EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,811 Q&As matching current filters · page 17 of 177
ICT third-party risk management (DORA)
(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 3
Answered 2024-11-28
2986 - DORA043
(EU) 2022/2554 - Digital Operational Resilience Act (DORA)
Answered 2024-11-28
2987 - DORA042
(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 3
Answered 2024-11-28
Reporting Templates
(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision
Answered 2024-11-20
Other
Other · Art. Consultation Paper on EIOPA’s second set of advice to the European Commission on specific items in the Solvency II Delegated Regulation
Answered 2024-11-20
Other
Other
Answered 2024-11-20
Other
Other
Answered 2024-11-20
Intra-group transaction
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance)
Answered 2024-11-20
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 161
Answered 2024-11-15
Translation risk when calculating total own fund requirements on consolidated basis using the reporting currency of the consolidated institution
Regulation (EU) No 575/2013 (CRR) · Art. 325b
Answered 2024-11-15
Consideration of additional items in the calculation of the net open position or maximum net open position
Regulation (EU) No 575/2013 (CRR) · Art. 352
Answered 2024-11-15
Calculation of the net open position for capital requirements for structural FX risk
Regulation (EU) No 575/2013 (CRR) · Art. 352
Answered 2024-11-15
Offsetting position among all group entities without the permission of 325b
Regulation (EU) No 575/2013 (CRR) · Art. 352
Answered 2024-11-15
Reporting Templates
(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. C0230 - Duration
Answered 2024-11-15
Perfectly matched back-to-back bought and sold options under market risk capital requirement - sensitivities-based method for calculating the own funds requirement.
Regulation (EU) No 575/2013 (CRR) · Art. 325e
Answered 2024-11-15
Template 8 – GAR (%)
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2024-11-15
Taxonomy 3.2: Is the validation rules v6576_s consistent for fair-value in short position disclosed in the cell C32.03, row 0010, 0020 and 0030, columns 0220 ?
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2024-11-15
Financial Stability Reporting
Guidelines on reporting for financial stability purposes · Art. EIOPA-BoS-22-198_Errata_Guidelines_on_FS_Reporting
Answered 2024-11-15
Reporting Templates
(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision
Answered 2024-10-29
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 207
Answered 2024-10-25
Reporting Templates
(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision
Answered 2024-10-25
Reporting Templates
(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision
Answered 2024-10-25
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 180
Answered 2024-10-25
Components included in total gross annual earnings used for the calculation of gender pay gap
Directive 2013/36/EU (CRD) · Art. 75
Answered 2024-10-25
Simple Transparent and Standardised securitisation
Regulation (EU) No 575/2013 (CRR) · Art. 243
Answered 2024-10-25
Reporting Templates
(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision, (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 107 & 112 of DR 2015/35
Answered 2024-10-17
Reporting Templates
(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. ANNEX VI Definitions of the CIC Table
Answered 2024-10-17
Financial Stability Reporting
Guidelines on financial stability reporting · Art. Technical Annex B
Answered 2024-10-17
Financial Stability Reporting
Guidelines on financial stability reporting
Answered 2024-10-17
Reporting Templates
Guidelines on financial stability reporting
Answered 2024-10-17
Reporting Templates, Financial Stability Reporting
Guidelines on financial stability reporting · Art. Guideline 12
Answered 2024-10-17
Right of Establishment
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. Title I, Chapter VIII of Directive 2009/138/EC
Answered 2024-10-16
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 209
Answered 2024-10-16
Pre-arranged/negotiated transactions for non-equity instruments
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Hedging Exemption
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Pre-trade transparency waivers under MiFID I
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Quoting obligation for SI in non-TOTV instruments
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Quoting obligation for SIs in non-equity financial instruments
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Transparency - data (pre- and/or post-trade data) available free of charge 15 minutes after publication
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Pre-trade transparency- RFQ system
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Regulation 2017/583- RTS on transparency requirements in respect of non-equity financial instruments (RTS 2)
Answered 2024-10-16
Scope of Article 9(1)(c) of MiFIR
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Transparency - voice trading systems
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Regulation 2017/583- RTS on transparency requirements in respect of non-equity financial instruments (RTS 2)
Answered 2024-10-16
Application of MiFID II after 3 January 2018, including issues of ‘late transposition’
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2024-10-16
Application of MiFID II after 3 January 2018, including issues of ‘late transposition’
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2024-10-16
Process for a waiver under Article 18(2) of MiFIR
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Transparency - fees
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Price to be published by SIs in bonds and derivatives
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Partial execution of LIS orders (Article 9(1)(a) of MiFIR) and orders above SSTI
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
SSTI – calculation of indicative pre-trade prices
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Access to quotes
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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