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as authoritative guidance by national competent authorities across the EU.
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All regulations Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU Benchmarks Regulation (BMR) - Regulation 2016/1011 Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR Credit Rating Agencies Regulation (CRAR) Regulation (EC) No 1060/2009 Directive 2002/87/EC (FiCOD) Directive 2009/110/EC (EMD) Directive 2013/36/EU (CRD) Directive 2014/17/EU (MCD) Directive 2014/49/EU (DGSD) Directive 2014/59/EU (BRRD) Directive 2014/65/EU - Markets in Financial Instruments Directive (MiFID II) Directive 2014/92/EU (PAD) Directive 2015/2366/EU (PSD2) Directive 2022/2556/EU (DORA Dir) Directive (EU) 2015/849 (AMLD) Directive (EU) 2019/2034 (IFD) EIOPA-BoS/18-114 - Information request towards NCAs regarding provision of occupational pensions information EIOPA-BoS-23-030 - Regular information requests regarding provision of occupational pensions information EMIR ESGR - Regulation (EU) 2024/3005 (EU) 2016/2341 - IORP II Directive (EU) 2016/2341 - IORP II Directive, (EU) No 2016/97 - Insurance Distribution Directive (EU) 2016/2341 - IORP II Directive, Other (EU) 2017/653 - PRIIPs Delegated Regulation for key information document (EU) 2017/653 - PRIIPs Delegated Regulation for key information document, (EU) No 1286/2014 - PRIIPs Regulation (EU) 2019/1238 - Pan-European Personal Pension Product (PEPP) (EU) 2019/1238 - Pan-European Personal Pension Product (PEPP), (EU) 2022/2454 - ITS with regard to supervisory reporting of risk concentrations and intra-group transactions (FICOD, (EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision, EIOPA-BoS-23-030 - Regular information requests regarding provision of occupational pensions information (EU) 2019/2088 - SFDR (EU) 2020/852 - Taxonomy Regulation (EU) 2022/2454 - ITS with regard to supervisory reporting of risk concentrations and intra-group transactions (FICOD (EU) 2022/2454 - ITS with regard to supervisory reporting of risk concentrations and intra-group transactions (FICOD, (EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision (EU) 2022/2554 - Digital Operational Resilience Act (DORA) (EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision (EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision, (EU) 2023/895 - ITS for the disclosure of solvency and financial condition report (EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision, (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) (EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision, Other (EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision, Revised Guidelines on Contract Boundaries, Guidelines on contract boundaries (EU) 2023/895 - ITS for the disclosure of solvency and financial condition report EU Green Bond Regulation (EU) 2023/2361 (EU) No 1286/2014 - PRIIPs Regulation (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) (EU) No 2015/2011 - lists of regional governments & local authorities, exposures to be treated as to central government (EU) No 2015/2013 - standard deviations in relation to health risk equalisation systems (EU) No 2015/2450 - templates for the submission of information to the supervisory authorities (EU) No 2015/2450 - templates for the submission of information to the supervisory authorities, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) (EU) No 2015/2450 - templates for the submission of information to the supervisory authorities, Guidelines on reporting and public disclosure (EU) No 2015/2451 - templates and structure of the disclosure of specific information by supervisory authorities (EU) No 2015/2451 - templates and structure of the disclosure of specific information by supervisory authorities, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) (EU) No 2015/2452 - procedures, formats and templates of the solvency and financial condition report (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), (EU) No 2015/2011 - lists of regional governments & local authorities, exposures to be treated as to central government (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), (EU) No 2015/2450 - templates for the submission of information to the supervisory authorities (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), (EU) No 2015/2450 - templates for the submission of information to the supervisory authorities, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on application of outwards reinsurance (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on contract boundaries (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on group solvency (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on implementation of the long-term guarantee measures (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on look-through approach (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on methodology for equivalence assessments by national supervisory authorities under Solvency II (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on recognition and valuation of assets and liabilities other than technical provisions (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on valuation of technical provisions (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on valuation of technical provisions, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Other (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Risk-Free Interest Rate - General questions (EU) No 2016/1800 - allocation of Credit Assessments of external CA institutions to objective scale of credit quality steps (EU) No 2016/97 - Insurance Distribution Directive (EU) No 2016/97 - Insurance Distribution Directive, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) (EU) No 2017/1469 - standardised presentation format for the insurance product information document (EU) No 2017/1469 - standardised presentation format for the insurance product information document, Guidelines on classification of own funds (EU) No 2017/2358 - product oversight and governance requirements for insurance (EU) No 2017/2358 - product oversight and governance requirements for insurance, (EU) No 2016/97 - Insurance Distribution Directive (EU) No 2017/2358 - product oversight and governance requirements for insurance, Preparatory Guidelines on product oversight & governance arrangements by insurance undertakings & insurance distributors, (EU) No 2016/97 - Insurance Distribution Directive (EU) No 2017/2359 - info requirements and conduct of business rules applicable European Long-Term Investment Funds Regulation (ELTIF) Regulation (EU) 2015/760 European Market Infrastructure Regulation (EMIR) Regulation (EU) No 648/2012- MDP European Market Infrastructure Regulation (EMIR) Regulation (EU) No 648/2012- PTR- Derivatives European Social Entrepreneurship Funds Regulation (EuSEF) Regulation (EU) No 346/2013 European Venture Capital Regulation (EuVECA) Regulation (EU) No 345/2013 Guidelines on application of life underwriting risk module Guidelines on application of outwards reinsurance Guidelines on basis risk Guidelines on classification of own funds Guidelines on classification of own funds, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) Guidelines on contract boundaries Guidelines on financial stability reporting Guidelines on financial stability reporting, Guidelines on reporting for financial stability purposes Guidelines on group solvency Guidelines on health catastrophe risk sub-module Guidelines on look-through approach Guidelines on loss-absorbing capacity of technical provisions and deferred taxes Guidelines on own risk and solvency assessment Guidelines on recognition and valuation of assets and liabilities other than technical provisions Guidelines on reporting and public disclosure Guidelines on reporting for financial stability purposes Guidelines on ring-fenced funds Guidelines on submission of information to NCAs (Preparatory phase) Guidelines on supervision of branches of third-country insurance undertakings Guidelines on supervisory review process Guidelines on system of governance Guidelines on the Forward looking assessment of own risks Guidelines on treatment of related undertakings, including participations Guidelines on use of internal models Guidelines on valuation of technical provisions Market Abuse Regulation (MAR) Regulation (EU) No 596/2014 - Market Intergrity Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- MDP Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014 - Investor Protection and Intermediaries Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets MiCA Other Packaged Retail and Insurance-based Investment Products Regulation (PRIIPS) Regulation (EU) No 1286/2014 PRIIPs Prospectus Regulation 2017/1129 Regulation 2020/1503 - European crowdfunding service providers for business Regulation 2021/23 - recovery and resolution of central counterparties (CCPRRR) Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs Regulation (EU) 2015/847 (WTR) (recast) Regulation (EU) 2019/2088 - Sustainable Finance Disclosure Regulation (SFDR) Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) Regulation (EU) 2023/1113 (WTR II) Regulation (EU) 2024/886 (IPR) Regulation (EU) No 2017/2402 (SecReg) Regulation (EU) No 2019/2033 (IFR) Regulation (EU) No 2022/2554 (DORA Reg) Regulation (EU) No 2023/1114 (MiCAR) Regulation (EU) No 575/2013 (CRR) Regulation (EU) No 648/2012 (EMIR) Regulation (EU) No 909/2014 (CSDR) - only RTS 2017/390 Revised Guidelines on Contract Boundaries Revised Guidelines on valuation of technical provisions Revised Guidelines on valuation of technical provisions, (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) Revised Guidelines on valuation of technical provisions, (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) Risk-Free Interest Rate - Credit and currency adjustments Risk-Free Interest Rate - Deep, Liquid and Transparent maturities Risk-Free Interest Rate - Extrapolation Risk-Free Interest Rate - Extrapolation, Risk-Free Interest Rate - Financial market data Risk-Free Interest Rate - Extrapolation, Risk-Free Interest Rate - General questions, Risk-Free Interest Rate - VA calculations Risk-Free Interest Rate - Financial market data Risk-Free Interest Rate - General questions Risk-Free Interest Rate - Matching adjustment Risk-Free Interest Rate - Matching adjustment, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) Risk-Free Interest Rate - VA calculations Risk-Free Interest Rate - VA calculations, Risk-Free Interest Rate - VA representative portfolios Risk-Free Interest Rate - VA representative portfolios Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP Securitisation Regulation (EU) 2017/2402 SFDR Short Selling Regulation (SSR) Regulation (EU) No 236/2012 Symmetric adjustment of the equity capital charge Transparency Directive (TD) Directive 2004/109/EC Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
7,005 Q&As · page 135 of 141
Validation Rules (SEC) - Rule v531_m does not take into account value adjustments on deductions from own funds
Regulation (EU) No 575/2013 (CRR) · Art. 266
EBA Final Q&A
Answered 2014-03-07
Financial assets impairment
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-03-07
COREP securitisations (crsecirb, crsecsa and crsecdetails)
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-03-07
FINREP: Multilateral banks
Regulation (EU) No 575/2013 (CRR) · Art. Art 99
EBA Final Q&A
Answered 2014-03-07
Calculation of own funds requirements for CVA risk on a consolidated basis
Regulation (EU) No 575/2013 (CRR) · Art. 382
EBA Final Q&A
Answered 2014-02-21
LCR outflow to report for shorts under Article 423(4) of Regulation (EU) No. 575/2013 (CRR)
Regulation (EU) No 575/2013 (CRR) · Art. 423
EBA Final Q&A
Answered 2014-02-21
Eligibility of index CDS hedges in Advanced CVA charge
Regulation (EU) No 575/2013 (CRR) · Art. 386
EBA Final Q&A
Answered 2014-02-21
20% inflow on assets with an undefined contractual end date
Regulation (EU) No 575/2013 (CRR) · Art. 425
EBA Final Q&A
Answered 2014-02-21
Reporting of amounts 'representing claims or guaranteed by multilateral development banks'
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2014-02-14
Derivatives reporting in stable funding
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
Reporting frequency for template C17.00 Op risk details
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
January and February 2014 figures for the Q1 2014 leverage ratio reporting
Regulation (EU) No 575/2013 (CRR) · Art. Article 394 (4)
EBA Final Q&A
Answered 2014-02-14
Group solvency template - columns 120, 130 and 140
Regulation (EU) No 575/2013 (CRR) · Art. 82, 87 (1) (b)
EBA Final Q&A
Answered 2014-02-14
Group solvency template - columns 300 until 340
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
Does the "Excess of deduction from AT1 items over AT1 Capital" used for the calculation of the 17.65% threshold include the transitional additions for grandfathered instruments and instruments issued by subsidiaries
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
COREP templates to be submitted on a semi-annual basis.
Regulation (EU) No 575/2013 (CRR) · Art. 101
EBA Final Q&A
Answered 2014-02-14
FINREP - Contents of templates 7 and 5 - Row "On demand [call] and short notice [current account]"
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
FINREP F13.1 row 010 Loans and advances col. 050 Financial guarantees received
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
Annex XV Validation formulae, "≡" vs "="
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
FINREP F45.2
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
Annex III F20.4 row 210 Of which: Commercial immovable property
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
Financial guarantees received and other commitments received (F 09.02)
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
Specifying default fund contribution or risk weights in C07.00 and connection to C02.00.
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
FINREP: F07.00 reporting of past due assets
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
Leverage Ratio: C45.00 (LRCalc) r010: SFTs exposure according to CRR 220
Regulation (EU) No 575/2013 (CRR) · Art. Article 429
EBA Final Q&A
Answered 2014-02-14
FINREP: Counterparty breakdown - hospitals, schools, social secretaries
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
NSFR: Calculation of liablities and receivables from derivatives if there is no netting agreement
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2014-02-14
FINREP: F1.1. row 040 "other demand deposits"
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
FINREP: Gains or (-) losses on derecognition of investments in subsidiaries, joint ventures and associates, net
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
COREP C25.00 (CVA): rows 030 and 040 for column 110 shouldn't be reported
Regulation (EU) No 575/2013 (CRR) · Art. 99 (and 383)
EBA Final Q&A
Answered 2014-02-14
FINREP validation rules - references to missing rows
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
FINREP: Calculation of accumulated changes in fair values- first application
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
FINREP Template F 06.00 - reporting by country
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
FINREP - Company only IFRS reporting
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
Validation Rules - Mistakes in the Annex XV
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
Leverage ratio: Exposure value of derivatives
Regulation (EU) No 575/2013 (CRR) · Art. ART. 429
EBA Final Q&A
Answered 2014-02-14
COREP CA1: Reference to CRR Art 3 is unclear
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
FINREP Reporting for firms with Accounting Reference Date other than 31 December
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
Liquidity: Instructions on reporting outflows in relation to custody, clearing and cash managment
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2014-02-14
Remittance dates in case of an accounting year-end which deviates from the calendar year
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
COREP: 'residence of the obligor' for the purposes of the CRGB1 template for supranational organisations and multilateral development banks
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
FINREP: Definition of Credit institutions and Other financial corporations
Regulation (EU) No 575/2013 (CRR) · Art. Art 99
EBA Final Q&A
Answered 2014-02-14
Large exposures: LE4 and LE5 on maturity buckets for institution's and unregulated entities applies to firms reporting on solo basis.
Regulation (EU) No 575/2013 (CRR) · Art. Article 394
EBA Final Q&A
Answered 2014-02-14
Large exposures: Definitions of ‘institutions’ for the purpose of the LE reporting
Regulation (EU) No 575/2013 (CRR) · Art. 394
EBA Final Q&A
Answered 2014-02-14
FINREP: Counterparty classification of European institutions
Regulation (EU) No 575/2013 (CRR) · Art. Art 99
EBA Final Q&A
Answered 2014-02-14
FINREP - template F14 changes for the period
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
FINREP Loan commitments, financial guarantees and other commitments received
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
FINREP - template F. Loans and advances by product, by collateral and by subordination
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
FINREP - template F7 Accumulated write-offs
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
FINREP Past due but not impaired < 30 days
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2014-02-14
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