EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,666 Q&As matching current filters · page 172 of 174
Resolution action with regard to a holding
Directive 2014/59/EU (BRRD) · Art. 33
Submitted 2015-02-04
Market making prior to 5 years from issuance of AT1-/T2-Instruments – follow up of Q&A 2013_290
Regulation (EU) No 575/2013 (CRR) · Art. 77
Submitted 2015-02-03
Covered bonds issued by non-EEA member states
Regulation (EU) No 575/2013 (CRR) · Art. 129
Submitted 2015-01-29
Calculation and reporting of own funds requirement for Market risk: Foreign exchange risk
Regulation (EU) No 575/2013 (CRR) · Art. 351/352
Submitted 2015-01-21
Assignment of irrevocable standby letters of credit and guarantees, which neither have the character of credit substitutes nor are related to trade finance, to the relevant risk category according to Annex I of the CRR.
Regulation (EU) No 575/2013 (CRR) · Art. Annex I
Submitted 2015-01-16
Large AFS exposures and accounting for OCI unrealised gains
Regulation (EU) No 575/2013 (CRR) · Art. 389
Submitted 2015-01-09
Mark-to-Market Method: Residual Maturity for cash settled contracts
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2015-01-05
Risk weight of guarantees not in the domestic currency of the borrower
Regulation (EU) No 575/2013 (CRR) · Art. Articles 114, 235, 495
Submitted 2014-12-23
FINREP, template F 20.04
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2014-12-12
Liquidity requirements: scope of applicability for investment firms
Regulation (EU) No 575/2013 (CRR) · Art. 6
Submitted 2014-11-25
Publication of gross or net positions for derivative transactions
Regulation (EU) No 575/2013 (CRR) · Art. 443
Submitted 2014-11-24
Determination of client for large exposures purposes regarding exposures constituted by non recourse financing of leasing-SPEs
Regulation (EU) No 575/2013 (CRR) · Art. 390
Submitted 2014-11-21
FINREP
Regulation (EU) No 575/2013 (CRR) · Art. ?
Submitted 2014-11-17
Definition of the term „applicable amount“ with regard to the determination of the deductions from common Equity Tier 1 items of holdings by the institution of instruments of financial sector entities where the institution has a significant investment in those entities in Article 36(1)(i)) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 36
Submitted 2014-10-24
Interaction of Article 227 of the CRR (0% volatility adjustment under FCCM) and Article 401(3) (stress test of realisable value of collateral)
Regulation (EU) No 575/2013 (CRR) · Art. 227, 401
Submitted 2014-10-24
Activities subject to mutual recognition
Directive 2013/36/EU (CRD) · Art. Annex I
Submitted 2014-10-15
Conditions to benefit from the 4% risk weight in Article 305(3) and treatment in Article 306
Regulation (EU) No 575/2013 (CRR) · Art. 305 and 306
Submitted 2014-09-17
Treatment of central banks as non-financial customers or financial customers
Regulation (EU) No 575/2013 (CRR) · Art. 422
Submitted 2014-08-28
Groups including investment firm(s) referred to in Article 95(1) and investment firm(s) referred to in Article 96(1) and not including credit institutions.
Regulation (EU) No 575/2013 (CRR) · Art. 98
Submitted 2014-08-04
Balance Sheet Netting as a CRM technique
Regulation (EU) No 575/2013 (CRR) · Art. 195, 219
Submitted 2014-08-04
Treatment of subordinated loans in respect of Art 133 (3) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 133
Submitted 2014-07-23
Derogation for small trading book business
Regulation (EU) No 575/2013 (CRR) · Art. 94
Submitted 2014-07-15
Conditons to be fulfilled when netting positions in market risk of third countries
Regulation (EU) No 575/2013 (CRR) · Art. 325
Submitted 2014-06-24
Calculation of the remuneration bracket
Directive 2013/36/EU (CRD) · Art. 94
Submitted 2014-06-24
Supplementary Reporting
Regulation (EU) No 575/2013 (CRR) · Art. Annex III - Template - C51.00 and C.53.00
Submitted 2014-06-09
Shareholder approval for a firm to increase the permitted ratio of fixed to variable remuneration
Directive 2013/36/EU (CRD) · Art. 94
Submitted 2014-06-04
Determining the exposure value for regular way securities transactions
Regulation (EU) No 575/2013 (CRR) · Art. 429
Submitted 2014-05-30
wrong behaviour of constraint v1141_m (and v1142_m) (COREP: C_16.00.a)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2014-05-28
Inclusion of expected loss for equity exposures in calculation of Expected loss amount reducing CET1
Regulation (EU) No 575/2013 (CRR) · Art. 159
Submitted 2014-05-20
Transitional provisions on the introduction of IAS 19 revised
Regulation (EU) No 575/2013 (CRR) · Art. 473
Submitted 2014-05-14
Own funds requirements against positions in relevant closely correlated currencies in absence of implementing technical standards
Regulation (EU) No 575/2013 (CRR) · Art. 354
Submitted 2014-05-08
Inferred ratings for unrated IRBA market value hedging transactions (e.g. interest rate / cross currency swaps)
Regulation (EU) No 575/2013 (CRR) · Art. 259
Submitted 2014-05-05
Commencement of 3-month period when CCPs cease to meet certain conditions
Regulation (EU) No 575/2013 (CRR) · Art. 311
Submitted 2014-04-29
Significant risk transfer applicable to leverage ratio computation
Regulation (EU) No 575/2013 (CRR) · Art. 429
Submitted 2014-04-24
Other Inflows
Regulation (EU) No 575/2013 (CRR) · Art. 425
Submitted 2014-04-03
The mortgage lending value of the German property
Regulation (EU) No 575/2013 (CRR) · Art. 124
Submitted 2014-03-27
F 13.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2014-03-06
Deductions of holdings of own funds instruments issued by financial sector entities included in the scope of consolidated supervision under art 49.2 CRR
Regulation (EU) No 575/2013 (CRR) · Art. 49
Submitted 2014-03-06
Potential future exposure for options
Regulation (EU) No 575/2013 (CRR) · Art. 273
Submitted 2014-03-06
Mark to market method, application of the mark to market reset
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2014-03-03
Confirmation of waiver in particular situations
Regulation (EU) No 575/2013 (CRR) · Art. 79
Submitted 2014-02-24
Regulatory Add-on % for Inflations Swaps
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2014-02-12
Interpretation of EADitotal and Mi in the standardised CVA charge.
Regulation (EU) No 575/2013 (CRR) · Art. Article 384,162 (2) g, 162 (2) b
Submitted 2014-02-10
Transfer Restrictions
Regulation (EU) No 575/2013 (CRR) · Art. 417
Submitted 2014-02-03
Netting of Perfectly Matching Contracts under the Mark-to-Market Method
Regulation (EU) No 575/2013 (CRR) · Art. 298
Submitted 2014-01-30
Outflows
Regulation (EU) No 575/2013 (CRR) · Art. 423
Submitted 2014-01-28
Outlfows associated with shorts
Regulation (EU) No 575/2013 (CRR) · Art. 423
Submitted 2014-01-28
Distinction between Securitisation and Specialised Lending Exposures
Regulation (EU) No 575/2013 (CRR) · Art. Art. 4 (61) in connection with recital 50
Submitted 2014-01-28
Large exposures - excluding exposures if fully deducted from own funds
Regulation (EU) No 575/2013 (CRR) · Art. 390
Submitted 2014-01-28
Application of the Basel I floor (Article 500) and the SME factor (Article 501) // Aplicación del límite mínimo de Basilea I (art. 500) y del factor reductor de PyME (art. 501)
Regulation (EU) No 575/2013 (CRR) · Art. 500
Submitted 2014-01-16
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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