EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,676 Q&As matching current filters · page 43 of 174
Inclusion of undertakings other than institutions, financial institutions or ancillary undertakings in prudential consolidation
Regulation (EU) No 575/2013 (CRR) · Art. 18
Answered 2022-07-15
Cut-off date for the implementation of the adjustment for massive disposals
Regulation (EU) No 575/2013 (CRR) · Art. 500
Answered 2022-07-15
Scope of ASA definition under IFR
Regulation (EU) No 2019/2033 (IFR) · Art. 4
Answered 2022-07-15
Early repayment upon a common agreement between the issuer and the subscriber
Regulation (EU) No 575/2013 (CRR) · Art. 63
Answered 2022-07-15
Definition of the parameter ρ_kl (option maturity)
Regulation (EU) No 575/2013 (CRR) · Art. 325ay
Answered 2022-07-15
Conditions for the usage of the net present value when calculating open positions in each currency and in gold
Regulation (EU) No 575/2013 (CRR) · Art. 352
Answered 2022-07-15
Treatment of non-performing exposures underlying a CIU
Regulation (EU) No 575/2013 (CRR) · Art. 132a
Answered 2022-07-15
Leverage Exposure Exclusion for guaranteed parts of Export Credit
Regulation (EU) No 575/2013 (CRR) · Art. 429a
Answered 2022-07-15
Weighted Average Life calculation for Credit Card Receivables without fixed repayment scheme
Regulation (EU) No 2017/2402 (SecReg) · Art. 24
Answered 2022-07-15
Formula to be applied in case of a switch from multiple netting sets to a single netting set
Regulation (EU) No 575/2013 (CRR) · Art. 275
Answered 2022-07-15
CCR2 + FRTB: Delta intra bucket correlation for the risk class “foreign exchange risk”
Regulation (EU) No 575/2013 (CRR) · Art. 325ay
Answered 2022-07-15
Recognition of deducted items in calculation of own funds requirements for market risk
Regulation (EU) No 575/2013 (CRR) · Art. 78
Answered 2022-07-15
Deduction of pledged own shares from Common Equity Tier 1 items
Regulation (EU) No 575/2013 (CRR) · Art. 36
Answered 2022-07-15
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive
Answered 2022-07-12
Reporting of Emission Allowances
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2022-07-11
Reporting of Emission Allowances
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2022-07-11
Reporting of Emission Allowances
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2022-07-11
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive
Answered 2022-07-08
Solvency Capital Requirement (SCR)
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 117
Answered 2022-07-06
Reconciliation frequency for funds trading on a daily basis
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2022-07-01
Reconciliations with tri-party collateral managers
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2022-07-01
Responsibility to ensure compliance with the rules governing marketing communications
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2022-07-01
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 35 of SII Directive
Answered 2022-07-01
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. Article 209, 210, 215
Answered 2022-07-01
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on look-through approach · Art. 84 and 88 of Delegated Regulation (EU) No 2015/35
Answered 2022-07-01
Freedom to provide services (Art. 4 and 5 IDD)
(EU) No 2017/2358 - product oversight and governance requirements for insurance, (EU) No 2016/97 - Insurance Distribution Directive · Art. 4, 5 and 25 IDD; Article 3(4) of the Commission Delegated Regulation 2017/2358
Answered 2022-07-01
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive
Answered 2022-07-01
Reporting Templates
Guidelines on reporting and public disclosure · Art. 35 of SII Directive
Answered 2022-07-01
Risk concentration
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 184(3) and 187(5)
Answered 2022-06-29
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 171a, 84, 168
Answered 2022-06-29
Risk concentration
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 187
Answered 2022-06-29
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 188
Answered 2022-06-29
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 184(2)(b)(ii) and 335
Answered 2022-06-29
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 9, 16, 174
Answered 2022-06-24
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 168
Answered 2022-06-24
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 168, 174
Answered 2022-06-24
Readily available data
Benchmarks Regulation (BMR) - Regulation 2016/1011
Answered 2022-06-23
Scope of the new Article 11(1a) of MAR
Market Abuse Regulation (MAR) Regulation (EU) No 596/2014 - Market Intergrity
Answered 2022-06-23
Real estate inspection for real estate valuation
Regulation (EU) No 575/2013 (CRR) · Art. 79
Answered 2022-06-10
Validations
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Article 109a (1) of SII Directive 2009/138/EC; Art. 5(2) of the Delegated Regulation (EU) 2015/35
Answered 2022-06-10
Other
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. Articles 41, 44 of SII Directive; Articles 258, 259, 274 of Delegated Regulation 2015/35
Answered 2022-06-10
Reporting Templates
Guidelines on reporting and public disclosure · Art. N/A
Answered 2022-06-10
Risk Free Rate (RFR)
Risk-Free Interest Rate - VA calculations · Art. 9.E.
Answered 2022-06-07
Performance fees
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Section XV: ESMA’s guidelines on performance fees in UCITS and certain types of AIFs
Answered 2022-05-20
Performance reference period for the hurdle rate model
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2022-05-20
Performance reference period for the benchmark model
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2022-05-20
Other
Other · Art. N/A
Answered 2022-05-20
General provisions
Regulation 2020/1503 - European crowdfunding service providers for business · Art. Article 10(3) ECSPR
Answered 2022-05-19
General provisions
Regulation 2020/1503 - European crowdfunding service providers for business · Art. Article 10(4) ECSPR
Answered 2022-05-19
General provisions
Regulation 2020/1503 - European crowdfunding service providers for business
Answered 2022-05-19
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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