EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
7,361 Q&As matching current filters · page 146 of 148
Benchmarking exercise - market risk - clarifications on Annex V portfolios
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-14
Annex I template 103 collateral types mortgages non-SME
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-09
SBP: Missmatch between predefined values of dimension (ei385) and expected values from EBA
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-09
Mortgages non-defaulted with unknown ILTV
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-09
Counterparty credit risk
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2015-10-08
Market Risk Benchmarking Portfolios: Clarifications regarding the portfolios set out in Annex V
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-08
EBA Final Draft Implementing Technical Standards on benchmark portfolios - question on the trade templates
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-07
Application of Article 11 CRR in terms of determining the scope of application for multi-national banking groups
Regulation (EU) No 575/2013 (CRR) · Art. 11
Submitted 2015-10-01
Definition of the counterparty size in case of substitution approach application
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-30
PD selection in case of substitution approach
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-30
Correct scope of clusters based on collateralisation status and collateral type
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-30
Supervisory Benchmarking exercise for 2015 - Market Risk related
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-29
How to manage different local rating scales
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
Given the legal reference reported in the Annex IV, a clarification about the annual default rate computation is required
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
Identification of exposures treated under Standard approach
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
A confirmation is required about the rules to fill the EBA Benchmarking templates
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
Clarification for filling the 'Not applicable' value in Annex II and IV
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
A confirmation about the legal reference reported in Annex IV is required
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
A clarification about the collateral value to provide in the relevant templates is required
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
Completion of Annex I, Template C103.00 of the ITS needed?
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-08
Further elaboration on the definition of remaining maturity of eligible liabilities
Directive 2014/59/EU (BRRD) · Art. 45
Submitted 2015-09-02
Reporting of different AIRB models in the same benchmarking class (portfolio) - credit risk
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-08-25
Calculation of Default rate past 5 years and Loss rate past 5 years
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-08-25
Potential Future Exposure (PFE) add-ons for written options out side netting agreement
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2015-08-04
Application of the NCWO principle
Directive 2014/59/EU (BRRD) · Art. 34
Submitted 2015-07-28
Resolution action with regard to a holding
Directive 2014/59/EU (BRRD) · Art. 33
Submitted 2015-07-28
Mark-to-Market Method: Application of perfectly matching provisions to FX forwards
Regulation (EU) No 575/2013 (CRR) · Art. 298
Submitted 2015-07-07
Clarification on Article 8 (6) of Regulation (EU) 806/2014 (SRM)
Directive 2014/59/EU (BRRD) · Art. 10
Submitted 2015-07-06
Eligible Liabilities in the context of Articles 2(71) and 45(4)
Directive 2014/59/EU (BRRD) · Art. 2, 45
Submitted 2015-06-29
Change of minimum values of exposure weighted average LGD for exposures secured by property in their territory
Regulation (EU) No 575/2013 (CRR) · Art. 164
Submitted 2015-05-05
Clarification of disclosure requirement for severance
Regulation (EU) No 575/2013 (CRR) · Art. 450
Submitted 2015-04-30
Reporting on Stable Funding
Regulation (EU) No 575/2013 (CRR) · Art. 427
Submitted 2015-03-25
Subordinated loans as Additional Tier 1 capital
Regulation (EU) No 575/2013 (CRR) · Art. 51, 52
Submitted 2015-02-20
Disclosure requirement
Regulation (EU) No 575/2013 (CRR) · Art. 438
Submitted 2015-02-19
Resolution action with regard to a holding
Directive 2014/59/EU (BRRD) · Art. 33
Submitted 2015-02-04
Market making prior to 5 years from issuance of AT1-/T2-Instruments – follow up of Q&A 2013_290
Regulation (EU) No 575/2013 (CRR) · Art. 77
Submitted 2015-02-03
Large AFS exposures and accounting for OCI unrealised gains
Regulation (EU) No 575/2013 (CRR) · Art. 389
Submitted 2015-01-09
Mark-to-Market Method: Residual Maturity for cash settled contracts
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2015-01-05
Liquidity requirements: scope of applicability for investment firms
Regulation (EU) No 575/2013 (CRR) · Art. 6
Submitted 2014-11-25
Publication of gross or net positions for derivative transactions
Regulation (EU) No 575/2013 (CRR) · Art. 443
Submitted 2014-11-24
Interaction of Article 227 of the CRR (0% volatility adjustment under FCCM) and Article 401(3) (stress test of realisable value of collateral)
Regulation (EU) No 575/2013 (CRR) · Art. 227, 401
Submitted 2014-10-24
Treatment of central banks as non-financial customers or financial customers
Regulation (EU) No 575/2013 (CRR) · Art. 422
Submitted 2014-08-28
Derogation for small trading book business
Regulation (EU) No 575/2013 (CRR) · Art. 94
Submitted 2014-07-15
Calculation of the remuneration bracket
Directive 2013/36/EU (CRD) · Art. 94
Submitted 2014-06-24
Shareholder approval for a firm to increase the permitted ratio of fixed to variable remuneration
Directive 2013/36/EU (CRD) · Art. 94
Submitted 2014-06-04
Determining the exposure value for regular way securities transactions
Regulation (EU) No 575/2013 (CRR) · Art. 429
Submitted 2014-05-30
Inferred ratings for unrated IRBA market value hedging transactions (e.g. interest rate / cross currency swaps)
Regulation (EU) No 575/2013 (CRR) · Art. 259
Submitted 2014-05-05
Commencement of 3-month period when CCPs cease to meet certain conditions
Regulation (EU) No 575/2013 (CRR) · Art. 311
Submitted 2014-04-29
Significant risk transfer applicable to leverage ratio computation
Regulation (EU) No 575/2013 (CRR) · Art. 429
Submitted 2014-04-24
Potential future exposure for options
Regulation (EU) No 575/2013 (CRR) · Art. 273
Submitted 2014-03-06
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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