EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
192 Q&As matching current filters · page 3 of 4
Cumulative Prepayment Fields
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annexes 12 and 13: Investor Reports - Consequences for Breach
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Fields relating to Interest rate or currency swaps
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Handling of corrections
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 4: Underlying Exposures - Corporate - Enterprise Value
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 3: Underlying Exposures - Commercial Real Estate - Calculation methods for fields regarding financial statement information (e.g. revenue, operating expenses, capital expenditure, etc.)
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annexes 14 and 15: Inside Information or Significant Event Information - Material Amendment to Transaction Documents
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Any Other Information Line Number - Annexes 14 and 15
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Fields relating to index rates
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Prepayment lock-out end date and Prepayment fee end date
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Static information vs. dynamic information
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 3: Underlying Exposures - Commercial Real Estate - Liquidation Expense
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 3: Underlying Exposures - Commercial Real Estate - Total Shortfalls In Principal & Interest Outstanding
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 3: Underlying Exposures - Commercial Real Estate - Obligor Must Pay Breakage On Swap
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 3: Underlying Exposures - Commercial Real Estate - Collection of Other Reserves
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 3: Underlying Exposures - Commercial Real Estate - Noteholder Consent
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 9: Underlying Exposures - Esoteric - Reporting template for trade receivables
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annex 4: Underlying Exposures - Corporate - Origination date and original principal balance in case of a revolving loan with multiple advances
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annex 4: Underlying Exposures - Corporate - Maturity date
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
How to report replacement of counterparties in the counterparty information section of Annexes 14 and 15?
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annexes 14 and 15: Inside Information or Significant Event Information - Disbursement Date
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annexes 12 and 13: Investor Reports - Risk Transfer Method
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annexes 12 and 13: Investor Reports - Must rating triggers be reported in the tests/events/triggers information section of Annexes 12 and 13?
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Prior Principal Balances
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Interpretation of Date Last in Arrears field
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Current Valuation Amount and related fields in the event of foreclosed collateral
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Scheduled Principal Payment Frequency
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Date Last in Arrears
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
‘No Data’ options ND1-ND4, as well as ND5 (‘Not Applicable’)
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annexes 12 and 13: Investor Reports - Test/Event/Trigger Breach
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
‘No Data’ options ND1-ND4, as well as ND5 (‘Not Applicable’)
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Cumulative Recoveries
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
‘No Data’ options ND1-ND4, as well as ND5 (‘Not Applicable’)
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annexes 12 and 13: Investor Reports - Loss Given Default and Probability of Default
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
‘No Data’ options ND1-ND4, as well as ND5 (‘Not Applicable’)
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annexes 12 and 13: Investor Reports - Obligation to complete the investor report template
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Fields relating to Interest Rate Indices
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annex 11: Underlying Exposures - ABCP - Underlying Exposure Type
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
‘No Data’ options ND1-ND4, as well as ND5 (‘Not Applicable’)
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annex 3: Underlying Exposures - Commercial Real Estate - Index Determination Date
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annex 3: Underlying Exposures - Commercial Real Estate - Prepayment Interest Excess / Shortfall
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annex 3: Underlying Exposures - Commercial Real Estate - Covenant Breach / Trigger
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annex 3: Underlying Exposures - Commercial Real Estate - Total Other Amounts Outstanding
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 14 and 15. How should fields relating to interest rate swaps be completed in the event of multiple interest rate swaps in the securitisation? What about currency swaps that are in the same situation?
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 14 and 15. Fields SSPE Value (SESS10), SSPE Principal Value (SESS11), Note Principal Balance (SESS13) – how should these fields be completed in the event of multiple currencies in the pool of underlying exposures?
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 14 and 15: Inside Information or Significant Event Information - Inside information or significant event information template for private securitisations?
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annex 3: Underlying Exposures - Commercial Real Estate - Prepayment Terms Description – make-whole payments
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Percentage of Prepayments Allowed Per Year
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 12 and 13: Investor Reports - Reporting of risk retention information for ABCP securitisations
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 12 and 13: Investor Reports - Interest Collections In The Period
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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