EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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73 Q&As matching current filters · page 2 of 2

To overrule the validation error V6205_m in SBP credit risk report

Directive 2013/36/EU (CRD) · Art. 78

EBA Rejected question

Submitted 2021-04-19

To overrule the validation error V09341_m in SBP credit risk report

Directive 2013/36/EU (CRD) · Art. 78

EBA Rejected question

Submitted 2021-04-19

Validation rule v6210_m, C105.02

Directive 2013/36/EU (CRD) · Art. 154

EBA Rejected question

Submitted 2021-04-09

Supervisory Benchmarking Exercise, Annex VI, C107.01, row 0010, column 0020

Directive 2013/36/EU (CRD) · Art. 78

EBA Rejected question

Submitted 2021-03-23

Composition of the first and second lines of defence

Directive 2013/36/EU (CRD) · Art. 74

EBA Rejected question

Submitted 2021-02-09

Is the activity of pension fund administrators included in the "Portfolio management and advice" and thus, pension fund administrators qualify as financial institutions?

Directive 2013/36/EU (CRD) · Art. Annex I

EBA Rejected question

Submitted 2020-11-19

Treatment of interest rate book positions denominated in foreign currency.

Directive 2013/36/EU (CRD) · Art. 84

EBA Rejected question

Submitted 2020-03-19

EBA Benchmarking Exercise - C103 - RWA + RWA - RWA ++ RWA --

Directive 2013/36/EU (CRD) · Art. 78

EBA Rejected question

Submitted 2019-11-07

Aggregation of curves in the case of real interest rate curves (linked to inflation)

Directive 2013/36/EU (CRD) · Art. 98

EBA Rejected question

Submitted 2019-10-30

Granularity required for reference data required

Directive 2013/36/EU (CRD) · Art. 78

EBA Rejected question

Submitted 2019-08-01

Definition of Rating and Date of most recent rating of counterparty

Directive 2013/36/EU (CRD) · Art. 78

EBA Rejected question

Submitted 2019-07-15

Default Rate calculation

Directive 2013/36/EU (CRD) · Art. 78

EBA Rejected question

Submitted 2019-04-12

Supervisory Benchmarking Exercise 2019: RWA- and RWA --

Directive 2013/36/EU (CRD) · Art. 78

EBA Rejected question

Submitted 2018-12-20

Market risk benchmarking - specification of Long position on “Cap and Floor” 10-year UBS AG (Ticker: UBSG VX) Notes.

Directive 2013/36/EU (CRD) · Art. 78

EBA Rejected question

Submitted 2018-09-07

Reporting of own funds deductions required by the competent authority.

Directive 2013/36/EU (CRD) · Art. 104

EBA Rejected question

Submitted 2018-03-28

C 09.04, row 40, column 010 - Value of trading book exposures for internal model

Directive 2013/36/EU (CRD) · Art. Article 140

EBA Rejected question

Submitted 2017-07-13

[Supervisory Benchmarking Exercise] Annex II, C 102, Column 110 - Filling in for LDPs

Directive 2013/36/EU (CRD) · Art. 78

EBA Rejected question

Submitted 2017-02-28

Funded and unfunded credit protection

Directive 2013/36/EU (CRD) · Art. 78

EBA Rejected question

Submitted 2016-12-21

AT1 distribution and full year loss

Directive 2013/36/EU (CRD) · Art. article 141

EBA Rejected question

Submitted 2016-03-22

CRD Art. 140(4) in conjuction with CRR Art. 327 and CRR Art. 112

Directive 2013/36/EU (CRD) · Art. 140

EBA Rejected question

Submitted 2016-01-25

Definition of 'continuity'

Directive 2013/36/EU (CRD) · Art. Recital 14

EBA Rejected question

Submitted 2015-09-30

Countercyclical capital buffer (CCB) relevant exposures

Directive 2013/36/EU (CRD) · Art. 140

EBA Rejected question

Submitted 2015-07-08

Activities subject to mutual recognition

Directive 2013/36/EU (CRD) · Art. Annex I

EBA Rejected question

Submitted 2014-10-15

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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