EU Financial Regulatory Q&A Database

Application of real estate valuation principles to AIRB

Regulation (EU) No 575/2013 (CRR) · Art. 229

Disclosures of Number of Staff Management body in its supervisory function in FINREP Template 44.4

Regulation (EU) No 575/2013 (CRR) · Art. Annex V. Part 2.

Identificación entidad financiera responsable del reporte DORA - Identification of the financial entity responsible for the DORA reporting

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Interaction between CRR3 article 124 and article 193

Regulation (EU) No 575/2013 (CRR) · Art. 124

FINREP – Template 40 Group structure (40.1 “entity-by entity” – 40.2 “instrument-by-instrument”) – Notion of Group scope

Regulation (EU) No 575/2013 (CRR) · Art. ANNEX V

Domestic sovereign debt

Regulation (EU) No 575/2013 (CRR) · Art. 430

Application of general requirements of Chapter 6 of the Regulation (EU) No 575/2013 regarding the definition of own funds

Directive 2015/2366/EU (PSD2) · Art. 4,8,9

Instructions for completing the register of information-Functions identification-Licenced activity

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Calculation of minimum lease payments in case of operational lease

Regulation (EU) No 575/2013 (CRR) · Art. 134

Entities conducting limited financial activity which qualify for exemptions from AMLD4

Directive (EU) 2015/849 (AMLD) · Art. Article 2(3) 4AMLD

C 73.00 validation rules v7585_m and v7630_m (outflows secured with level 2B assets)

Regulation (EU) No 575/2013 (CRR) · Art. 412

Valuation of non-CET1 instruments

Regulation (EU) No 575/2013 (CRR) · Art. 80

Incident report submission format

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Application of formulae v23061_m on r0180

Regulation (EU) No 575/2013 (CRR) · Art. v23061_m

currencies Lithuanian Litas and Croatian Kuna

Regulation (EU) No 575/2013 (CRR) · Art. 99

Formula of v22914_m

Regulation (EU) No 575/2013 (CRR) · Art. v22914_m

v7364_m

Regulation (EU) No 575/2013 (CRR) · Art. 430

Financial Conglomerates: Mismatch between ITS and DPM 3.5 – ID v22748_u - T1 L 06.00, column c0020.

Directive 2002/87/EC (FiCOD) · Art. 7

SME

Regulation (EU) No 575/2013 (CRR) · Art. 430

Calculation of the Countercyclical Capital Buffer

Directive 2013/36/EU (CRD) · Art. 128

Identical Cell Template C 10.00

Regulation (EU) No 575/2013 (CRR) · Art. C 10.00

Fintech company: DORA AND ROI

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Recognition of non-transferable liquidity held by and arising in third country subsidiaries in the context of the calculation of the consolidated LCR

Regulation (EU) No 575/2013 (CRR) · Art. 460

Clarification on DORA Compliance for Intra-Group providers

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Clarification on DORA Audits for Non-European ICT Service Providers

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Determination of the exposure fully and completely secured by mortgages for the purposes of Article 47c(1) of CRR

Regulation (EU) No 575/2013 (CRR) · Art. 47c

Whether to Include in the Scope of C 10.00 Portion of IRB Exposures that are guaranteed by Guarantors that are to be treated under SA

Regulation (EU) No 575/2013 (CRR) · Art. 430

XBRL Modelisation of FICOD REPORTING L0600

Directive 2002/87/EC (FiCOD) · Art. NA

Calculation of Kirb

Regulation (EU) No 575/2013 (CRR) · Art. 255

Exist a definition of information security standards

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Correct classification of services related to the 'reselling' of software provided in SaaS mode

Regulation (EU) No 2022/2554 (DORA Reg) · Art. Regulation (EU) 2024/2956 - ANNEX III

Table F12.01 – Movements in allowance and provisions for credit losses

Regulation (EU) No 575/2013 (CRR) · Art. 430

Definition of financial counterpart

Regulation (EU) No 2022/2554 (DORA Reg) · Art. Article 18

v4769_m and v4770_m rules

Regulation (EU) No 575/2013 (CRR) · Art. Taxonomy 4.0

Register of Information Taxonomy reporting vs ITS on Register of Information

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

ALMM total funding – payables

Regulation (EU) No 575/2013 (CRR) · Art. Annex 19, Section 1.1 (2), Section 1.2 (5)

COREP_OF, C_10.00, modelling on columns c0090 and c0100

Regulation (EU) No 575/2013 (CRR) · Art. NA

Calculation of risk-weighted exposure amounts for off-balance exposure in case of Unfunded Credit Protection (UFCP)

Regulation (EU) No 575/2013 (CRR) · Art. 193

Validation rules taxonomy V4.0 C10.00 v23054_m

Regulation (EU) No 575/2013 (CRR) · Art. v23054_m

Validation rules taxonomy V4.0 C10.00 v23055_m

Regulation (EU) No 575/2013 (CRR) · Art. v23055_m

Validation rules taxonomy V4.0 C10.00 v23057_m

Regulation (EU) No 575/2013 (CRR) · Art. v23057_m

Calculation of risk weights

Regulation (EU) No 575/2013 (CRR) · Art. 113

COREP_OF, C_07.00, problem with disallowed risk weight 70%

Regulation (EU) No 575/2013 (CRR) · Art. 126

COREP_OF, C_07.00, problem with disallowed risk weight 70%

Regulation (EU) No 575/2013 (CRR) · Art. 126

Prudential treatment of goodwill and other intangible assets arising from the acquisition of an asset manager by an insurance undertaking fully owned by a bank

Regulation (EU) No 575/2013 (CRR) · Art. 36

ASF factor for AT1 and T2 capital instruments with residual maturity of a minimum of six months but less than one year

Regulation (EU) No 575/2013 (CRR) · Art. 428l

DPM 4.0 taxonomy, several validation rules are not correct

Regulation (EU) No 575/2013 (CRR) · Art. various

Netting of income and expenses and mutualisation of losses for IPS in the Service Component of the Business Indicator (BI)

Regulation (EU) No 575/2013 (CRR) · Art. 314

Treatment of Net Interest Income Stress Outlier Test (NII SOT) in scenarios where breaches occur due to one-off effects (EBA/RTS/2022/10)

Directive 2013/36/EU (CRD) · Art. 98

Template EU MR4 missing from Annex

Regulation (EU) No 575/2013 (CRR) · Art. 15