EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
85 Q&As matching current filters · page 2 of 2
Application of Level 3 guidance to EU Recovery Prospectuses (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2021-07-16
Updating the information in a tripartite prospectus after an RD or URD has expired (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2021-07-16
Including information from a new RD or URD in a tripartite prospectus
Prospectus Regulation 2017/1129
Answered 2021-07-16
Application of Article 3(2) PR
Prospectus Regulation 2017/1129
Answered 2021-07-16
Application of Article 1(6b) (reverse acquistion)
Prospectus Regulation 2017/1129
Answered 2021-07-16
Supplements - Supplement to prospectuses: audited annual financial statements (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2021-05-05
Credit rating disclosure in prospectuses (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2021-05-05
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Prospectus Regulation 2017/1129
Answered 2021-03-31
Transferable securities
Prospectus Regulation 2017/1129
Answered 2021-03-31
Global Depositary Receipts (GDRs)
Prospectus Regulation 2017/1129
Answered 2021-03-31
How to determine which annexes of Commission Delegated Regulation 2019/980 apply when drawing up a prospectus (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2021-01-28
Identification of profit forecasts in prospectuses (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2020-11-09
Summaries (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2020-02-18
The length of summaries (multiple securities) (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2020-02-18
Application of the various annexes of Commission Delegated Regulation 2019/980 (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-12-04
Pro-forma summaries in base prospectuses (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-12-04
Scope of the wording ‘any bankruptcies, receiverships or liquidations’ used in Annex 1, item 12.1 and Annex 3, item 8.1 (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-07-12
Incorporation by reference: language requirements
Prospectus Regulation 2017/1129
Answered 2019-07-12
Responsibility Statements (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-07-12
Quality of translations of passported prospectuses (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-07-12
Home Member State - Nearly equivalence of Euro 1,000 (Article 2(m)(ii) of the Prospectus Regulation) (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-07-12
Rights issue: communication by a custodian to its clients in a member state about pre-emption rights in relation to a public offer of new shares taking place in another EEA member state
Prospectus Regulation 2017/1129
Answered 2019-07-12
Inclusion of Alternative Performance Measures (APMs) in information disclosed about the offer to the public or the admission to trading on a regulated market
Prospectus Regulation 2017/1129
Answered 2019-07-12
Inclusion of “extra” information in individual summaries
Prospectus Regulation 2017/1129
Answered 2019-07-12
Quality of translations of passported prospectuses (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-07-12
Incorporation by reference: language requirements
Prospectus Regulation 2017/1129
Answered 2019-07-12
Quality of translations of passported prospectuses (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-07-12
Supplements - Application of Article 23(3) subparagraphs 1 and 2 (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-07-12
Item 18.1.1 of Annex I of the Commission Delegated Regulation (EU) 2019/980 (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-07-12
Supplements - Supplement to prospectuses: interim financial information (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-07-12
Responsibility Statements (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-07-12
Estimate expenses charged by a financial intermediary in a retail cascade
Prospectus Regulation 2017/1129
Answered 2019-07-12
Offering programmes
Prospectus Regulation 2017/1129
Answered 2019-07-12
Supplements - Non-relevant information in relation to a published prospectus that does not trigger the obligation to publish a supplement
Prospectus Regulation 2017/1129
Answered 2019-07-12
Updating information in a registration document before it is part of a prospectus (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-03-27
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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