EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
72 Q&As matching current filters · page 2 of 2
Shares received under a bonus share issue or a share dividend distribution
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Share dividend distribution and lending agreements
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Enforcement - Sanctioning of violations
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Shares in funds
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Management of first time notifications
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Submission of the notifications to competent authorities
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Uncovered Credit Default Swap - Using a sovereign CDS position to hedge the risk related to another CDS position
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Uncovered Credit Default Swap - Uncovered CDS restriction and protection seller
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Trading days to use for the notifications or disclosures
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Date and time of first notification and/or publication
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Sovereign debt - Market operators considered as third parties with whom arrangements can be made
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Covering of a short sale on sovereign debt with a repo contract
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Sovereign debt securities in foreign currency
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Shares - Restriction on uncovered short sales in shares and instruments giving claims to as yet unissued shares (subscription rights, convertible bonds)
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Covering a short sale with an agreement entered into by another legal entity of the same group
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Late publication of a timely submission of a disclosable net short position
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Publication of late submission of disclosable net short positions
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Late submissions of notifications, cancellations or modifications of net short positions
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Umbrella structures and master feeder structures
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Financial instruments covered
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Third country branches
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Shares of companies in scope
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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