EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
1,806 Q&As matching current filters · page 33 of 37
Appropriate medium and location for disclosure
Regulation (EU) No 575/2013 (CRR) · Art. 434, 431(4)
Submitted 2016-03-08
Identification of Material Risk Takers in branches of a Member State institution, where the branch is established in another Member State
Directive 2013/36/EU (CRD) · Art. 92
Submitted 2016-03-02
Capital requirement regard to own debt instruments.
Regulation (EU) No 575/2013 (CRR) · Art. 327
Submitted 2016-02-29
Risk weight for exposures to central-government-risk PSEs with an original maturity of 3 months or less, which are denominated in foreign currency
Regulation (EU) No 575/2013 (CRR) · Art. 116
Submitted 2016-02-25
Relevant competent authority to determine the same risk weight treatment as the central government
Regulation (EU) No 575/2013 (CRR) · Art. 115
Submitted 2016-02-19
Mark-to-Market Method: Residual Maturity for Physically Settled Contracts
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2016-02-18
Toleranzschwellen bei Korrekturmeldungen gemäß Verordnung (EU) Nr. 680/2014
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2016-02-10
Exposure Value under the Equity method of accounting
Regulation (EU) No 575/2013 (CRR) · Art. 390
Submitted 2016-02-09
How are branches included in the scope of resolution funds?
Directive 2014/59/EU (BRRD) · Art. 1
Submitted 2016-02-03
Clarification on the Geographical Area breakdown
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-01-29
Expected outflows from derivatives
Regulation (EU) No 575/2013 (CRR) · Art. Article 30 of Delegated Regulation 2015/61
Submitted 2016-01-25
CRD Art. 140(4) in conjuction with CRR Art. 327 and CRR Art. 112
Directive 2013/36/EU (CRD) · Art. 140
Submitted 2016-01-25
Cash variation margin received in the same currency of settlement of the derivative contract
Regulation (EU) No 575/2013 (CRR) · Art. 429a
Submitted 2016-01-14
Benchmarking
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-01-13
Liquidity waiver for institutions controlled by EU parent financial holding company
Regulation (EU) No 575/2013 (CRR) · Art. 8
Submitted 2016-01-05
Incorporation of contributions over full five year time horizon into determination of five year loss rate
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-12-21
Incorporation of intra year cures
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-12-21
Relevant time period to determine default rate and loss rate
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-12-21
EAD Template C 105.01
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-12-21
Calculation of the value of exposures resulting from the settlement of debt instruments and equities processed through a delivery-versus-payment (DvP) mechanism.
Regulation (EU) No 575/2013 (CRR) · Art. 378
Submitted 2015-12-18
Deposits by Financial Customers
Regulation (EU) No 575/2013 (CRR) · Art. 424
Submitted 2015-12-17
Calculation of ELGD under the Supervisory Formula Method in case of a re-securitisation
Regulation (EU) No 575/2013 (CRR) · Art. 262
Submitted 2015-12-08
Can multiple exemptions be applied to an exposure at the same time?
Regulation (EU) No 575/2013 (CRR) · Art. 400
Submitted 2015-12-07
RWA Standardised calculation
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-12-04
‘Mortgages’ identification
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-12-03
Secured central bank lending and liquidity buffer adjustment
Regulation (EU) No 575/2013 (CRR) · Art. 422
Submitted 2015-12-03
Calculation of PD and PD
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-11-23
Use of DGS to finance a transfer covered deposits
Directive 2014/59/EU (BRRD) · Art. 109
Submitted 2015-11-19
COREP form C72
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2015-11-12
Clarifications on HDP benchmarking exercise instructions, templates and portfolios
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-11-09
Clarifications on portfolio specifications & general instructions for Annex V
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-11-09
Requested guidance on portfolio 1.26 – pricing bond XS0516040671
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-27
Requested guidance on usage templates in Annex VII for multiple portfolios
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-26
Market risk benchmarking portfolio 1.18 not fully clear how to book
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-22
Clarifications on portfolio specifications & general instructions for Annex V
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-21
Reference to paragraph 8 in Article 41 (9)
Directive 2014/59/EU (BRRD) · Art. 41
Submitted 2015-10-20
Annex V portfolio clarifications
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-20
Corporate Treasury Entities
Regulation (EU) No 575/2013 (CRR) · Art. 411
Submitted 2015-10-19
C105.01 / 080 - Cure rate for defaulted assets
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-16
Exposure class - Corporate - Specialised Lending
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-16
C103.999 - Exposure
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-16
C105.01 / 050 - EAD weighted average default rate for calibration
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-16
C105.02 / 010 - Portfolio ID
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-16
Type of Facility, Annex II - Table C103 - Column 070 (k)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-15
Type of Facility, Annex II - Table C103 - Column 070 (g)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-15
Scope of reporting on 11.04.2016
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-15
Levels of reporting
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-15
Securitisations and equity exposures
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-15
Joint Decision - Annex III - C105.01 - Column 110
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-15
Assignment of Mortgage Exposures to Portfolio IDs
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-15
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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