EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,666 Q&As matching current filters · page 153 of 174
Interaction of the structure of the rating system and homogeneity requirements with conservatism in the application of risk parameters
Regulation (EU) No 575/2013 (CRR) · Art. 170
Submitted 2024-03-26
ESG P3 - Template 5 validation rule v12726_m
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2024-03-21
Non-complex structured deposits
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Submitted 2024-03-19
Applicability of the EUR 500 million-limit when calculating the required stable funding associated with CIUs in NSFR
Regulation (EU) No 575/2013 (CRR) · Art. 428
Submitted 2024-03-15
Val rules_v12727_m_for template 7 GAR amount is not aligned with ITS
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2024-03-14
Management of the Trading Book - Active Anti-Fraud Procedures and Controls
Regulation (EU) No 575/2013 (CRR) · Art. 103
Submitted 2024-03-13
Modelling the risk of migration from NMDs to term deposits in the context of the constant balance sheet assumption in the NII SOT.
Directive 2013/36/EU (CRD) · Art. 98
Submitted 2024-03-07
Disclosure of cash collateral received on derivative transactions in C40 template
Regulation (EU) No 575/2013 (CRR) · Art. 451
Submitted 2024-03-06
Credit derivatives on CLO in SA-CCR
Regulation (EU) No 575/2013 (CRR) · Art. 280c
Submitted 2024-03-05
Disclosure of exposures arising from Article 390 (5)
Regulation (EU) No 575/2013 (CRR) · Art. 390
Submitted 2024-03-05
recognision of own funds
Regulation (EU) No 575/2013 (CRR) · Art. 26 and 28
Submitted 2024-03-01
Non-applicability of the CRR (Capital Requirements Regulation) regarding OCCPs
Regulation (EU) No 575/2013 (CRR) · Art. 111
Submitted 2024-03-01
Can a CASP receive / transmit / execute orders for non-EUR denominated EMTs, whose issuers are not authorised as a credit institution or as an electronic money institution?
Regulation (EU) No 2023/1114 (MiCAR) · Art. 48
Submitted 2024-02-29
Reporting of the collateral and guarantees by loans and advances
Regulation (EU) No 575/2013 (CRR) · Art. Annex V, Art 174
Submitted 2024-02-27
Validations rule v12726_m for template 5 Banking book - Indicators of potential climate change physical risk: Exposures subject to physical risk
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2024-02-27
Excess of cash as part of reverse repo transaction
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2024-02-26
Treatment of repos and reverse repos with the same counterparty
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2024-02-26
Reporting of matching liabilities in AE F36.01 template
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2024-02-26
Metric Amount Weigthted at 50% for Equity AT1 an AT2 between 6 months and 1 Year
Regulation (EU) No 575/2013 (CRR) · Art. CRR: Party 6, Title 4
Submitted 2024-02-23
Regulatory Reporting treatment in COREP of credit risk exposures linked to participated loans
Regulation (EU) No 575/2013 (CRR) · Art. 92
Submitted 2024-02-22
Taxonomy 3.2: Is the validation rules v4745_s consistent for fair-value in short position disclosed in the cell C09.04, row 0040, columns 0010 ?
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2024-02-22
Taxonomy 3.2: Is the validation rules v4745_s consistent for fair-value in short position disclosed in the cell C09.04, row 0040, columns 0010 ?
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2024-02-21
Regulatory Reporting treatment in COREP of credit risk exposures linked to participated loans
Regulation (EU) No 575/2013 (CRR) · Art. 92
Submitted 2024-02-20
Meaning of “without automatic rollover” in the definition of trade finance
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2024-02-16
Fulfilment of “fixed short-term maturity, […], without automatic rollover” for trade finance product bank guarantees (“Guarantee”) in case of a contractually agreed clause between the issuing bank and its client instructing the issuing bank to issue the Guarantee (“Instructing Party”) that allows the issuing bank to effectively exit the risk position within a contractually agreed fixed timeframe
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2024-02-16
The SA exposure class (CRR Art 112) of the exposure amounts with an LTV ratio between 80% and 100%: secured or unsecured?
Regulation (EU) No 575/2013 (CRR) · Art. 112
Submitted 2024-02-16
Third party access to account attributes
Directive 2015/2366/EU (PSD2) · Art. 66
Submitted 2024-02-12
BTAR Disclosure Requirements
Regulation (EU) No 575/2013 (CRR) · Art. 434
Submitted 2024-02-09
Unweighted delta sensitivities in template C91
Regulation (EU) No 575/2013 (CRR) · Art. 325f
Submitted 2024-02-09
Treatment of inflows from credit facilities in LCR
Regulation (EU) No 575/2013 (CRR) · Art. 425, 460
Submitted 2024-02-09
Direct and indirect applicability of DORA
Directive 2022/2556/EU (DORA Dir) · Art. 2
Submitted 2024-02-06
Calculation of K-COH
Regulation (EU) No 2019/2033 (IFR) · Art. 20
Submitted 2024-02-06
Services of credit bureaus under DORA
Directive 2022/2556/EU (DORA Dir) · Art. 3(21) and 3(19)
Submitted 2024-02-05
Cross-border Market Jurisdiction
Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)
Submitted 2024-02-05
Consideration of CDS on itraxx main and itraxx crossover as eligible hedges in SA-CVA
Regulation (EU) No 575/2013 (CRR) · Art. 382
Submitted 2024-02-05
The activities of credit bureaus (credit reporting agencies)
Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. Article 3 (21)
Submitted 2024-02-05
Services of credit registers under DORA
Regulation (EU) No 2022/2554 (DORA Reg) · Art. 3
Submitted 2024-02-05
impelemtation of Article 10 (4)
Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. „4. Data reporting service providers shall, in addition, have in place systems that can effectively check trade reports for completeness, identify omissions and obvious errors, and request re-transmission of those reports.”
Submitted 2024-02-02
Grace period for existing contractual arrangements in the register of information
Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28
Submitted 2024-01-30
Applying adjustments and deductions in Article 36 in full
Regulation (EU) No 575/2013 (CRR) · Art. 48
Submitted 2024-01-30
Outflow of liquidity facilities provided to an SSPE
Regulation (EU) No 575/2013 (CRR) · Art. 424
Submitted 2024-01-29
Template 2: Banking book - Climate change transition risk: Loans collateralised by immovable property - Energy efficiency of the collateral
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2024-01-29
clarification which EBA Q&A to apply: EBA Q&A 2017_3277 or EBA Q&A 2023_6791
Regulation (EU) No 575/2013 (CRR) · Art. 78
Submitted 2024-01-25
Assignment of a 0% risk weight to equity exposures to subsidiaries that are not institutions
Regulation (EU) No 575/2013 (CRR) · Art. 113
Submitted 2024-01-24
Can Taxonomy eligible but not aligned exposure be included into template 10 “Other climate change mitigating actions that are not covered in the EU Taxonomy”
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2024-01-24
Definition of "financial holding company"
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2024-01-23
DORA, Article 3 - definition of microenterprise and small enterprise
Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)
Submitted 2024-01-23
EBA validation rule v2853
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2024-01-19
Clarification on How the Guidelines Impact Vendors Whose Products are Not Deemed as Outsourcing Arrangements
Directive 2013/36/EU (CRD) · Art. EBA Guidelines on Outsourcing Arrangements
Submitted 2024-01-19
Sovereign credit assessment to apply to exposure of central government, central bank and government-100%-owned central bank.
Regulation (EU) No 575/2013 (CRR) · Art. 114
Submitted 2024-01-18
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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