EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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8,811 Q&As matching current filters · page 40 of 177

Should individual KIDs be prepared for each class of units or shares within a UCITS or AIF?

PRIIPs

Joint Committee Final

Answered 2022-11-14

What is the relationship between point 11 of Annex IV and Article 15 of the Delegated Regulation?

PRIIPs

Joint Committee Final

Answered 2022-11-14

Article 14(e) of the Delegated Regulation refers only to the publication of past performance of the underlying Category 2 investment options as required by Article 8(3) and not to the requirement in A

PRIIPs

Joint Committee Final

Answered 2022-11-14

Should existing retail investors within a UCITS umbrella fund, who switch or exchange units in one sub-fund for units in another, be provided with the KID for the sub-fund in which they are going into

PRIIPs

Joint Committee Final

Answered 2022-11-14

Regarding Article 8(3) of the Delegated Regulation: a) What is meant by "performance scenario calculations"? Is it necessary for the full calculations underlying each scenario to be published or just

PRIIPs

Joint Committee Final

Answered 2022-11-14

Point 52(h) of Annex VI indicates that transaction costs are included in the ‘other ongoing costs’. What does this mean in terms of where transaction costs should be included in table 2 ‘Composition o

PRIIPs

Joint Committee Final

Answered 2022-11-14

Prior to 1 January 2023 is it possible to prepare a KID based on the new requirements in Commission Delegated Regulation (EU) 2021/2268, for example for a product launched between September and Decemb

PRIIPs

Joint Committee Final

Answered 2022-11-14

[Question deleted] (Revised 21 December 2022) 3. Which form and name should the ‘specific information on each underlying investment option’, referred to in Article 14 of the Delegated Regulation, tak

PRIIPs

Joint Committee Final

Answered 2022-11-14

Do the rules concerning the UCITS key investor information document (KIID) still apply?

PRIIPs

Joint Committee Final

Answered 2022-11-14

What should be displayed in the bar chart for years when there is no data?

PRIIPs

Joint Committee Final

Answered 2022-11-14

Could you clarify for which intermediate holding periods should we show performance scenarios during the lifetime of a product? (E.g.: 1.1 years product, with remaining lifetime of 9 months). We belie

PRIIPs

Joint Committee Final

Answered 2022-11-14

Is it possible to show the complete name of the PRIIP when first mentioned in the KID and then simply refer to it as “the product” or “the Fund” thereafter?

PRIIPs

Joint Committee Final

Answered 2022-11-14

Maturity floor in Standard Method for CVA

Regulation (EU) No 575/2013 (CRR) · Art. 384