EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

Final — published answer Archive — superseded (EBA only) Pending — awaiting answer Rejected — out of scope or duplicate
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72 Q&As matching current filters · page 2 of 2

Shares received under a bonus share issue or a share dividend distribution

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Share dividend distribution and lending agreements

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Enforcement - Sanctioning of violations

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Shares in funds

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Management of first time notifications

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Submission of the notifications to competent authorities

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Uncovered Credit Default Swap - Using a sovereign CDS position to hedge the risk related to another CDS position

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Uncovered Credit Default Swap - Uncovered CDS restriction and protection seller

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Trading days to use for the notifications or disclosures

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Date and time of first notification and/or publication

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Sovereign debt - Market operators considered as third parties with whom arrangements can be made

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Covering of a short sale on sovereign debt with a repo contract

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Sovereign debt securities in foreign currency

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Shares - Restriction on uncovered short sales in shares and instruments giving claims to as yet unissued shares (subscription rights, convertible bonds)

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Covering a short sale with an agreement entered into by another legal entity of the same group

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Late publication of a timely submission of a disclosable net short position

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Publication of late submission of disclosable net short positions

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Late submissions of notifications, cancellations or modifications of net short positions

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Umbrella structures and master feeder structures

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Financial instruments covered

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Third country branches

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Shares of companies in scope

Short Selling Regulation (SSR) Regulation (EU) No 236/2012

ESMA Answer Published

Answered 2012-09-13

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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