EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,600 Q&As matching current filters · page 172 of 172
Conditions to benefit from the 4% risk weight in Article 305(3) and treatment in Article 306
Regulation (EU) No 575/2013 (CRR) · Art. 305 and 306
Submitted 2014-09-17
Balance Sheet Netting as a CRM technique
Regulation (EU) No 575/2013 (CRR) · Art. 195, 219
Submitted 2014-08-04
Groups including investment firm(s) referred to in Article 95(1) and investment firm(s) referred to in Article 96(1) and not including credit institutions.
Regulation (EU) No 575/2013 (CRR) · Art. 98
Submitted 2014-08-04
Treatment of subordinated loans in respect of Art 133 (3) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 133
Submitted 2014-07-23
Conditons to be fulfilled when netting positions in market risk of third countries
Regulation (EU) No 575/2013 (CRR) · Art. 325
Submitted 2014-06-24
Supplementary Reporting
Regulation (EU) No 575/2013 (CRR) · Art. Annex III - Template - C51.00 and C.53.00
Submitted 2014-06-09
wrong behaviour of constraint v1141_m (and v1142_m) (COREP: C_16.00.a)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2014-05-28
Inclusion of expected loss for equity exposures in calculation of Expected loss amount reducing CET1
Regulation (EU) No 575/2013 (CRR) · Art. 159
Submitted 2014-05-20
Transitional provisions on the introduction of IAS 19 revised
Regulation (EU) No 575/2013 (CRR) · Art. 473
Submitted 2014-05-14
Own funds requirements against positions in relevant closely correlated currencies in absence of implementing technical standards
Regulation (EU) No 575/2013 (CRR) · Art. 354
Submitted 2014-05-08
Other Inflows
Regulation (EU) No 575/2013 (CRR) · Art. 425
Submitted 2014-04-03
The mortgage lending value of the German property
Regulation (EU) No 575/2013 (CRR) · Art. 124
Submitted 2014-03-27
Deductions of holdings of own funds instruments issued by financial sector entities included in the scope of consolidated supervision under art 49.2 CRR
Regulation (EU) No 575/2013 (CRR) · Art. 49
Submitted 2014-03-06
Confirmation of waiver in particular situations
Regulation (EU) No 575/2013 (CRR) · Art. 79
Submitted 2014-02-24
Interpretation of EADitotal and Mi in the standardised CVA charge.
Regulation (EU) No 575/2013 (CRR) · Art. Article 384,162 (2) g, 162 (2) b
Submitted 2014-02-10
Transfer Restrictions
Regulation (EU) No 575/2013 (CRR) · Art. 417
Submitted 2014-02-03
Outflows
Regulation (EU) No 575/2013 (CRR) · Art. 423
Submitted 2014-01-28
Distinction between Securitisation and Specialised Lending Exposures
Regulation (EU) No 575/2013 (CRR) · Art. Art. 4 (61) in connection with recital 50
Submitted 2014-01-28
EBA Q&A 2013_160
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2013-12-06
Credit valuation adjustment, standardized method to calculate own funds requirement
Regulation (EU) No 575/2013 (CRR) · Art. Art 384
Submitted 2013-12-05
Grandfathering of Tier 1 instruments w.r.t. Dividend Stoppers and Pushers
Regulation (EU) No 575/2013 (CRR) · Art. 489
Submitted 2013-11-18
Relevance of Recital 50 with regard to the securitisation definition in accordance with Article 4(1) point (61)
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2013-11-14
Non material losses
Regulation (EU) No 575/2013 (CRR) · Art. 472
Submitted 2013-10-31
Risk weighted exposures of CET1/AT1/T2 holdings in financial sector entities which are not deducted from the institution's CET1 capital
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2013-10-16
Netting Methodologies
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2013-10-10
Liechtenstein is menber of EEA and uses Swiss Francs (CHF).
Regulation (EU) No 575/2013 (CRR) · Art. 114 (5)
Submitted 2013-10-04
Applicable provisions for determining deferred tax assets that rely on future profitability that existed before 1.1.2014
Regulation (EU) No 575/2013 (CRR) · Art. 478
Submitted 2013-09-17
Applying the two different applicable percentages of Articles 478(1) and 478(2) CRR to the amount exceeding the thresholds of Article 470(2) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 478
Submitted 2013-09-17
Consistency regarding the specification of the transition period according to Articles 469(1), 470(2) and 478(2) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 469, 470, 478
Submitted 2013-09-17
Transitional provision for deferred tax assets that rely on future profitability
Regulation (EU) No 575/2013 (CRR) · Art. 478
Submitted 2013-07-18
Impact of the significant risk transfer on the own funds requirement against specific risk in case of synthetic securitisations in the trading book
Regulation (EU) No 575/2013 (CRR) · Art. 337
Submitted 2013-07-18
Definition of default in terms of days
Regulation (EU) No 575/2013 (CRR) · Art. 178
Submitted 2013-07-12
FINREP Date of initial application
Regulation (EU) No 575/2013 (CRR) · Art. 521
Submitted 2013-07-05
Definición de PYME - SME definition
Regulation (EU) No 575/2013 (CRR) · Art. 123
Submitted 2013-07-05
Credit risk mitigation techniques - independent, written and reasoned legal opinions
Regulation (EU) No 575/2013 (CRR) · Art. 194
Submitted 2013-07-04
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 484
Submitted 2013-07-03
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 489
Submitted 2013-07-03
Application of national liquidity requirements prior to binding EU requirements
Regulation (EU) No 575/2013 (CRR) · Art. 412
Submitted 2013-07-03
Frequency of reporting, submission dates, reference year for information collection
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Recognition of Additional Tier 1 and Tier 2
Regulation (EU) No 575/2013 (CRR) · Art. 92
Submitted 2013-07-03
Definition of retail and investment banking for information collection
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 483
Submitted 2013-07-03
Definition of amounts to be reported
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 48
Submitted 2013-07-03
Application of requirements on a sub-consolidated basis
Regulation (EU) No 575/2013 (CRR) · Art. 11
Submitted 2013-07-03
Scope of consolidation of information collection
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 484
Submitted 2013-07-03
In the process related to the intragroup exemption from the exchange of collateral, where a counterparty is a financial counterparty and the other counterparty is a non-financial counterparty and they
EMIR
Does the exemption in Article 30 Commission Delegated Regulation (EU) 2016/2251 (RTS 2016/2251) of the margin rules concerning OTC derivatives concluded in connection with covered bonds apply where th
EMIR
Intragroup transactions can be exempt “totally or partially” from the requirement related to the exchange of collateral for OTC derivatives contracts not cleared by a CCP. What is the scope of this pa
EMIR
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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