EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,811 Q&As matching current filters · page 175 of 177
Large AFS exposures and accounting for OCI unrealised gains
Regulation (EU) No 575/2013 (CRR) · Art. 389
Submitted 2015-01-09
Mark-to-Market Method: Residual Maturity for cash settled contracts
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2015-01-05
Risk weight of guarantees not in the domestic currency of the borrower
Regulation (EU) No 575/2013 (CRR) · Art. Articles 114, 235, 495
Submitted 2014-12-23
FINREP, template F 20.04
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2014-12-12
Liquidity requirements: scope of applicability for investment firms
Regulation (EU) No 575/2013 (CRR) · Art. 6
Submitted 2014-11-25
Publication of gross or net positions for derivative transactions
Regulation (EU) No 575/2013 (CRR) · Art. 443
Submitted 2014-11-24
Determination of client for large exposures purposes regarding exposures constituted by non recourse financing of leasing-SPEs
Regulation (EU) No 575/2013 (CRR) · Art. 390
Submitted 2014-11-21
FINREP
Regulation (EU) No 575/2013 (CRR) · Art. ?
Submitted 2014-11-17
Interaction of Article 227 of the CRR (0% volatility adjustment under FCCM) and Article 401(3) (stress test of realisable value of collateral)
Regulation (EU) No 575/2013 (CRR) · Art. 227, 401
Submitted 2014-10-24
Definition of the term „applicable amount“ with regard to the determination of the deductions from common Equity Tier 1 items of holdings by the institution of instruments of financial sector entities where the institution has a significant investment in those entities in Article 36(1)(i)) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 36
Submitted 2014-10-24
Activities subject to mutual recognition
Directive 2013/36/EU (CRD) · Art. Annex I
Submitted 2014-10-15
Conditions to benefit from the 4% risk weight in Article 305(3) and treatment in Article 306
Regulation (EU) No 575/2013 (CRR) · Art. 305 and 306
Submitted 2014-09-17
Treatment of central banks as non-financial customers or financial customers
Regulation (EU) No 575/2013 (CRR) · Art. 422
Submitted 2014-08-28
Balance Sheet Netting as a CRM technique
Regulation (EU) No 575/2013 (CRR) · Art. 195, 219
Submitted 2014-08-04
Groups including investment firm(s) referred to in Article 95(1) and investment firm(s) referred to in Article 96(1) and not including credit institutions.
Regulation (EU) No 575/2013 (CRR) · Art. 98
Submitted 2014-08-04
Treatment of subordinated loans in respect of Art 133 (3) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 133
Submitted 2014-07-23
Derogation for small trading book business
Regulation (EU) No 575/2013 (CRR) · Art. 94
Submitted 2014-07-15
Calculation of the remuneration bracket
Directive 2013/36/EU (CRD) · Art. 94
Submitted 2014-06-24
Conditons to be fulfilled when netting positions in market risk of third countries
Regulation (EU) No 575/2013 (CRR) · Art. 325
Submitted 2014-06-24
Supplementary Reporting
Regulation (EU) No 575/2013 (CRR) · Art. Annex III - Template - C51.00 and C.53.00
Submitted 2014-06-09
Shareholder approval for a firm to increase the permitted ratio of fixed to variable remuneration
Directive 2013/36/EU (CRD) · Art. 94
Submitted 2014-06-04
Determining the exposure value for regular way securities transactions
Regulation (EU) No 575/2013 (CRR) · Art. 429
Submitted 2014-05-30
wrong behaviour of constraint v1141_m (and v1142_m) (COREP: C_16.00.a)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2014-05-28
Inclusion of expected loss for equity exposures in calculation of Expected loss amount reducing CET1
Regulation (EU) No 575/2013 (CRR) · Art. 159
Submitted 2014-05-20
Transitional provisions on the introduction of IAS 19 revised
Regulation (EU) No 575/2013 (CRR) · Art. 473
Submitted 2014-05-14
Own funds requirements against positions in relevant closely correlated currencies in absence of implementing technical standards
Regulation (EU) No 575/2013 (CRR) · Art. 354
Submitted 2014-05-08
Inferred ratings for unrated IRBA market value hedging transactions (e.g. interest rate / cross currency swaps)
Regulation (EU) No 575/2013 (CRR) · Art. 259
Submitted 2014-05-05
Commencement of 3-month period when CCPs cease to meet certain conditions
Regulation (EU) No 575/2013 (CRR) · Art. 311
Submitted 2014-04-29
Significant risk transfer applicable to leverage ratio computation
Regulation (EU) No 575/2013 (CRR) · Art. 429
Submitted 2014-04-24
Other Inflows
Regulation (EU) No 575/2013 (CRR) · Art. 425
Submitted 2014-04-03
The mortgage lending value of the German property
Regulation (EU) No 575/2013 (CRR) · Art. 124
Submitted 2014-03-27
Potential future exposure for options
Regulation (EU) No 575/2013 (CRR) · Art. 273
Submitted 2014-03-06
F 13.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2014-03-06
Deductions of holdings of own funds instruments issued by financial sector entities included in the scope of consolidated supervision under art 49.2 CRR
Regulation (EU) No 575/2013 (CRR) · Art. 49
Submitted 2014-03-06
Mark to market method, application of the mark to market reset
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2014-03-03
Confirmation of waiver in particular situations
Regulation (EU) No 575/2013 (CRR) · Art. 79
Submitted 2014-02-24
Regulatory Add-on % for Inflations Swaps
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2014-02-12
Interpretation of EADitotal and Mi in the standardised CVA charge.
Regulation (EU) No 575/2013 (CRR) · Art. Article 384,162 (2) g, 162 (2) b
Submitted 2014-02-10
Transfer Restrictions
Regulation (EU) No 575/2013 (CRR) · Art. 417
Submitted 2014-02-03
Netting of Perfectly Matching Contracts under the Mark-to-Market Method
Regulation (EU) No 575/2013 (CRR) · Art. 298
Submitted 2014-01-30
Outlfows associated with shorts
Regulation (EU) No 575/2013 (CRR) · Art. 423
Submitted 2014-01-28
Outflows
Regulation (EU) No 575/2013 (CRR) · Art. 423
Submitted 2014-01-28
Distinction between Securitisation and Specialised Lending Exposures
Regulation (EU) No 575/2013 (CRR) · Art. Art. 4 (61) in connection with recital 50
Submitted 2014-01-28
Large exposures - excluding exposures if fully deducted from own funds
Regulation (EU) No 575/2013 (CRR) · Art. 390
Submitted 2014-01-28
Application of the Basel I floor (Article 500) and the SME factor (Article 501) // Aplicación del límite mínimo de Basilea I (art. 500) y del factor reductor de PyME (art. 501)
Regulation (EU) No 575/2013 (CRR) · Art. 500
Submitted 2014-01-16
Potential Future Exposure (PFE) add-ons for written options
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2013-12-17
Base for calculating Add-ons for Derivatives
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2013-12-12
EBA Q&A 2013_160
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2013-12-06
Credit valuation adjustment, standardized method to calculate own funds requirement
Regulation (EU) No 575/2013 (CRR) · Art. Art 384
Submitted 2013-12-05
Calculation of exposure value for counterparty credit risk under Mark-to-market Method
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2013-12-03
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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