EU Financial Regulatory Q&A Database

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

Reporting Templates, Validations

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. 35 and 91 of SII Directive

Scope (Art. 1 IDD)

(EU) No 2016/97 - Insurance Distribution Directive · Art. 1(3)

Disclosure Templates

(EU) 2023/895 - ITS for the disclosure of solvency and financial condition report

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

Disclosure Templates

(EU) No 2015/2452 - procedures, formats and templates of the solvency and financial condition report · Art. 35 of SII Directive

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

Reporting Templates, Validations

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

Article 7 MAR and Article 10(2a) CRAR – Interactions between MAR and CRAR (ESMA33-5-87 Q&A 13)

Credit Rating Agencies Regulation (CRAR) Regulation (EC) No 1060/2009

Article 8(5a) and Article 14(3) – Notification of material changes to methodologies (ESMA33-5-87 Q&A 7)

Credit Rating Agencies Regulation (CRAR) Regulation (EC) No 1060/2009

Article 6a(1)(a) – Entry into force of the prohibition of holding 5% or more of the capital or the voting right of any other agency (ESMA33-5-87 Q&A 6)

Credit Rating Agencies Regulation (CRAR) Regulation (EC) No 1060/2009

Annex I, Section B – Operational requirements: Identification of relevant shareholders (ESMA33-5-87 Q&A 5)

Credit Rating Agencies Regulation (CRAR) Regulation (EC) No 1060/2009

Article 6a – Investments in credit rating agencies (ESMA33-5-87 Q&A 4)

Credit Rating Agencies Regulation (CRAR) Regulation (EC) No 1060/2009

Article 8a(4) – Deviations from the sovereign ratings calendar (ESMA33-5-87 Q&A 3)

Credit Rating Agencies Regulation (CRAR) Regulation (EC) No 1060/2009

Point 3, Part III, Section D of Annex I – Timing of publication of sovereign ratings (ESMA33-5-87 Q&A 2)

Credit Rating Agencies Regulation (CRAR) Regulation (EC) No 1060/2009

Article 7 MAR and Article 10(2a) CRAR – Distribution of subscription ratings and disclosure of inside information (ESMA33-5-87 Q&A 15)

Credit Rating Agencies Regulation (CRAR) Regulation (EC) No 1060/2009

Article 8a(3) – Entry into force of the calendar for publication of sovereign ratings (ESMA33-5-87 Q&A 1)

Credit Rating Agencies Regulation (CRAR) Regulation (EC) No 1060/2009

Disclosure and Presentation of Credit Ratings (ESMA33-5-87 Q&A 11)

Credit Rating Agencies Regulation (CRAR) Regulation (EC) No 1060/2009

Article 7(4) and Annex I Section C – Rules on Rating Analysts and Other Persons Directly Involved in Credit Rating Activities (ESMA33-5-87 Q&A 12)

Credit Rating Agencies Regulation (CRAR) Regulation (EC) No 1060/2009

Article 7 MAR and Article 10(2a) CRAR – Disclosure to the public of credit ratings and inside information (ESMA33-5-87 Q&A 14)

Credit Rating Agencies Regulation (CRAR) Regulation (EC) No 1060/2009

Article 10(5) – Disclosure and presentation of unsolicited credit ratings (ESMA33-5-87 Q&A 10)

Credit Rating Agencies Regulation (CRAR) Regulation (EC) No 1060/2009

Article 8(7) – Error Reporting (ESMA33-5-87 Q&A 8)

Credit Rating Agencies Regulation (CRAR) Regulation (EC) No 1060/2009

EMIR Q&As on Reporting of Corrections of Transactions with no Event Date

European Market Infrastructure Regulation (EMIR) Regulation (EU) No 648/2012- MDP

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Annex II

Minimum Capital Requirement (MCR)

(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 300

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. Article 118(1)(a); 142(6)(a)(b) of the Delegated Regulation; Article 77(2) of Directive 2009/138/EC

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 23; 83; 138; 176; 183

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. 35 of SII Directive

Calculation of the amount reported for guarantees received on report F09.02

Regulation (EU) No 575/2013 (CRR) · Art. 430

Pillar 3 disclosures prepared from FINREP reporting

Regulation (EU) No 575/2013 (CRR) · Art. 434a

MREL – reporting of the impact of general prior permissions

Directive 2014/59/EU (BRRD) · Art. 45i

Disclosure of Template CR2 where NPE threshold of =>5% has not been breached

Regulation (EU) No 575/2013 (CRR) · Art. 442

Consideration of STS in synthetic securitisations

Regulation (EU) No 575/2013 (CRR) · Art. 430

Reporting of certain COREP templates by entities with deviating accounting year end

Regulation (EU) No 575/2013 (CRR) · Art. 430

C 14.00 - Column 0222: % of retail exposures in IRB pools

Regulation (EU) No 575/2013 (CRR) · Art. 430

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive