EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

Final — published answer Archive — superseded (EBA only) Pending — awaiting answer Rejected — out of scope or duplicate
Clear all filters

192 Q&As matching current filters · page 3 of 4

Annex 3: Underlying Exposures - Commercial Real Estate - Calculation methods for fields regarding financial statement information (e.g. revenue, operating expenses, capital expenditure, etc.)

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Redemption Date

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Static information vs. dynamic information

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Active vs. inactive Underlying Exposures

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Original Lender RREL79; RREL80; RREL81; CREL179; CREL180; CREL181; CRPL96; CRPL97; CRPL98; AUTL79; AUTL80; AUTL81; CMRL62; CMRL63; CMRL64; CCDL42; CCDL43; CCDL44; LESL79; LESL80; LESL81; ESTL64; ESTL65; ESTL66.

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Originator information for syndicated underlying exposures

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Recourse

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Annexes 14 and 15: Inside Information or Significant Event Information - Material Amendment to Transaction Documents

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Handling of corrections

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Fields relating to index rates

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Annexes 12 and 13: Investor Reports - Consequences for Breach

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Cumulative Prepayment Fields

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Prepayment lock-out end date and Prepayment fee end date

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Deposit amount

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Amortisation Type

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Legacy pools and Purchased exposures

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Annexes 12 and 13: Investor Reports - Test/Event/Trigger Breach

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

Annexes 12 and 13: Investor Reports - Must rating triggers be reported in the tests/events/triggers information section of Annexes 12 and 13?

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

Prior Principal Balances

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

Current Valuation Amount and related fields in the event of foreclosed collateral

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

Scheduled Principal Payment Frequency

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

‘No Data’ options ND1-ND4, as well as ND5 (‘Not Applicable’)

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

‘No Data’ options ND1-ND4, as well as ND5 (‘Not Applicable’)

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

‘No Data’ options ND1-ND4, as well as ND5 (‘Not Applicable’)

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

‘No Data’ options ND1-ND4, as well as ND5 (‘Not Applicable’)

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

‘No Data’ options ND1-ND4, as well as ND5 (‘Not Applicable’)

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

Annexes 12 and 13: Investor Reports - Obligation to complete the investor report template

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

Fields relating to Interest Rate Indices

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

Annex 9: Underlying Exposures - Esoteric - Reporting template for trade receivables

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

Annex 4: Underlying Exposures - Corporate - Origination date and original principal balance in case of a revolving loan with multiple advances

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

Annex 4: Underlying Exposures - Corporate - Maturity date

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

How to report replacement of counterparties in the counterparty information section of Annexes 14 and 15?

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

Annexes 14 and 15: Inside Information or Significant Event Information - Disbursement Date

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

Annexes 12 and 13: Investor Reports - Risk Transfer Method

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

Date Last in Arrears

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

Annexes 12 and 13: Investor Reports - Loss Given Default and Probability of Default

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

Cumulative Recoveries

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

Interpretation of Date Last in Arrears field

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

Annex 11: Underlying Exposures - ABCP - Underlying Exposure Type

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-07-17

Primary Income Verification

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-05-27

Origination Channel

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-05-27

Obligor Basel III Segment

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-05-27

Annexes 12 and 13: Investor Reports - Clarifications for field Securitisation Excess Spread and Excess Spread Trapping Mechanism

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-05-27

Timing of reporting of Inside Information and Significant Event Information

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-05-27

Reporting of further loans in the underlying exposure templates

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-05-27

Use of proxy data in the disclosure technical standards

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-05-27

Annex 3: Underlying Exposures - Commercial Real Estate - Prepayment Interest Excess / Shortfall

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-05-27

Use of ‘No Data’ options in Annex 11

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-05-27

Reporting provisions for Master Trust securitisations

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-05-27

Annexes 12 and 13: Investor Reports - Questions relating to principal and interest recoveries.

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-05-27

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

📋 Track EU financial regulation continuously

Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.

14-day free trial. No credit card required.