EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,600 Q&As matching current filters · page 172 of 172
Conditions to benefit from the 4% risk weight in Article 305(3) and treatment in Article 306
Regulation (EU) No 575/2013 (CRR) · Art. 305 and 306
Submitted 2014-09-17
Groups including investment firm(s) referred to in Article 95(1) and investment firm(s) referred to in Article 96(1) and not including credit institutions.
Regulation (EU) No 575/2013 (CRR) · Art. 98
Submitted 2014-08-04
Balance Sheet Netting as a CRM technique
Regulation (EU) No 575/2013 (CRR) · Art. 195, 219
Submitted 2014-08-04
Treatment of subordinated loans in respect of Art 133 (3) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 133
Submitted 2014-07-23
Conditons to be fulfilled when netting positions in market risk of third countries
Regulation (EU) No 575/2013 (CRR) · Art. 325
Submitted 2014-06-24
Supplementary Reporting
Regulation (EU) No 575/2013 (CRR) · Art. Annex III - Template - C51.00 and C.53.00
Submitted 2014-06-09
wrong behaviour of constraint v1141_m (and v1142_m) (COREP: C_16.00.a)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2014-05-28
Inclusion of expected loss for equity exposures in calculation of Expected loss amount reducing CET1
Regulation (EU) No 575/2013 (CRR) · Art. 159
Submitted 2014-05-20
Transitional provisions on the introduction of IAS 19 revised
Regulation (EU) No 575/2013 (CRR) · Art. 473
Submitted 2014-05-14
Own funds requirements against positions in relevant closely correlated currencies in absence of implementing technical standards
Regulation (EU) No 575/2013 (CRR) · Art. 354
Submitted 2014-05-08
Other Inflows
Regulation (EU) No 575/2013 (CRR) · Art. 425
Submitted 2014-04-03
The mortgage lending value of the German property
Regulation (EU) No 575/2013 (CRR) · Art. 124
Submitted 2014-03-27
Deductions of holdings of own funds instruments issued by financial sector entities included in the scope of consolidated supervision under art 49.2 CRR
Regulation (EU) No 575/2013 (CRR) · Art. 49
Submitted 2014-03-06
Confirmation of waiver in particular situations
Regulation (EU) No 575/2013 (CRR) · Art. 79
Submitted 2014-02-24
Interpretation of EADitotal and Mi in the standardised CVA charge.
Regulation (EU) No 575/2013 (CRR) · Art. Article 384,162 (2) g, 162 (2) b
Submitted 2014-02-10
Transfer Restrictions
Regulation (EU) No 575/2013 (CRR) · Art. 417
Submitted 2014-02-03
Outflows
Regulation (EU) No 575/2013 (CRR) · Art. 423
Submitted 2014-01-28
Distinction between Securitisation and Specialised Lending Exposures
Regulation (EU) No 575/2013 (CRR) · Art. Art. 4 (61) in connection with recital 50
Submitted 2014-01-28
EBA Q&A 2013_160
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2013-12-06
Credit valuation adjustment, standardized method to calculate own funds requirement
Regulation (EU) No 575/2013 (CRR) · Art. Art 384
Submitted 2013-12-05
Grandfathering of Tier 1 instruments w.r.t. Dividend Stoppers and Pushers
Regulation (EU) No 575/2013 (CRR) · Art. 489
Submitted 2013-11-18
Relevance of Recital 50 with regard to the securitisation definition in accordance with Article 4(1) point (61)
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2013-11-14
Non material losses
Regulation (EU) No 575/2013 (CRR) · Art. 472
Submitted 2013-10-31
Risk weighted exposures of CET1/AT1/T2 holdings in financial sector entities which are not deducted from the institution's CET1 capital
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2013-10-16
Netting Methodologies
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2013-10-10
Liechtenstein is menber of EEA and uses Swiss Francs (CHF).
Regulation (EU) No 575/2013 (CRR) · Art. 114 (5)
Submitted 2013-10-04
Applying the two different applicable percentages of Articles 478(1) and 478(2) CRR to the amount exceeding the thresholds of Article 470(2) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 478
Submitted 2013-09-17
Applicable provisions for determining deferred tax assets that rely on future profitability that existed before 1.1.2014
Regulation (EU) No 575/2013 (CRR) · Art. 478
Submitted 2013-09-17
Consistency regarding the specification of the transition period according to Articles 469(1), 470(2) and 478(2) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 469, 470, 478
Submitted 2013-09-17
Impact of the significant risk transfer on the own funds requirement against specific risk in case of synthetic securitisations in the trading book
Regulation (EU) No 575/2013 (CRR) · Art. 337
Submitted 2013-07-18
Transitional provision for deferred tax assets that rely on future profitability
Regulation (EU) No 575/2013 (CRR) · Art. 478
Submitted 2013-07-18
Definition of default in terms of days
Regulation (EU) No 575/2013 (CRR) · Art. 178
Submitted 2013-07-12
FINREP Date of initial application
Regulation (EU) No 575/2013 (CRR) · Art. 521
Submitted 2013-07-05
Definición de PYME - SME definition
Regulation (EU) No 575/2013 (CRR) · Art. 123
Submitted 2013-07-05
Credit risk mitigation techniques - independent, written and reasoned legal opinions
Regulation (EU) No 575/2013 (CRR) · Art. 194
Submitted 2013-07-04
Application of requirements on a sub-consolidated basis
Regulation (EU) No 575/2013 (CRR) · Art. 11
Submitted 2013-07-03
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 483
Submitted 2013-07-03
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 48
Submitted 2013-07-03
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 489
Submitted 2013-07-03
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 484
Submitted 2013-07-03
Definition of retail and investment banking for information collection
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Frequency of reporting, submission dates, reference year for information collection
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Scope of consolidation of information collection
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 484
Submitted 2013-07-03
Recognition of Additional Tier 1 and Tier 2
Regulation (EU) No 575/2013 (CRR) · Art. 92
Submitted 2013-07-03
Definition of amounts to be reported
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Application of national liquidity requirements prior to binding EU requirements
Regulation (EU) No 575/2013 (CRR) · Art. 412
Submitted 2013-07-03
Intragroup transactions can be exempt “totally or partially” from the requirement related to the exchange of collateral for OTC derivatives contracts not cleared by a CCP. What is the scope of this pa
EMIR
In the process related to the intragroup exemption from the exchange of collateral, where a counterparty is a financial counterparty and the other counterparty is a non-financial counterparty and they
EMIR
Does the exemption in Article 30 Commission Delegated Regulation (EU) 2016/2251 (RTS 2016/2251) of the margin rules concerning OTC derivatives concluded in connection with covered bonds apply where th
EMIR
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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