EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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7,361 Q&As matching current filters · page 145 of 148

Reporting of CCF values for FIRB

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2016-08-09

Application of the Guidelines on sound remuneration policies to the award and pay out of variable remuneration for the performance year 2016

Directive 2013/36/EU (CRD) · Art. 94

EBA Archive

Submitted 2016-08-05

Portfolios where Maturity should be completed

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2016-07-20

MREL calculation on a consolidated basis

Directive 2014/59/EU (BRRD) · Art. 45 (3)

EBA Archive

Submitted 2016-07-12

Supervisory permission for reducing own funds if the institution repays share premium to its shareholders

Regulation (EU) No 575/2013 (CRR) · Art. 26(1)(b), 77

EBA Archive

Submitted 2016-06-28

Termination date

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2016-06-08

Clarification on the treatment of regular clearing positions of central counterparties (CCPs) in the leverage ratio exposure measure (provided CCPs are subject to leverage ratio regulation)

Regulation (EU) No 575/2013 (CRR) · Art. 429a

EBA Archive

Submitted 2016-05-27

Format of column 020 (exposure class) in Template 103 of Annex I

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2016-05-19

Treatment of exposures to non-EU equivalent investment firms, non-EU equivalent credit institutions and non-EU equivalent exchanges.

Regulation (EU) No 575/2013 (CRR) · Art. 107

EBA Question under review

Submitted 2016-05-19

Consideration of collateral in the potential future credit exposure

Regulation (EU) No 575/2013 (CRR) · Art. 298

EBA Archive

Submitted 2016-05-16

Counterparty Credit Risk, Credit Default Swaps

Regulation (EU) No 575/2013 (CRR) · Art. 299

EBA Archive

Submitted 2016-04-07

How institution-specific buffer and Capital buffer shall be reported in target CET1, T1 and Total Capital ratios (COREP C 03.00)

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Archive

Submitted 2016-04-06

Discount rates in Economic Value of Equity calculations

Directive 2013/36/EU (CRD) · Art. 98

EBA Archive

Submitted 2016-04-04

Appropriate medium and location for disclosure

Regulation (EU) No 575/2013 (CRR) · Art. 434, 431(4)

EBA Archive

Submitted 2016-03-08

Identification of Material Risk Takers in branches of a Member State institution, where the branch is established in another Member State

Directive 2013/36/EU (CRD) · Art. 92

EBA Archive

Submitted 2016-03-02

Mark-to-Market Method: Residual Maturity for Physically Settled Contracts

Regulation (EU) No 575/2013 (CRR) · Art. 274

EBA Archive

Submitted 2016-02-18

Clarification on the Geographical Area breakdown

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2016-01-29

Benchmarking

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2016-01-13

Incorporation of contributions over full five year time horizon into determination of five year loss rate

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-12-21

EAD Template C 105.01

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-12-21

Incorporation of intra year cures

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-12-21

Relevant time period to determine default rate and loss rate

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-12-21

Calculation of ELGD under the Supervisory Formula Method in case of a re-securitisation

Regulation (EU) No 575/2013 (CRR) · Art. 262

EBA Archive

Submitted 2015-12-08

RWA Standardised calculation

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-12-04

‘Mortgages’ identification

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-12-03

Calculation of PD and PD

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-11-23

Clarifications on HDP benchmarking exercise instructions, templates and portfolios

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-11-09

Clarifications on portfolio specifications & general instructions for Annex V

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-11-09

Requested guidance on portfolio 1.26 – pricing bond XS0516040671

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-27

Requested guidance on usage templates in Annex VII for multiple portfolios

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-26

Market risk benchmarking portfolio 1.18 not fully clear how to book

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-22

Clarifications on portfolio specifications & general instructions for Annex V

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-21

Annex V portfolio clarifications

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-20

C103.999 - Exposure

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-16

Exposure class - Corporate - Specialised Lending

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-16

C105.01 / 050 - EAD weighted average default rate for calibration

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-16

C105.01 / 080 - Cure rate for defaulted assets

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-16

C105.02 / 010 - Portfolio ID

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-16

Scope of reporting on 11.04.2016

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-15

Securitisations and equity exposures

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-15

Joint Decision - Annex III - C105.01 - Column 110

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-15

Assignment of Mortgage Exposures to Portfolio IDs

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-15

Portfolio ID Unique Row Identifier in template C 103.00

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-15

Levels of reporting

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-15

Definition of portfolio 1.2

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-15

Type of Facility, Annex II - Table C103 - Column 070 (k)

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-15

Type of Facility, Annex II - Table C103 - Column 070 (g)

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-15

Recovery rate of the foreclosure assets calculation

Regulation (EU) No 575/2013 (CRR) · Art. 78

EBA Archive

Submitted 2015-10-15

Clarification on lower barrier level for portfolio number 1.16 (FX) from Annex V

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-14

Benchmarking exercise - market risk - clarifications on Annex V portfolios

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2015-10-14

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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