EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
1,450 Q&As matching current filters · page 18 of 29
Interpretation of the appropriate estimator for Credit Conversion Factors (CCF)
Regulation (EU) No 575/2013 (CRR) · Art. 182
Submitted 2023-01-09
Residential property
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2023-01-09
Use simplified approach to calculate additional valuation adjustment (ava)
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2023-01-06
C 27.00 - Identification of the counterparty (LE1) Report, column 040 -Residence of the counterparty
Regulation (EU) No 575/2013 (CRR) · Art. 394
Submitted 2023-01-06
Exposure to multilateral development banks
Regulation (EU) No 575/2013 (CRR) · Art. 117
Submitted 2023-01-04
Contents of C03, row 0220 (Surplus(+)/Deficit(-) of CET1 capital considering the requirements of Article 92 CRR and 104a CRD)
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-12-23
Use of 2 % threshold for general credit exposure
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-12-19
NSFR RST accrued interest recognition
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-12-19
One Percent threshold to report an institution in the TOP 10
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-12-16
Large exposure treatment of structured derivatives, such as collar financing transactions (‘CFTs’)
Regulation (EU) No 575/2013 (CRR) · Art. 401
Submitted 2022-12-14
Calculating risk-weighted exposure amounts under the standardised approach for exposures guaranteed by a Member State’s central government denominated in the domestic currency of that central government when the exposure is denominated in a different currency that is the currency of another Member State
Regulation (EU) No 575/2013 (CRR) · Art. 235
Submitted 2022-12-13
Own Funds Requirement (OFR) calculation without permission to use articles 325 and 352(2) CRR permission/exemption.
Regulation (EU) No 575/2013 (CRR) · Art. 352
Submitted 2022-12-13
C66 taxonomy 3.2
Regulation (EU) No 575/2013 (CRR) · Art. MODÈLE D'ÉCHELLE DE MATURITÉ DE ANNEXE XXIII
Submitted 2022-12-13
C08.01: Unclear scope for exposures to be considered in column 0310 “PRE-CREDIT DERIVATIVES RISK WEIGHTED EXPOSURE AMOUNT”.
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-12-13
How to fill in row 0150 on "Equity" in C 08.07
Regulation (EU) No 575/2013 (CRR) · Art. 166, 430
Submitted 2022-12-12
Beneficial ownership on Securities Financing Transactions (SFTs)
Regulation (EU) No 575/2013 (CRR) · Art. 428p
Submitted 2022-12-09
The Max Single Loss and the Top 5 Largest Loss Controls do not consider losses re-allocated from one business line to another.
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-12-09
New Pillar III ESG Template 1
Regulation (EU) No 575/2013 (CRR) · Art. 449
Submitted 2022-12-08
Annex XI - Leverage (template C43)
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-12-07
v10703_h/ v10711_h
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-12-06
Validation rule v7371_m and v7372_m
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-12-06
Asset amount deducted - Tier 1 capital (Derivatives Cash Flow Hedge)
Regulation (EU) No 575/2013 (CRR) · Art. 429a
Submitted 2022-12-05
Actual or contingent obligations to purchase own CET1 instruments value
Regulation (EU) No 575/2013 (CRR) · Art. 36
Submitted 2022-12-05
Filing indicator for reports not in scope of the period
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-12-02
Clarification about v8741_m and v8443_m
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-12-01
Use of the substitution approach for retail exposures treated under IRB with a guarantee (unfunded credit protection)
Regulation (EU) No 575/2013 (CRR) · Art. 403
Submitted 2022-12-01
Clarification on reporting of “Total Assets” within C40.00 {0410;0010}, as defined in Annex XI.
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-11-28
What day count convention is to be used to determine level 2 securities in Regulation (EU) 61/2015 (CDR), Art. 11 (1) (e) (iii) and Art.12 (1) (b) (iii)
Regulation (EU) No 575/2013 (CRR) · Art. 416
Submitted 2022-11-25
Secured central bank lending and liquidity buffer adjustment
Regulation (EU) No 575/2013 (CRR) · Art. 422
Submitted 2022-11-24
NSFR - presentation operational deposits
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-11-23
Capital buffer applicability and validation rule v8714_m
Directive 2013/36/EU (CRD) · Art. 129
Submitted 2022-11-18
Calculation of a Prudent Value in combination with CET1-Deduction according to article 89 and 90 CRR
Regulation (EU) No 575/2013 (CRR) · Art. 105
Submitted 2022-11-15
Definition of off-balance sheet assets under IFR
Regulation (EU) No 2019/2033 (IFR) · Art. 12
Submitted 2022-11-14
Debt securities issued by corporate treasury entities
Regulation (EU) No 575/2013 (CRR) · Art. 416
Submitted 2022-11-11
DLT issuances that are sold exclusively to retail or corporate investors
Regulation (EU) No 575/2013 (CRR) · Art. 421
Submitted 2022-11-10
Validation rules of C 05.01 - IFRS9 transitionals
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-10-31
CRM substitution in case of equal risk weight
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-10-27
Derivatives - Forward foreign-exchange contracts - RC under IFR
Regulation (EU) No 2019/2033 (IFR) · Art. 28
Submitted 2022-10-27
Withdrawable Central Bank Reserves in ALMM C 66.01 when considered Liquid Assets
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-10-26
Publication of quarterly statistics, according to GL 3 of the “Guidelines on the conditions to benefit from an exemption from the contingency mechanism under Article 33(6) of Regulation (EU) 2018/389 (RTS on SCA & CSC)”
Directive 2015/2366/EU (PSD2) · Art. 33
Submitted 2022-10-17
Reporting of initial margins, variation margins and intraday margins in FINREP
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-10-17
LCR treatment of letters of credit backed by deposits and letters of credit backed by committed lines
Regulation (EU) No 575/2013 (CRR) · Art. 460
Submitted 2022-10-11
Exposure to an entity that holds a loan portfolio composed of purchased or self-originated loans which are secured by real estate properties and their assignment to the regulatory asset class “exposures associated with particularly high risk”
Regulation (EU) No 575/2013 (CRR) · Art. 128
Submitted 2022-10-11
Exposure to an entity that holds a loan portfolio composed of purchased or self-originated loans which are secured by real estate properties and their assignment to the regulatory asset class “exposures associated with particularly high risk”
Regulation (EU) No 575/2013 (CRR) · Art. 128
Submitted 2022-10-11
Netting for Asset Encombrance
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-10-11
Size of the position to calculate concentrated position AVA
Regulation (EU) No 575/2013 (CRR) · Art. 14
Submitted 2022-10-10
Exposure Value in repurchase transaction
Regulation (EU) No 575/2013 (CRR) · Art. 223
Submitted 2022-10-10
Reporting allocation of overdrafts from financial customers in template C74.00
Regulation (EU) No 575/2013 (CRR) · Art. 425
Submitted 2022-10-04
General Prior Permission (GPP) to call, redeem, repay or repurchase eligible liabilities pursuant to Article 78a(1) second subparagraph of the CRR .
Regulation (EU) No 575/2013 (CRR) · Art. 78a
Submitted 2022-10-03
Deals agreed but not yet settled
Regulation (EU) No 575/2013 (CRR) · Art. 32
Submitted 2022-10-03
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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