-12

Structural FX: considering tax effect when calculating maximum open position that can be waived from FX charge

Regulation (EU) No 575/2013 (CRR) · Art. 352

EBA Rejected question

Submitted 2023-05-12

Reporting of significant currencies (> 5%) according to Article 415 (2) (a) CRR

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2023-05-11

Other assets/liabilities in the context of NSFR templates (C 80.00 and C 81.00)

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2023-05-10

Consideration of default dependencies for MoC C quantification

Regulation (EU) No 575/2013 (CRR) · Art. 179

EBA Rejected question

Submitted 2023-05-09

EBA VR Taxo v3.2.1, Validation rule v11909_m to v11961_m; and v7820_m; v7821_m

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2023-05-09

Capital instruments eligible as Tier 2 Capital

Regulation (EU) No 575/2013 (CRR) · Art. 63

EBA Rejected question

Submitted 2023-05-05

Boundary between the banking book and the trading book

Regulation (EU) No 575/2013 (CRR) · Art. 102

EBA Rejected question

Submitted 2023-05-04

Reporting of marginal deposit facility amounts (overnight deposits with the central bank) in templates C72 and C74.

Regulation (EU) No 575/2013 (CRR) · Art. 460

EBA Rejected question

Submitted 2023-04-28

Algorithm to calculate the TOP Institution (resp. Shadow Banking) te report in C27 of Large Exposure Report

Regulation (EU) No 575/2013 (CRR) · Art. 394

EBA Rejected question

Submitted 2023-04-24

Explanation regarding the term "non-reducible"

Regulation (EU) No 575/2013 (CRR) · Art. 212

EBA Rejected question

Submitted 2023-04-24

Reporting of deposit facility (overnight deposits with the central bank) in template C_66.01

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2023-04-21

C_81.00 ASF from capital items and instruments - Tier 2

Regulation (EU) No 575/2013 (CRR) · Art. 428i

EBA Rejected question

Submitted 2023-04-20

Securities lent under sale accounting (C40 and C43 treatment)

Regulation (EU) No 575/2013 (CRR) · Art. 429e

EBA Rejected question

Submitted 2023-04-19

Definition of “institution” under Article 148(5) CRR for equity exposures for the use of IRB approach

Regulation (EU) No 575/2013 (CRR) · Art. 148

EBA Rejected question

Submitted 2023-04-18

Reporting of Template C_67.00 including Concentration of Funding by Counterparty.

Regulation (EU) No 575/2013 (CRR) · Art. Article 4(1) of Regulation (EU) No 575/2013

EBA Rejected question

Submitted 2023-04-13

Clarification on treatment of repurchase agreements and reverse repurchase agreement, as well as securities lending/borrowing of the banking book and of the trading book under the counterparty credit risk and the treatment of these same transactions under standardised approach of credit risk.

Regulation (EU) No 575/2013 (CRR) · Art. '271', '92' and '111'

EBA Rejected question

Submitted 2023-04-11

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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