EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,666 Q&As matching current filters · page 169 of 174
Calculation of “total liabilities including own funds”
Directive 2014/59/EU (BRRD) · Art. 44
Submitted 2016-09-22
Minimum requirement for own funds and eligible liabilities (MREL) - procedures, forms and templates
Directive 2014/59/EU (BRRD) · Art. 11
Submitted 2016-09-15
Provision of data to cover the cost of living
Directive 2014/49/EU (DGSD) · Art. 8
Submitted 2016-09-15
Cost of living of legal persons
Directive 2014/49/EU (DGSD) · Art. 8
Submitted 2016-09-15
Appropriate amount in Article 8(4)
Directive 2014/49/EU (DGSD) · Art. 8
Submitted 2016-09-15
Clarification of 'Facility Type', regarding the characteristic values 'Other Facilities' (Annex I) and 'Full Risk' (Annex II)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-09-12
Clarification of 'Facility Type', regarding the characteristic values 'Undrawn committed credit facility' (Annex I) and 'Undrawn committed other credit facility' (Annex II)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-09-12
Standardised approach risk weighting
Regulation (EU) No 575/2013 (CRR) · Art. 123, 124, 125, 126
Submitted 2016-09-06
SA securitisation framework – calculation of the concentration ratio
Regulation (EU) No 575/2013 (CRR) · Art. 253
Submitted 2016-09-06
Is a tied agent of the investment firm a financial institution and should it be included in prudential consolidation
Regulation (EU) No 575/2013 (CRR) · Art. 4 and 18
Submitted 2016-08-18
Rating of subsidiaries
Regulation (EU) No 575/2013 (CRR) · Art. 172
Submitted 2016-08-10
Reporting of CCF values for FIRB
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-08-09
Application of the Guidelines on sound remuneration policies to the award and pay out of variable remuneration for the performance year 2016
Directive 2013/36/EU (CRD) · Art. 94
Submitted 2016-08-05
Determination of proxy spreads for the calculation of CVA risk under the advanced method
Regulation (EU) No 575/2013 (CRR) · Art. 383
Submitted 2016-08-04
Items associated with particular high risk
Regulation (EU) No 575/2013 (CRR) · Art. 128
Submitted 2016-07-26
Clarification is sought on the treatment of defined benefit pension funds for the purposes of determining market risk RWA
Regulation (EU) No 575/2013 (CRR) · Art. 41
Submitted 2016-07-21
Max amount of cash leverage in the mandate of an AIF in order to NOT be considered as a high risk exposure
Regulation (EU) No 575/2013 (CRR) · Art. 128
Submitted 2016-07-20
Portfolios where Maturity should be completed
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-07-20
Treatment of irrevocable payment commitments according to Article 103(3) BRRD
Regulation (EU) No 575/2013 (CRR) · Art. 111, 112, 134; 166, 147 156
Submitted 2016-07-15
MREL calculation on a consolidated basis
Directive 2014/59/EU (BRRD) · Art. 45 (3)
Submitted 2016-07-12
Delta equivalent amount of cash-or-nothing digital (binary) options
Regulation (EU) No 575/2013 (CRR) · Art. 329, 352, 358
Submitted 2016-07-04
Assignment of exposures to exposure class of Public Sector Entities
Regulation (EU) No 575/2013 (CRR) · Art. 116
Submitted 2016-07-01
Supervisory permission for reducing own funds if the institution repays share premium to its shareholders
Regulation (EU) No 575/2013 (CRR) · Art. 26(1)(b), 77
Submitted 2016-06-28
Clarification on "explicit guarantee arrangements"
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2016-06-17
Termination date
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-06-08
VaR Multipliers
Regulation (EU) No 575/2013 (CRR) · Art. 366 CRR
Submitted 2016-05-31
Clarification on the treatment of regular clearing positions of central counterparties (CCPs) in the leverage ratio exposure measure (provided CCPs are subject to leverage ratio regulation)
Regulation (EU) No 575/2013 (CRR) · Art. 429a
Submitted 2016-05-27
Format of column 020 (exposure class) in Template 103 of Annex I
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-05-19
Consideration of collateral in the potential future credit exposure
Regulation (EU) No 575/2013 (CRR) · Art. 298
Submitted 2016-05-16
General principles governing resolution
Directive 2014/59/EU (BRRD) · Art. 34
Submitted 2016-05-09
Hedging derivatives in country splits of FINREP
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2016-04-17
Use of deposit guarantee scheme
Directive 2014/59/EU (BRRD) · Art. 109
Submitted 2016-04-15
Governing Law of the Instruments under Article 66.4.(a) of the BRRD
Directive 2014/59/EU (BRRD) · Art. 66
Submitted 2016-04-13
Counterparty Credit Risk, Credit Default Swaps
Regulation (EU) No 575/2013 (CRR) · Art. 299
Submitted 2016-04-07
How institution-specific buffer and Capital buffer shall be reported in target CET1, T1 and Total Capital ratios (COREP C 03.00)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2016-04-06
Discount rates in Economic Value of Equity calculations
Directive 2013/36/EU (CRD) · Art. 98
Submitted 2016-04-04
bail in of interbank deposits with original maturity of less than seven days
Directive 2014/59/EU (BRRD) · Art. 44
Submitted 2016-03-23
AT1 distribution and full year loss
Directive 2013/36/EU (CRD) · Art. article 141
Submitted 2016-03-22
Contractual recognition of bail-in
Directive 2014/59/EU (BRRD) · Art. Article 55 Directive 2014/59/EU
Submitted 2016-03-09
Contractual recognition of bail-in
Directive 2014/59/EU (BRRD) · Art. Article 55 Directive 2014/59/EU
Submitted 2016-03-09
Appropriate medium and location for disclosure
Regulation (EU) No 575/2013 (CRR) · Art. 434, 431(4)
Submitted 2016-03-08
Identification of Material Risk Takers in branches of a Member State institution, where the branch is established in another Member State
Directive 2013/36/EU (CRD) · Art. 92
Submitted 2016-03-02
Capital requirement regard to own debt instruments.
Regulation (EU) No 575/2013 (CRR) · Art. 327
Submitted 2016-02-29
Risk weight for exposures to central-government-risk PSEs with an original maturity of 3 months or less, which are denominated in foreign currency
Regulation (EU) No 575/2013 (CRR) · Art. 116
Submitted 2016-02-25
Relevant competent authority to determine the same risk weight treatment as the central government
Regulation (EU) No 575/2013 (CRR) · Art. 115
Submitted 2016-02-19
Mark-to-Market Method: Residual Maturity for Physically Settled Contracts
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2016-02-18
Toleranzschwellen bei Korrekturmeldungen gemäß Verordnung (EU) Nr. 680/2014
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2016-02-10
Exposure Value under the Equity method of accounting
Regulation (EU) No 575/2013 (CRR) · Art. 390
Submitted 2016-02-09
How are branches included in the scope of resolution funds?
Directive 2014/59/EU (BRRD) · Art. 1
Submitted 2016-02-03
Clarification on the Geographical Area breakdown
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-01-29
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.