EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
1,806 Q&As matching current filters · page 34 of 37
Portfolio ID Unique Row Identifier in template C 103.00
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-15
Recovery rate of the foreclosure assets calculation
Regulation (EU) No 575/2013 (CRR) · Art. 78
Submitted 2015-10-15
Definition of portfolio 1.2
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-15
Benchmarking exercise - market risk - clarifications on Annex V portfolios
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-14
Clarification on lower barrier level for portfolio number 1.16 (FX) from Annex V
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-14
Clarifications on Portfolio 1.4 from Annex V (Long/short puts on FTSE 100)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-14
Annex I template 103 collateral types mortgages non-SME
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-09
SBP: Missmatch between predefined values of dimension (ei385) and expected values from EBA
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-09
Mortgages non-defaulted with unknown ILTV
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-09
Market Risk Benchmarking Portfolios: Clarifications regarding the portfolios set out in Annex V
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-08
Counterparty credit risk
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2015-10-08
EBA Final Draft Implementing Technical Standards on benchmark portfolios - question on the trade templates
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-07
Application of Article 11 CRR in terms of determining the scope of application for multi-national banking groups
Regulation (EU) No 575/2013 (CRR) · Art. 11
Submitted 2015-10-01
Correct scope of clusters based on collateralisation status and collateral type
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-30
Definition of the counterparty size in case of substitution approach application
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-30
PD selection in case of substitution approach
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-30
Definition of 'continuity'
Directive 2013/36/EU (CRD) · Art. Recital 14
Submitted 2015-09-30
Supervisory Benchmarking exercise for 2015 - Market Risk related
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-29
Clarification for filling the 'Not applicable' value in Annex II and IV
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
A confirmation is required about the rules to fill the EBA Benchmarking templates
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
Identification of exposures treated under Standard approach
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
How to manage different local rating scales
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
Given the legal reference reported in the Annex IV, a clarification about the annual default rate computation is required
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
A clarification about the collateral value to provide in the relevant templates is required
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
A confirmation about the legal reference reported in Annex IV is required
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
Completion of Annex I, Template C103.00 of the ITS needed?
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-08
Market, Credit and Counterparty risks of Central Counterparty under CRR
Regulation (EU) No 575/2013 (CRR) · Art. 515
Submitted 2015-09-04
Treatment of derivative liabilities in the denominator of MREL
Directive 2014/59/EU (BRRD) · Art. 45
Submitted 2015-09-02
Further elaboration on the definition of remaining maturity of eligible liabilities
Directive 2014/59/EU (BRRD) · Art. 45
Submitted 2015-09-02
Reporting of different AIRB models in the same benchmarking class (portfolio) - credit risk
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-08-25
Calculation of Default rate past 5 years and Loss rate past 5 years
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-08-25
Can the activity consisting in granting credits on own account without collecting deposits or other repayable funds from the public be subject to the requirements of the CRD IV regarding the freedom to provide services and freedom of establishment?
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2015-08-19
Scope of application of FINREP
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2015-08-05
Potential Future Exposure (PFE) add-ons for written options out side netting agreement
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2015-08-04
Resolution action with regard to a holding
Directive 2014/59/EU (BRRD) · Art. 33
Submitted 2015-07-28
Application of the NCWO principle
Directive 2014/59/EU (BRRD) · Art. 34
Submitted 2015-07-28
Definition of Aggregate Liabilities
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2015-07-23
Undrawn credit facility from central bank as inflow
Regulation (EU) No 575/2013 (CRR) · Art. 460
Submitted 2015-07-17
Own funds for foreign branches
Regulation (EU) No 575/2013 (CRR) · Art. 352
Submitted 2015-07-14
Countercyclical capital buffer (CCB) relevant exposures
Directive 2013/36/EU (CRD) · Art. 140
Submitted 2015-07-08
Mark-to-Market Method: Application of perfectly matching provisions to FX forwards
Regulation (EU) No 575/2013 (CRR) · Art. 298
Submitted 2015-07-07
Clarification on Article 8 (6) of Regulation (EU) 806/2014 (SRM)
Directive 2014/59/EU (BRRD) · Art. 10
Submitted 2015-07-06
Individual recovery plans for institutions directly supervised by the European Central Bank
Directive 2014/59/EU (BRRD) · Art. 4
Submitted 2015-06-30
Eligible Liabilities in the context of Articles 2(71) and 45(4)
Directive 2014/59/EU (BRRD) · Art. 2, 45
Submitted 2015-06-29
Treatment of trading book positions sensitive to institution’s own credit spread in the internal VaR and stress VaR model
Regulation (EU) No 575/2013 (CRR) · Art. 370
Submitted 2015-06-18
For trade finance transactions within 30 days to maturity the DA indicated a 100% inflow for financial customers, however we understand this was for all customers
Regulation (EU) No 575/2013 (CRR) · Art. 425
Submitted 2015-06-02
Use of the rating based approach’s IRBA securitizations scaling factor 1.06 in the cases of 1.250 % risk weight securitizations’ capital deduction
Regulation (EU) No 575/2013 (CRR) · Art. 261
Submitted 2015-05-28
Liquid assets under CRR/LCR
Regulation (EU) No 575/2013 (CRR) · Art. Article 416
Submitted 2015-05-11
Change of minimum values of exposure weighted average LGD for exposures secured by property in their territory
Regulation (EU) No 575/2013 (CRR) · Art. 164
Submitted 2015-05-05
Treatment of assets held at a central bank to provide intra-day collateral for supporting payment flows in a direct payment system for the calculation of end-of-day and reporting of assets available for High Quality Liquid Assets (HQLA)
Regulation (EU) No 575/2013 (CRR) · Art. 460
Submitted 2015-05-01
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.