EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,666 Q&As matching current filters · page 41 of 174
Technical Provisions (TPs)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on valuation of technical provisions · Art. Guideline 68; Article 28 and 189 of (EU) No 2015/35 Delegated Regulation
Answered 2022-10-21
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2022-10-21
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. N/A
Answered 2022-10-21
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 184
Answered 2022-10-20
Cash penalties: calculation
Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR
Answered 2022-10-18
Cash penalties: costs and process
Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR
Answered 2022-10-18
Cash penalties: scope
Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR
Answered 2022-10-18
Annex VI - Agentes/distributors
Directive 2015/2366/EU (PSD2) · Art. 13
Answered 2022-10-14
API functionality
Directive 2015/2366/EU (PSD2) · Art. 98
Answered 2022-10-14
Future-dated payments and recurring transactions
Directive 2015/2366/EU (PSD2) · Art. 66
Answered 2022-10-14
Clarification on the protection requirements of a CustomerID when included in a payer-presented QR-code for the initiation of (instant) credit transfers at the Point of Interaction (POI)
Directive 2015/2366/EU (PSD2) · Art. 6
Answered 2022-10-14
Change of TPP access rights for AIS consent by the PSU prior to authorisation
Directive 2015/2366/EU (PSD2) · Art. 32
Answered 2022-10-14
Information on the host member State in which Third Party Providers (TPPs) provide services
Directive 2015/2366/EU (PSD2) · Art. 15
Answered 2022-10-14
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2022-10-14
Disclosure Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2022-10-14
Prospectus exemption in connection with a takeover by means of an exchange offer
Prospectus Regulation 2017/1129
Answered 2022-10-12
Reporting Templates
(EU) 2020/852 - Taxonomy Regulation · Art. N/A
Answered 2022-10-07
Minimum Capital Requirement (MCR)
Guidelines on group solvency · Art. N/A
Answered 2022-10-07
Exclusion of intragroup transactions with entities in third country from the CVA risk charge
Regulation (EU) No 575/2013 (CRR) · Art. 382
Answered 2022-09-30
CCF used for commitment performance bond
Regulation (EU) No 575/2013 (CRR) · Art. 111, 166, Annex I
Answered 2022-09-30
LCR treatment of open maturity reverse repos which can be terminated at any point in time
Regulation (EU) No 575/2013 (CRR) · Art. 460
Answered 2022-09-30
ASF applicable to payables (accruals) in the NSFR
Regulation (EU) No 575/2013 (CRR) · Art. 428j, 428k, 428l, 428o
Answered 2022-09-30
Available stable funding factor (ASF) applicable to current tax liabilities in the NSFR
Regulation (EU) No 575/2013 (CRR) · Art. 428j, 428k, 428l, 428o
Answered 2022-09-30
Asset encumbrance in the NSFR
Regulation (EU) No 575/2013 (CRR) · Art. 428p
Answered 2022-09-30
Scope of Article 208 CRR
Regulation (EU) No 575/2013 (CRR) · Art. 208
Answered 2022-09-30
Outflows from deposits in insurance wrappers
Regulation (EU) No 575/2013 (CRR) · Art. 411
Answered 2022-09-30
Other retail deposits subject to higher outflow rates: treatment of joint accounts
Regulation (EU) No 575/2013 (CRR) · Art. 421
Answered 2022-09-30
Assets requiring stable funding
Regulation (EU) No 575/2013 (CRR) · Art. 428
Answered 2022-09-30
Multilateral Development Banks (MDBs) not listed in Article 117(2) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 117
Answered 2022-09-30
Recognition of collateral substitution rights in secured funding transactions
Regulation (EU) No 575/2013 (CRR) · Art. 416
Answered 2022-09-30
Treatment of FX transactions settled via central settlement counterparties i.e. CLS (The Continuous Linked Settlement foreign exchange settlement system)
Regulation (EU) No 575/2013 (CRR) · Art. 460
Answered 2022-09-30
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 35 of SII Directive
Answered 2022-09-29
Reporting Templates
(EU) No 2015/2451 - templates and structure of the disclosure of specific information by supervisory authorities, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 35 of SII Directive
Answered 2022-09-29
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Annex II and III
Answered 2022-09-28
Calculation of denominator
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2022-09-23
Direct Electronic Access (DEA) and algorithmic trading - Trading venues
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2022-09-23
Position limits - the definition of "a lot"
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2022-09-23
Position limits for options and futures
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2022-09-23
Securitised derivatives
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets · Art. Art 57(1) and 58(1) of MiFID II
Answered 2022-09-23
Various underlyings listed in Annex I, Section C(10) of MIFID II?
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2022-09-23
General provisions
Regulation 2020/1503 - European crowdfunding service providers for business
Answered 2022-09-23
Investor protection and marketing communication
Regulation 2020/1503 - European crowdfunding service providers for business
Answered 2022-09-23
Hedge exemption
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2022-09-23
Positions with different maturities
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2022-09-23
Criteria privileged transactions exemption
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2022-09-23
General provisions
Regulation 2020/1503 - European crowdfunding service providers for business
Answered 2022-09-23
Agricultural contracts
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2022-09-23
General provisions
Regulation 2020/1503 - European crowdfunding service providers for business
Answered 2022-09-23
General provisions
Regulation 2020/1503 - European crowdfunding service providers for business
Answered 2022-09-23
Third country issues
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2022-09-23
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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