EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
2,125 Q&As matching current filters · page 14 of 43
Treatment of fiduciary assets for the purpose of asset encumbrance reporting
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-09-11
Failed validation checks due to the implementation of a new separate line item ‘cash contributions to resolution funds and deposit guarantee schemes’ (r385) in template F 02.00 and missing consistent change in template F 20.03 under DPM 2.9
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-09-11
Definition of 'carrying amount’ for the purposes of templates C60.00 and C61.00
Regulation (EU) No 575/2013 (CRR) · Art. 427
Answered 2020-09-11
Discrepencies between the "instructions" and the Data Point Model for the Maturity Ladder C66.01 COREP report
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2020-09-11
Classification of collective investment undertakings
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-09-11
Clarifications on the scope of ‘New Funding’ in C69.00
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2020-09-11
Collateral swaps with domestic central bank
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-09-11
FINREP validation rule v5284_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-09-11
Clarification regarding reporting of Central Bank deposits in column 90 (collateral value CB-eligible) of row 120 in C71.00 Concentration of Counterbalancing Capacity by issuer/counterparty
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2020-09-11
Operational deposits in NSFR
Regulation (EU) No 575/2013 (CRR) · Art. 427
Answered 2020-09-11
Are Validation rules v6263_m & v6264_m correct?
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-09-11
Reporting of QCCP exposures be reported in template C07.00a – validation rule e4895_n
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-09-11
Substitution approach for exposure and guarantor under different approaches
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-09-11
Confusion between instruction and validation for Other Demand Deposits Assets in F 01.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-09-11
Absence of waiver of set-off
Regulation (EU) No 575/2013 (CRR) · Art. 52, 63, 72b
Answered 2020-09-04
Continuous call option in AT1 instruments
Regulation (EU) No 575/2013 (CRR) · Art. 52
Answered 2020-09-04
Scrip-dividends at investors’ discretion
Regulation (EU) No 575/2013 (CRR) · Art. 26
Answered 2020-09-04
Application of the LGD floor
Regulation (EU) No 575/2013 (CRR) · Art. 164
Answered 2020-08-21
Net cash out-/inflow from cash settled futures (“ICE Brent Crude futures contract”)
Regulation (EU) No 575/2013 (CRR) · Art. 422
Answered 2020-08-07
Treatment of joint credit obligations
Regulation (EU) No 575/2013 (CRR) · Art. 178
Answered 2020-08-07
10 % LGD floor for retail exposures secured by residential property
Regulation (EU) No 575/2013 (CRR) · Art. 164
Answered 2020-08-07
Retail exposures of subsidiary / branch of an EU credit institution established outside the EU
Regulation (EU) No 575/2013 (CRR) · Art. 123
Answered 2020-07-31
Calculation of operational risk capital requirements under BIA
Regulation (EU) No 575/2013 (CRR) · Art. 316
Answered 2020-07-31
Scope of conversion factor estimation and application
Regulation (EU) No 575/2013 (CRR) · Art. 166
Answered 2020-07-24
Use of Maturity Mismatch for Exposures arising under Master Netting Agreements
Regulation (EU) No 575/2013 (CRR) · Art. 220
Answered 2020-07-24
Effective LGD
Regulation (EU) No 575/2013 (CRR) · Art. 228
Answered 2020-07-24
CR IRB template – inclusion of haircut exposure value
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-07-24
Exposures towards QCCPs under CRR Art. 306 (2) under standardised method (C 07.00) - validation rules v0010_h, v0306_m, v0307_m, v0308_m and v0312_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-07-17
FINREP Validation rule v2822_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-07-17
Clarification on the reporting of "maturing" columns in COREP ALMM C 70.00 "Roll-over of funding"
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2020-07-17
Traitement des REPOs assortis d'une option "d'early termination" glissante dans le C70.00 - Handling of REPOs with a rolling ‘early termination’ option in C70.00
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2020-07-17
COREP C 14.00 template - Consistency of the EBA taxonomy control v4801_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-07-17
Calculating the threshold of 1% of total liabilities in significative currencies.
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2020-07-17
Reporting of gains/losses other than dividends for investments in subsidiaries, associates and joint ventures (F 02.00).
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-06-19
Profit or loss on de-recognition of investment in subsidiaries, joint ventures and associates
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-06-19
Pre IFRS 9 Finrep - Template F07.00 reporting values as net or gross
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-06-19
Large Exposures treatment of Nostro Accounts used for correspondent banking
Regulation (EU) No 575/2013 (CRR) · Art. 390
Answered 2020-05-15
Quantification of foreseeable dividends when the dividend policy is set as a fix amount
Regulation (EU) No 575/2013 (CRR) · Art. 26
Answered 2020-05-15
Calculation of foreseeable dividend to be deducted from interim profits when interim dividend has been paid
Regulation (EU) No 575/2013 (CRR) · Art. 26
Answered 2020-05-15
Timing of recognition of year-end profits in CET1 for the purpose of COREP reporting and Pillar 3 disclosure
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-05-15
Inclusion of interim profits in CET1
Regulation (EU) No 575/2013 (CRR) · Art. 26
Answered 2020-05-15
NSFR calculation - deposits
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-05-08
Validation rules v2.8.1
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-05-08
Validation rule v6405_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-05-08
Recognition of “unfunded credit risk protection” as CRM, in case of “items associated with particular high risk”
Regulation (EU) No 575/2013 (CRR) · Art. 4, 113, 128
Answered 2020-05-08
Funding plan validation error v6223_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-05-08
EBA_v6217-6222 and EBA_v6224-622; EBA_v6230 validation rules (warnings) implementation
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-05-08
Benchmark Rates of other currencies than EUR, USD, GBP
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2020-05-08
FINREP F01.03, F02 and F46 checks (V1226_m and V0786_m)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-05-08
Validationrule v5713_s DPM2.8 FINREP F 46.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-05-08
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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