EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
1,450 Q&As matching current filters · page 17 of 29
Regular buy and sell activity between ALM/Treasury departments and internal market making desks (Trading Book)
Regulation (EU) No 575/2013 (CRR) · Art. 104a
Submitted 2023-04-03
Negative Goodwill
Directive 2013/36/EU (CRD) · Art. 80
Submitted 2023-04-03
ASF carrying amount of hedge accounted fixed rate debt securities
Regulation (EU) No 575/2013 (CRR) · Art. 428c
Submitted 2023-03-29
Definition of residential property
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2023-03-27
EGDQ 0364A: Misunderstanding about ITS information in column C80
Regulation (EU) No 575/2013 (CRR) · Art. 242
Submitted 2023-03-22
QUALIFICATION OF INVESTMENT IN FOREIGN TRADING SUBSIDIARY
Regulation (EU) No 575/2013 (CRR) · Art. 352
Submitted 2023-03-22
QUALIFICATION OF INTERNAL TRANSACTIONS AS "STRUCTURAL"
Regulation (EU) No 575/2013 (CRR) · Art. 352
Submitted 2023-03-22
Population of Current Market Values for SFTs which are subject to exposure calculations under Chapter 4
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2023-03-21
Incorrect validation rules related to Funding Plan
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2023-03-17
Eligibility of communication by AISPs with ASPSP throughout interface used for authentication and communication with the ASPSP's payment services users in case of ASPSP’s exemption from the fall back mechanism
Directive 2015/2366/EU (PSD2) · Art. 98
Submitted 2023-03-16
Validation error v4390_s
Regulation (EU) No 575/2013 (CRR) · Art. n.a.
Submitted 2023-03-16
requirements for professional experience of representatives and board members of EMIs
Directive 2015/2366/EU (PSD2) · Art. 1
Submitted 2023-03-14
EBA mapping tool deviation CR7-A column "Total exposures"
Regulation (EU) No 575/2013 (CRR) · Art. n.a.
Submitted 2023-03-08
Display of provision during substitution approaches
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2023-03-06
Fixed overheads - deduction of expenses related to exchange rate differences for money belonging to clients and for which investment firms provide custody services according to MIFID
Regulation (EU) No 2019/2033 (IFR) · Art. 13
Submitted 2023-03-06
Requirement for STS securitisations to involve a securitisation special purpose entity (SSPE) which acquires title to the underlying exposures by means of a true sale or assignment or transfer with the same legal effect
Regulation (EU) No 2017/2402 (SecReg) · Art. 20 and 24
Submitted 2023-02-24
Clarification on the need for a prearranged and highly reliable funding arrangement to liquidate collateral referred to in Article 11, paragraph 2
Regulation (EU) No 909/2014 (CSDR) - only RTS 2017/390 · Art. 59
Submitted 2023-02-24
Clarification on use of prearranged and highly reliable funding arrangements
Regulation (EU) No 909/2014 (CSDR) - only RTS 2017/390 · Art. 59
Submitted 2023-02-24
Traetment of precious metals
Regulation (EU) No 575/2013 (CRR) · Art. n.a.
Submitted 2023-02-23
Inclusion of products accounted at fair value in the net interest income
Directive 2013/36/EU (CRD) · Art. 84
Submitted 2023-02-23
Net interest income measure plus market value changes
Directive 2013/36/EU (CRD) · Art. 84
Submitted 2023-02-23
Perimeter of CSRBB
Directive 2013/36/EU (CRD) · Art. 84
Submitted 2023-02-23
Net interest income measure plus market value changes
Directive 2013/36/EU (CRD) · Art. 84
Submitted 2023-02-23
Net interest income measure plus market value changes
Directive 2013/36/EU (CRD) · Art. 84
Submitted 2023-02-23
Opinion to Question 2020_5551, whether an institution is allowed to apply the supporting factor for SMEs and the supporting factor for infrastructure projects simultaneously.
Regulation (EU) No 575/2013 (CRR) · Art. 501, 501a
Submitted 2023-02-22
EBA validation rules v3900_s and v5693_s
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2023-02-21
Reserves held by the credit institution in a central bank
Regulation (EU) No 575/2013 (CRR) · Art. 460
Submitted 2023-02-20
Extent of real time transaction monitoring expected when executing and processing payments.
Directive (EU) 2015/849 (AMLD) · Art. 13
Submitted 2023-02-20
FINREP template F44.03, F44.04
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2023-02-20
Reporting of Counterbalancing capacity (C66.01 of ALMM reporting)
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2023-02-17
Finrep Templates 44.03 and 44.04
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2023-02-13
Validation rule eba_v0315_m working incorrectly in C07 templates in a column 0216 for derivatives
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2023-02-10
European Union Allowances (EUA) as credit risk mitigant
Regulation (EU) No 575/2013 (CRR) · Art. 207
Submitted 2023-02-08
Validation rules: v7374_m, v7375_m and v7377_m
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2023-02-08
COREP v3.2, C 19.00
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2023-01-30
Leverage - Traditional securitisations under article 244 (recognition of significant risk transfer) that should be included within the scope of article 429a paragraph 1 point m
Regulation (EU) No 575/2013 (CRR) · Art. 429a
Submitted 2023-01-30
COREP v.3.2, C 08.01
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2023-01-30
Deletion of several columns of COREP reports in Annex I
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2023-01-30
COREP V3.2 – C13.01 – CREDIT RISK: SECURISATION (CR SEC)
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2023-01-30
COREP V3.2 - C 20.00 - MARKET RISK: STANDARDISED APPROACH FOR SPECIFIC RISK IN THE CORRELATION TRADING PORTFOLIO (MKR SA CTP)
Regulation (EU) No 575/2013 (CRR) · Art. Annex I of COREP
Submitted 2023-01-30
Reporting of securitisations SWAP transactions in C 14.00 and C 14.01
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2023-01-27
Inflows or outflows on open SFT in the LCR computation
Regulation (EU) No 575/2013 (CRR) · Art. 412
Submitted 2023-01-27
Time horizon for partial expected shortfall calculation
Regulation (EU) No 575/2013 (CRR) · Art. 325bc
Submitted 2023-01-26
Inaccurate Measurement of the threshold “total annual gross revenue from investment services and activities of the investment firm” in the ITS on reporting for Investment Firms.
Regulation (EU) No 575/2013 (CRR) · Art. 12
Submitted 2023-01-24
Inclusion of instruments in aggregated portfolios
Regulation (EU) No 575/2013 (CRR) · Art. 78
Submitted 2023-01-23
DPM 3.2 validation rule v11366_m for C84
Regulation (EU) No 575/2013 (CRR) · Art. Article 428b
Submitted 2023-01-12
Is Article 5 of Regulation 2021/1230 applicable on the spot currency trading?
Directive 2015/2366/EU (PSD2) · Art. n.a.
Submitted 2023-01-12
Model implementation timeline given the received permission in relation to a material change
Regulation (EU) No 575/2013 (CRR) · Art. 143
Submitted 2023-01-12
SFTs exposure value on template C 48.02
Regulation (EU) No 575/2013 (CRR) · Art. 429b
Submitted 2023-01-12
Other retail deposits subject to higher outflow rates
Regulation (EU) No 575/2013 (CRR) · Art. 460
Submitted 2023-01-11
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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