EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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3,197 Q&As matching current filters · page 46 of 64

Validation rules taxonomy V4.0 C10.00 v23054_m

Regulation (EU) No 575/2013 (CRR) · Art. v23054_m

EBA Rejected question

Submitted 2025-02-24

Calculation of risk weights

Regulation (EU) No 575/2013 (CRR) · Art. 113

EBA Rejected question

Submitted 2025-02-24

COREP_OF, C_07.00, problem with disallowed risk weight 70%

Regulation (EU) No 575/2013 (CRR) · Art. 126

EBA Rejected question

Submitted 2025-02-21

COREP_OF, C_07.00, problem with disallowed risk weight 70%

Regulation (EU) No 575/2013 (CRR) · Art. 126

EBA Rejected question

Submitted 2025-02-21

Prudential treatment of goodwill and other intangible assets arising from the acquisition of an asset manager by an insurance undertaking fully owned by a bank

Regulation (EU) No 575/2013 (CRR) · Art. 36

EBA Rejected question

Submitted 2025-02-19

DPM 4.0 taxonomy, several validation rules are not correct

Regulation (EU) No 575/2013 (CRR) · Art. various

EBA Rejected question

Submitted 2025-02-17

ASF factor for AT1 and T2 capital instruments with residual maturity of a minimum of six months but less than one year

Regulation (EU) No 575/2013 (CRR) · Art. 428l

EBA Rejected question

Submitted 2025-02-17

Netting of income and expenses and mutualisation of losses for IPS in the Service Component of the Business Indicator (BI)

Regulation (EU) No 575/2013 (CRR) · Art. 314

EBA Rejected question

Submitted 2025-02-14

v16319_s and v16322_s (IRRBB) – non-negative rule not applicable to derivative rows

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2025-02-11

Template EU MR4 missing from Annex

Regulation (EU) No 575/2013 (CRR) · Art. 15

EBA Rejected question

Submitted 2025-02-11

Treatment of factoring in LCR and NSFR

Regulation (EU) No 575/2013 (CRR) · Art. 411

EBA Rejected question

Submitted 2025-02-10

Reporting of retained own issuances in the ALMM C 66.01 maturity ladder template

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Rejected question

Submitted 2025-02-07

Sign convention on EVE, NII and MV levels in Template J_01.00 and J_02.00

Regulation (EU) No 575/2013 (CRR) · Art. 448

EBA Rejected question

Submitted 2025-02-07

Level of EVE, NII and MV under Baseline scenarios reported positive for individual currencies (material or immaterial) in J1 report

Regulation (EU) No 575/2013 (CRR) · Art. 448

EBA Rejected question

Submitted 2025-02-06

Date of Disclosure

Regulation (EU) No 575/2013 (CRR) · Art. 433

EBA Rejected question

Submitted 2025-02-04

Reported amount in F09.02 col0010 if overcollateralization can occur

Regulation (EU) No 575/2013 (CRR) · Art. Annex V

EBA Rejected question

Submitted 2025-02-04

Validation rules taxonomy V4.0 C09.02 v6052_m

Regulation (EU) No 575/2013 (CRR) · Art. v6052_m

EBA Rejected question

Submitted 2025-01-31

Validation rules taxonomy V4.0 C09.02 v23650_h

Regulation (EU) No 575/2013 (CRR) · Art. v23650_h

EBA Rejected question

Submitted 2025-01-31

Validation rules taxonomy V4.0 C08.01 v4769_m

Regulation (EU) No 575/2013 (CRR) · Art. v4769_m

EBA Rejected question

Submitted 2025-01-31

Validation rules taxonomy V4.0 C08.01 v4770_m

Regulation (EU) No 575/2013 (CRR) · Art. v4770_m

EBA Rejected question

Submitted 2025-01-31

CCF of items (b) and (c) of bucket 5 from 2025 to 2032

Regulation (EU) No 575/2013 (CRR) · Art. 495d

EBA Rejected question

Submitted 2025-01-27

EBA_v10862 (Type – Warning validation): Assets under custody ({G01.00,r0060,c0010}) should be equal to the value in FINREP ({F22.02,r0060,c0010}).

Regulation (EU) No 575/2013 (CRR) · Art. Annex V

EBA Rejected question

Submitted 2025-01-27

Classification as a “specialised debt restructurer” (SDR) pursuant to Article 36(5) of Regulation No 575/2013

Regulation (EU) No 575/2013 (CRR) · Art. 36

EBA Rejected question

Submitted 2025-01-27

Classification as a “specialised debt restructurer” (SDR) pursuant to Article 36(5) of Regulation No 575/2013

Regulation (EU) No 575/2013 (CRR) · Art. 36

EBA Rejected question

Submitted 2025-01-27

RWA in COREP C43

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2025-01-23

Identification of the part of the exposure not covered by the lien on the property

Regulation (EU) No 575/2013 (CRR) · Art. 124

EBA Rejected question

Submitted 2025-01-22

Validation rule v22095_h in Reporting Framework 3.5

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2025-01-16

Treatment of two-legs derivatives and validation Rule EBA V16337 (Tab J0200)

Regulation (EU) No 575/2013 (CRR) · Art. 488

EBA Rejected question

Submitted 2025-01-16

Validation Rule EBA_v22095 (tab J0200) : Duration

Regulation (EU) No 575/2013 (CRR) · Art. 488

EBA Rejected question

Submitted 2025-01-16

Treatment of feature of tranching for mortgage backed securities

Regulation (EU) No 575/2013 (CRR) · Art. 325N

EBA Rejected question

Submitted 2025-01-15

Computation of the secured part of Non-IPRE according to Art.125(1)

Regulation (EU) No 575/2013 (CRR) · Art. 125

EBA Rejected question

Submitted 2025-01-15

Internal Model Method

Regulation (EU) No 575/2013 (CRR) · Art. 284

EBA Rejected question

Submitted 2025-01-15

Definition of ancillary services undertaking under Article 4(1)(18)

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Rejected question

Submitted 2025-01-09

Definition of financial institution under Article 4(1)(26)

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Rejected question

Submitted 2025-01-09

Mixing approaches (loan-splitting, ETV) for real estate exposures collateralised by multiple immovable properties

Regulation (EU) No 575/2013 (CRR) · Art. 124/125/126

EBA Rejected question

Submitted 2025-01-08

Validation Rule for Marginal Impact of Reintegration of CVA Exemptions

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2025-01-08

Calculating ETV in case of a broken sequence of mortgages

Regulation (EU) No 575/2013 (CRR) · Art. 124

EBA Rejected question

Submitted 2025-01-08

Clarifications on the perimeter of templates 2 and 5 Collateralized loans portfolio

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2025-01-02

Reporting framework 4.0 Validation rules release (new format) (Uploaded on 19/12/2024)

Regulation (EU) No 575/2013 (CRR) · Art. Article 123a

EBA Rejected question

Submitted 2024-12-20

C14.00 - v7364_m - Type of Assets (column 0160)

Regulation (EU) No 575/2013 (CRR) · Art. 243

EBA Rejected question

Submitted 2024-12-19

Reporting the fair value adjustments from macro fair value hedges in NSFR templates (C 80.00 and C 81.00)

Regulation (EU) No 575/2013 (CRR) · Art. 427, 428

EBA Rejected question

Submitted 2024-12-13

Reporting of callable AT1, T2 and MREL/TLAC instruments

Regulation (EU) No 575/2013 (CRR) · Art. 428j(2), 428ak, 428ap

EBA Rejected question

Submitted 2024-12-13

Denominator for GAR Green Asset Ratio (%) Calculation

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2024-12-10

OFR for operational risk on the date 31 December 2024

Regulation (EU) No 575/2013 (CRR) · Art. Art. 311a-315 CRR3

EBA Rejected question

Submitted 2024-12-09

Definition of residential/commercial immovable property in FINREP reporting under CRR3

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2024-12-09

Trade exposures to Qualifying Central Counterparties and collateral substitution

Regulation (EU) No 575/2013 (CRR) · Art. 401

EBA Rejected question

Submitted 2024-12-06

Standardised Approach Original Exposure pre conversion factors

Regulation (EU) No 575/2013 (CRR) · Art. 111

EBA Rejected question

Submitted 2024-12-04

Classification as a “specialised debt restructurer” pursuant to Article 36(5) of Regulation No 575/2013

Regulation (EU) No 575/2013 (CRR) · Art. 36

EBA Rejected question

Submitted 2024-12-03

Contradiction between the Validation Rule EGDQ_0766a and Methodology

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Rejected question

Submitted 2024-12-03

Reporting of ESCROW accounts (or other captive accounts) in template F08.01

Regulation (EU) No 575/2013 (CRR) · Art. Annex V, part 2

EBA Rejected question

Submitted 2024-12-01

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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