EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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192 Q&As matching current filters · page 2 of 4

Annexes 5 and 8: Underlying Exposures – Automobile and Leasing - Manufacturer and Model

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Reason for Default or Foreclosure

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Insurance or Investment Provider

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Annexes 12 and 13: Investor Reports - Trigger Measurements/Ratios

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Consolidated ABCP reporting involving more than one ABCP programme and/or more than one ABCP transaction

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Charge Type

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Date of Restructuring

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Consolidated ABCP reporting involving more than one ABCP programme and/or more than one ABCP transaction

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Template for less-common underlying exposure types

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Number of Payments Before Securitisation

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Arrears Balance

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Annex 4: Underlying Exposures - Corporate - Total Debt CRPL18

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Provision of multiple underlying exposure XML files as part of a submission of information

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Methodology for Generating Unique identifiers (including for master trust securitisations)

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Processing of data queries by securitisation repositories

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Time span for fields referring to cumulative amounts, or to fields that refer to past dates

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

How to report various fields following default of an underlying exposure

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Annexes 12 and 13: Investor Reports - What type of tests/triggers need to be reported?

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Annex 11: Underlying Exposures - ABCP - Restructured Exposures (New Arrears)

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Annex 11: Underlying Exposures - ABCP - Restructured Exposures

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Annex 11: Underlying Exposures - ABCP - Scheduled Principal and Interest Payment Frequency Above One Month

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Annex 11: Underlying Exposures - ABCP - Debt To Income Ratio

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Annex 11: Underlying Exposures - ABCP - Current Loan-To-Value

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Annex 11: Underlying Exposures - ABCP - Number of underlying exposures of this exposure type being securitised

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Annex 4: Underlying Exposures - Corporate - Fields relating to the financials of an obligor

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Annex 11: Underlying Exposures - ABCP - Geographic Region fields for ABCP securitisation

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Annex 11: Underlying Exposures - ABCP - Underlying Exposure Identifiers

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Annex 11: Underlying Exposures - ABCP - Current Principal Balance

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Annexes 14 and 15: Inside Information or Significant Event Information - CLO sections of Annex 14

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2020-05-28

Annexes 14 and 15: Inside Information or Significant Event Information - How to complete the Synthetic Coverage Information Section in Annex XIV

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-19

Designated first contact point for investors and competent authorities

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Annex 3: Underlying Exposures - Commercial Real Estate - Non-Payments on equal ranking Underlying Exposures

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Anonymity and confidentiality; Obligor fields, Underlying exposure fields, Collateral fields, Tenant fields

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Annexes 12 and 13: Investor Reports - Risk Weight Approach

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Annexes 12 and 13: Investor Reports - Current Overcollateralisation

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Balloon Amount

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Interest Rate Floor

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Delegation

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Recourse

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Delegation

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Annexes 12 and 13: Investor Reports - Cashflow information section

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Transitional provisions

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Annexes 12 and 13: Investor Reports - Gross Charge-Offs in the Period

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Originator information for syndicated underlying exposures

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Original Lender RREL79; RREL80; RREL81; CREL179; CREL180; CREL181; CRPL96; CRPL97; CRPL98; AUTL79; AUTL80; AUTL81; CMRL62; CMRL63; CMRL64; CCDL42; CCDL43; CCDL44; LESL79; LESL80; LESL81; ESTL64; ESTL65; ESTL66.

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Active vs. inactive Underlying Exposures

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Legacy pools and Purchased exposures

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Deposit amount

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Amortisation Type

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Redemption Date

Securitisation Regulation (EU) 2017/2402

ESMA Answer Published

Answered 2019-11-15

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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