EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
1,450 Q&As matching current filters · page 23 of 29
EBA Guidelines - critical outsourcing - references to BRRD
Directive 2013/36/EU (CRD) · Art. Paragraph 75(o) of EBA guidelines on outsourcing
Submitted 2021-10-18
LCR treatment of deposits received as collateral
Regulation (EU) No 575/2013 (CRR) · Art. 423
Submitted 2021-10-15
CRM for off balance sheet commitments
Regulation (EU) No 575/2013 (CRR) · Art. 124 and 203
Submitted 2021-10-08
Original Maturity for off balance sheet items
Regulation (EU) No 575/2013 (CRR) · Art. 111 en Annex 1
Submitted 2021-10-08
Application of the conditions set out at Article 104b(2) CRR which apply to trading desks when there is no approval for or operation of alternative internal models.
Regulation (EU) No 575/2013 (CRR) · Art. 104b
Submitted 2021-10-06
Exemption of promotional loans from the leverage ratio requirement
Regulation (EU) No 575/2013 (CRR) · Art. 429a
Submitted 2021-10-06
v10811_m, grandfathered T2 instruments in M 06.00
Directive 2014/59/EU (BRRD) · Art. 45i
Submitted 2021-09-29
Credit card debt as Credit for Consumption
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2021-09-24
Application of Risk Retention Requirements to securitisations which underlying assets are real estate or registered movable assets
Regulation (EU) No 2017/2402 (SecReg) · Art. 6
Submitted 2021-09-23
Definition of NPL Ratio for EBA Dashboard and Disclosure
Regulation (EU) No 575/2013 (CRR) · Art. 434
Submitted 2021-09-21
Correlation G0556 of COREP C14.00
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2021-09-21
Effective notional amount of bucket 3 in formula for interest rate risk category add-on
Regulation (EU) No 575/2013 (CRR) · Art. 280a
Submitted 2021-09-20
SF factors
Regulation (EU) No 575/2013 (CRR) · Art. 428ab
Submitted 2021-09-15
FCCM volatility haircuts for eligible rated and unrated securitisation collateral
Regulation (EU) No 575/2013 (CRR) · Art. 224
Submitted 2021-09-10
Minimum loss coverage for non-performing exposures under Article 469a
Regulation (EU) No 575/2013 (CRR) · Art. 469a
Submitted 2021-09-09
Custom software development and support outsourcing clarification
Directive 2013/36/EU (CRD) · Art. 97
Submitted 2021-09-09
Classification of derivatives on precious metals without physical underlying under SA-CCR
Regulation (EU) No 575/2013 (CRR) · Art. 271
Submitted 2021-09-08
Direct and indirect funding of capital instruments
Regulation (EU) No 575/2013 (CRR) · Art. 28
Submitted 2021-09-06
Prudential consolidation: definition of “unified management”
Regulation (EU) No 575/2013 (CRR) · Art. 18
Submitted 2021-09-02
Recognition of a CRM provided by a guarantor treated under A-IRB on a securitization position treated ender SEC-SA
Regulation (EU) No 575/2013 (CRR) · Art. 249
Submitted 2021-08-31
Treatment of multi-seller securitisations in CRR (Significant Risk Transfer)
Regulation (EU) No 575/2013 (CRR) · Art. art 247 CRR
Submitted 2021-08-09
Financial Guarantees in templates Z 05.02 / T 12.00
Directive 2014/59/EU (BRRD) · Art. --
Submitted 2021-07-26
Dutch Residential Real Estate Mortgages - covered by NHG - Nationale Hypotheek Garantie - National Mortgage Guarantee - Calculation of RWA within and outside the Netherlands
Regulation (EU) No 575/2013 (CRR) · Art. 124
Submitted 2021-07-20
Clause of substitution of investor or remarketing for capital or internal MREL
Regulation (EU) No 575/2013 (CRR) · Art. 52 / 63 / 72b
Submitted 2021-07-20
Assets encumbered for a residual maturity of one year or more in a cover pool funded by Covered bonds for NSFR purposes
Regulation (EU) No 575/2013 (CRR) · Art. 428ag
Submitted 2021-07-16
Calculation of own funds requirements for operational risk under BIA
Regulation (EU) No 575/2013 (CRR) · Art. 316
Submitted 2021-07-16
Validation rules v6423_m, v7267_s, v7268_s, v7270_s, v7271_s, v7272_s, v7273_s and v7275_s
Directive 2014/59/EU (BRRD) · Art. 11
Submitted 2021-07-15
Resolution planning reporting (RES), validation rule v09343_a
Directive 2014/59/EU (BRRD) · Art. 11
Submitted 2021-07-15
Calculation of the exposure value of regular-way purchases and sales awaiting settlement
Regulation (EU) No 575/2013 (CRR) · Art. 429(6) and 429g
Submitted 2021-07-01
Calculation of exposure-weighted average PD (column 0050 in C08.03)
Regulation (EU) No 575/2013 (CRR) · Art. Annex 2, Solvency
Submitted 2021-06-29
Validation Rules v6205_m and v6206 in respect of portfolios with only Unfunded Credit Protection
Directive 2013/36/EU (CRD) · Art. Portfolio_ID C102 C103
Submitted 2021-06-22
Reporting of IRB exposures in the form of units or shares in Collective Investment Undertakings (CIUs) treated under the Fall-Back Approach (FBA)
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2021-06-17
Reduction, distribution and reclassification of share premium accounts related to own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 77
Submitted 2021-06-08
Calculation of the relative threshold in case specific cases.
Regulation (EU) No 575/2013 (CRR) · Art. 178
Submitted 2021-06-02
ValidationRule v11073_i
Regulation (EU) No 2019/2033 (IFR) · Art. v11073_i
Submitted 2021-06-01
Reduction of own funds according to Article 78(1)(a) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 78
Submitted 2021-05-28
To overrule the validation error V6205_m in SBP credit risk report
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2021-04-19
To overrule the validation error V09341_m in SBP credit risk report
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2021-04-19
Transitional provisions under the IFR (Regulation 2019/2033)
Regulation (EU) No 2019/2033 (IFR) · Art. 57
Submitted 2021-04-09
Validation rule v6210_m, C105.02
Directive 2013/36/EU (CRD) · Art. 154
Submitted 2021-04-09
Scope of applicability of the permission to non-deduct holdings of a financial sector entity under Article 49(1) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 49
Submitted 2021-04-08
Meaning of ‘pure industrial holding company’ in the definition of financial institution.
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2021-03-31
Combined buffer requirement on top of MREL consolidation level
Directive 2014/59/EU (BRRD) · Art. 16a
Submitted 2021-03-24
Supervisory Benchmarking Exercise, Annex VI, C107.01, row 0010, column 0020
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2021-03-23
Elaboration of the template EU LIQ2 using supervisory data EBA/ITS/2020/04 - Annex XIII - Template EU LIQ2: Net Stable Funding Ratio
Regulation (EU) No 575/2013 (CRR) · Art. Article 451a(3)
Submitted 2021-03-17
Homogeneously managed exposures
Regulation (EU) No 575/2013 (CRR) · Art. 142
Submitted 2021-03-03
Treatment of guaranteed export financing transactions under Standardised Approach
Regulation (EU) No 575/2013 (CRR) · Art. 114
Submitted 2021-03-02
Collateralized loans below 35% Risk Weight
Regulation (EU) No 575/2013 (CRR) · Art. Article 428af
Submitted 2021-02-22
Supervisory delta for commodities with negative prices
Regulation (EU) No 575/2013 (CRR) · Art. 279a
Submitted 2021-02-18
Calculation of the insufficient coverage for NPEs and capital absorptions related to Pillar 1 requirements on the same exposure
Regulation (EU) No 575/2013 (CRR) · Art. Article 47c
Submitted 2021-02-15
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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