EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,455 Q&As matching current filters · page 163 of 170
Minimum loss coverage for non-performing exposures under Article 469a
Regulation (EU) No 575/2013 (CRR) · Art. 469a
Submitted 2021-09-09
Classification of derivatives on precious metals without physical underlying under SA-CCR
Regulation (EU) No 575/2013 (CRR) · Art. 271
Submitted 2021-09-08
Direct and indirect funding of capital instruments
Regulation (EU) No 575/2013 (CRR) · Art. 28
Submitted 2021-09-06
Prudential consolidation: definition of “unified management”
Regulation (EU) No 575/2013 (CRR) · Art. 18
Submitted 2021-09-02
Recognition of a CRM provided by a guarantor treated under A-IRB on a securitization position treated ender SEC-SA
Regulation (EU) No 575/2013 (CRR) · Art. 249
Submitted 2021-08-31
Treatment of multi-seller securitisations in CRR (Significant Risk Transfer)
Regulation (EU) No 575/2013 (CRR) · Art. art 247 CRR
Submitted 2021-08-09
Financial Guarantees in templates Z 05.02 / T 12.00
Directive 2014/59/EU (BRRD) · Art. --
Submitted 2021-07-26
Clause of substitution of investor or remarketing for capital or internal MREL
Regulation (EU) No 575/2013 (CRR) · Art. 52 / 63 / 72b
Submitted 2021-07-20
Dutch Residential Real Estate Mortgages - covered by NHG - Nationale Hypotheek Garantie - National Mortgage Guarantee - Calculation of RWA within and outside the Netherlands
Regulation (EU) No 575/2013 (CRR) · Art. 124
Submitted 2021-07-20
Calculation of own funds requirements for operational risk under BIA
Regulation (EU) No 575/2013 (CRR) · Art. 316
Submitted 2021-07-16
Assets encumbered for a residual maturity of one year or more in a cover pool funded by Covered bonds for NSFR purposes
Regulation (EU) No 575/2013 (CRR) · Art. 428ag
Submitted 2021-07-16
Validation rules v6423_m, v7267_s, v7268_s, v7270_s, v7271_s, v7272_s, v7273_s and v7275_s
Directive 2014/59/EU (BRRD) · Art. 11
Submitted 2021-07-15
Resolution planning reporting (RES), validation rule v09343_a
Directive 2014/59/EU (BRRD) · Art. 11
Submitted 2021-07-15
Calculation of the exposure value of regular-way purchases and sales awaiting settlement
Regulation (EU) No 575/2013 (CRR) · Art. 429(6) and 429g
Submitted 2021-07-01
Calculation of exposure-weighted average PD (column 0050 in C08.03)
Regulation (EU) No 575/2013 (CRR) · Art. Annex 2, Solvency
Submitted 2021-06-29
Validation Rules v6205_m and v6206 in respect of portfolios with only Unfunded Credit Protection
Directive 2013/36/EU (CRD) · Art. Portfolio_ID C102 C103
Submitted 2021-06-22
Reporting of IRB exposures in the form of units or shares in Collective Investment Undertakings (CIUs) treated under the Fall-Back Approach (FBA)
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2021-06-17
Reduction, distribution and reclassification of share premium accounts related to own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 77
Submitted 2021-06-08
Calculation of the relative threshold in case specific cases.
Regulation (EU) No 575/2013 (CRR) · Art. 178
Submitted 2021-06-02
ValidationRule v11073_i
Regulation (EU) No 2019/2033 (IFR) · Art. v11073_i
Submitted 2021-06-01
Reduction of own funds according to Article 78(1)(a) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 78
Submitted 2021-05-28
To overrule the validation error V09341_m in SBP credit risk report
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2021-04-19
To overrule the validation error V6205_m in SBP credit risk report
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2021-04-19
Transitional provisions under the IFR (Regulation 2019/2033)
Regulation (EU) No 2019/2033 (IFR) · Art. 57
Submitted 2021-04-09
Validation rule v6210_m, C105.02
Directive 2013/36/EU (CRD) · Art. 154
Submitted 2021-04-09
Scope of applicability of the permission to non-deduct holdings of a financial sector entity under Article 49(1) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 49
Submitted 2021-04-08
Meaning of ‘pure industrial holding company’ in the definition of financial institution.
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2021-03-31
Combined buffer requirement on top of MREL consolidation level
Directive 2014/59/EU (BRRD) · Art. 16a
Submitted 2021-03-24
Supervisory Benchmarking Exercise, Annex VI, C107.01, row 0010, column 0020
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2021-03-23
Elaboration of the template EU LIQ2 using supervisory data EBA/ITS/2020/04 - Annex XIII - Template EU LIQ2: Net Stable Funding Ratio
Regulation (EU) No 575/2013 (CRR) · Art. Article 451a(3)
Submitted 2021-03-17
Homogeneously managed exposures
Regulation (EU) No 575/2013 (CRR) · Art. 142
Submitted 2021-03-03
Treatment of guaranteed export financing transactions under Standardised Approach
Regulation (EU) No 575/2013 (CRR) · Art. 114
Submitted 2021-03-02
Collateralized loans below 35% Risk Weight
Regulation (EU) No 575/2013 (CRR) · Art. Article 428af
Submitted 2021-02-22
Supervisory delta for commodities with negative prices
Regulation (EU) No 575/2013 (CRR) · Art. 279a
Submitted 2021-02-18
Calculation of the insufficient coverage for NPEs and capital absorptions related to Pillar 1 requirements on the same exposure
Regulation (EU) No 575/2013 (CRR) · Art. Article 47c
Submitted 2021-02-15
Treatment of expected credit losses (ECL) of financial instruments accounted for under fair value through other comprehensive income (FVOCI)
Regulation (EU) No 575/2013 (CRR) · Art. 111
Submitted 2021-02-11
Composition of the first and second lines of defence
Directive 2013/36/EU (CRD) · Art. 74
Submitted 2021-02-09
AVC
Regulation (EU) No 575/2013 (CRR) · Art. Article 153
Submitted 2021-02-04
Secured lending
Regulation (EU) No 575/2013 (CRR) · Art. 192
Submitted 2021-01-26
Prudential filter on unrealised gains and losses corresponding to exposures to governments, local authorities and public sector entities and its interaction with hedging activities
Regulation (EU) No 575/2013 (CRR) · Art. 468
Submitted 2021-01-12
Application of legislative payment moratoria and definition of forbearance measures.
Regulation (EU) No 575/2013 (CRR) · Art. 47b
Submitted 2020-12-30
Definition of “prudential regulation in the Union” in Article 142(1)(4)(b)
Regulation (EU) No 575/2013 (CRR) · Art. 142
Submitted 2020-12-18
Consent solicitation to change the contractual ranking of an instrument to avoid so-called “infection risk“ posed by legacy instruments
Regulation (EU) No 575/2013 (CRR) · Art. 52 / 63 / 72b
Submitted 2020-12-11
Application of the formula for the determination of the risk weight for a specific vega risk factor k
Regulation (EU) No 575/2013 (CRR) · Art. 325 ax
Submitted 2020-11-30
Is the activity of pension fund administrators included in the "Portfolio management and advice" and thus, pension fund administrators qualify as financial institutions?
Directive 2013/36/EU (CRD) · Art. Annex I
Submitted 2020-11-19
Article 94 (4) discretion on Remuneration
Regulation (EU) No 575/2013 (CRR) · Art. 94
Submitted 2020-11-11
Scope of internal hedges
Regulation (EU) No 575/2013 (CRR) · Art. 106
Submitted 2020-10-15
Is it correct that, in sheet Z 10.02, the Critical Function ID is not considered as a Key Value?
Directive 2014/59/EU (BRRD) · Art. 1
Submitted 2020-10-02
Control of high-quality liquid assets
Regulation (EU) No 575/2013 (CRR) · Art. 460
Submitted 2020-09-30
Calculation of specific risk own funds requirement for hedges by credit derivatives under Article 346 (4) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 346
Submitted 2020-09-25
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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