EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,455 Q&As matching current filters · page 158 of 170
Beneficial ownership on Securities Financing Transactions (SFTs)
Regulation (EU) No 575/2013 (CRR) · Art. 428p
Submitted 2022-12-09
The Max Single Loss and the Top 5 Largest Loss Controls do not consider losses re-allocated from one business line to another.
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-12-09
New Pillar III ESG Template 1
Regulation (EU) No 575/2013 (CRR) · Art. 449
Submitted 2022-12-08
Annex XI - Leverage (template C43)
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-12-07
Validation rule v7371_m and v7372_m
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-12-06
v10703_h/ v10711_h
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-12-06
Actual or contingent obligations to purchase own CET1 instruments value
Regulation (EU) No 575/2013 (CRR) · Art. 36
Submitted 2022-12-05
Asset amount deducted - Tier 1 capital (Derivatives Cash Flow Hedge)
Regulation (EU) No 575/2013 (CRR) · Art. 429a
Submitted 2022-12-05
Filing indicator for reports not in scope of the period
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-12-02
Use of the substitution approach for retail exposures treated under IRB with a guarantee (unfunded credit protection)
Regulation (EU) No 575/2013 (CRR) · Art. 403
Submitted 2022-12-01
Clarification about v8741_m and v8443_m
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-12-01
Clarification on reporting of “Total Assets” within C40.00 {0410;0010}, as defined in Annex XI.
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-11-28
What day count convention is to be used to determine level 2 securities in Regulation (EU) 61/2015 (CDR), Art. 11 (1) (e) (iii) and Art.12 (1) (b) (iii)
Regulation (EU) No 575/2013 (CRR) · Art. 416
Submitted 2022-11-25
Secured central bank lending and liquidity buffer adjustment
Regulation (EU) No 575/2013 (CRR) · Art. 422
Submitted 2022-11-24
NSFR - presentation operational deposits
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-11-23
Capital buffer applicability and validation rule v8714_m
Directive 2013/36/EU (CRD) · Art. 129
Submitted 2022-11-18
Calculation of a Prudent Value in combination with CET1-Deduction according to article 89 and 90 CRR
Regulation (EU) No 575/2013 (CRR) · Art. 105
Submitted 2022-11-15
Definition of off-balance sheet assets under IFR
Regulation (EU) No 2019/2033 (IFR) · Art. 12
Submitted 2022-11-14
Debt securities issued by corporate treasury entities
Regulation (EU) No 575/2013 (CRR) · Art. 416
Submitted 2022-11-11
DLT issuances that are sold exclusively to retail or corporate investors
Regulation (EU) No 575/2013 (CRR) · Art. 421
Submitted 2022-11-10
Validation rules of C 05.01 - IFRS9 transitionals
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-10-31
CRM substitution in case of equal risk weight
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-10-27
Derivatives - Forward foreign-exchange contracts - RC under IFR
Regulation (EU) No 2019/2033 (IFR) · Art. 28
Submitted 2022-10-27
Withdrawable Central Bank Reserves in ALMM C 66.01 when considered Liquid Assets
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-10-26
Publication of quarterly statistics, according to GL 3 of the “Guidelines on the conditions to benefit from an exemption from the contingency mechanism under Article 33(6) of Regulation (EU) 2018/389 (RTS on SCA & CSC)”
Directive 2015/2366/EU (PSD2) · Art. 33
Submitted 2022-10-17
Reporting of initial margins, variation margins and intraday margins in FINREP
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-10-17
Netting for Asset Encombrance
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-10-11
LCR treatment of letters of credit backed by deposits and letters of credit backed by committed lines
Regulation (EU) No 575/2013 (CRR) · Art. 460
Submitted 2022-10-11
Exposure to an entity that holds a loan portfolio composed of purchased or self-originated loans which are secured by real estate properties and their assignment to the regulatory asset class “exposures associated with particularly high risk”
Regulation (EU) No 575/2013 (CRR) · Art. 128
Submitted 2022-10-11
Exposure to an entity that holds a loan portfolio composed of purchased or self-originated loans which are secured by real estate properties and their assignment to the regulatory asset class “exposures associated with particularly high risk”
Regulation (EU) No 575/2013 (CRR) · Art. 128
Submitted 2022-10-11
Size of the position to calculate concentrated position AVA
Regulation (EU) No 575/2013 (CRR) · Art. 14
Submitted 2022-10-10
Exposure Value in repurchase transaction
Regulation (EU) No 575/2013 (CRR) · Art. 223
Submitted 2022-10-10
Reporting allocation of overdrafts from financial customers in template C74.00
Regulation (EU) No 575/2013 (CRR) · Art. 425
Submitted 2022-10-04
General Prior Permission (GPP) to call, redeem, repay or repurchase eligible liabilities pursuant to Article 78a(1) second subparagraph of the CRR .
Regulation (EU) No 575/2013 (CRR) · Art. 78a
Submitted 2022-10-03
Validation rule v5697_s
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-10-03
Deals agreed but not yet settled
Regulation (EU) No 575/2013 (CRR) · Art. 32
Submitted 2022-10-03
C08.07 / CR6-A: Contradictory instructions on inclusion of CCR into reporting and disclosure template
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-09-27
EBA validation rule v5842_h for entities using BIA for OP risk
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-09-26
Scope of CCP liabilities in Article 44(2)f
Directive 2014/59/EU (BRRD) · Art. 44
Submitted 2022-09-26
Scope of temporary treatment of unrealised gains and losses measured at fair value through other comprehensive income in view of the COVID-19 pandemic
Regulation (EU) No 575/2013 (CRR) · Art. 468
Submitted 2022-09-26
MREL determination and resolution plan updating in a group where parent entity is on simplified obligations while the subsidiary does not
Directive 2014/59/EU (BRRD) · Art. 45c
Submitted 2022-09-23
Determining MREL for entities of a group for which resolution plan provides that liquidation is credible and feasible
Directive 2014/59/EU (BRRD) · Art. 45h
Submitted 2022-09-23
v7371_m and v7372_m
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-09-23
Validation rule v6332_m
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-09-20
PRUVAL - Matching Total fair values liabilities with FINREP
Regulation (EU) No 575/2013 (CRR) · Art. 105
Submitted 2022-09-19
Prudential filters to the fair value reserves associated to Cash Flow Hedge
Regulation (EU) No 575/2013 (CRR) · Art. 33
Submitted 2022-09-16
Determination of own funds requirements for convexity risk ('gamma risk'), according to the Delta plus approach, for options positions in Exchange traded funds with multiple sector components
Regulation (EU) No 575/2013 (CRR) · Art. 329
Submitted 2022-09-12
Validation rules RRDET_V6567_S_0001, RRDET_V6566_S_0001, and RRDET_V6327_M0001 relating to Template C 32.01 don't allow negative values.
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-09-12
Reporting of Negative Fair Value Hedge Adjustments as exposures
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-09-05
Encumbrance of assets
Regulation (EU) No 575/2013 (CRR) · Art. 509
Submitted 2022-09-05
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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