EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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7,361 Q&As matching current filters · page 133 of 148

Identifying the forborne exposures

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-04-04

COREP CR IRB - Calculation of column 10

Regulation (EU) No 575/2013 (CRR) · Art. 180

EBA Final Q&A

Answered 2014-04-04

COREP template C43.00 - Breakdown of leverage ratio exposure measure components

Regulation (EU) No 575/2013 (CRR) · Art. Article 429

EBA Final Q&A

Answered 2014-04-04

Article 415 and the treatment of forward starting collateral swaps.

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2014-04-04

Change in Fair Value

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-04-04

Effective date of Part 8 of CRR – Disclosure by Institutions

Regulation (EU) No 575/2013 (CRR) · Art. 521, 433

EBA Final Q&A

Answered 2014-04-04

Inconsistency in validation rules v0532_m.

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-04-04

Methods for prudential consolidation

Regulation (EU) No 575/2013 (CRR) · Art. 8, 11, 18

EBA Final Q&A

Answered 2014-04-04

Cash Inflows with symmetrical weights

Regulation (EU) No 575/2013 (CRR) · Art. 422, 422, 425

EBA Final Q&A

Answered 2014-04-04

Scope of LE5 template: Maturity buckets of the 10 largest exposures to institutions and the 10 largest exposures to unregulated financial entities: detail of the exposures to individual clients within groups of connected clients

Regulation (EU) No 575/2013 (CRR) · Art. 394 (4)

EBA Final Q&A

Answered 2014-04-04

Inclusion of ancillary services undertakings in prudential consolidation

Regulation (EU) No 575/2013 (CRR) · Art. 18

EBA Final Q&A

Answered 2014-04-04

Reporting of investments in subsidiaries that are not included in the prudential scope consolidation.

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-04-04

Correct consideration of the saving accounts in the LCR calculation of outflows following Article 421 (5) of Regulation (EU) No 575/2013 (CRR)

Regulation (EU) No 575/2013 (CRR) · Art. 421

EBA Final Q&A

Answered 2014-04-04

Cash Inflows excluded from inflow cap

Regulation (EU) No 575/2013 (CRR) · Art. 425, 129

EBA Final Q&A

Answered 2014-03-28

Reporting of Collateral of Covered Bonds

Regulation (EU) No 575/2013 (CRR) · Art. 100 and 95a

EBA Final Q&A

Answered 2014-03-28

Treatment of collateral posted from client to clearing Member in Large Exposures

Regulation (EU) No 575/2013 (CRR) · Art. 4, 305, 306, 390

EBA Final Q&A

Answered 2014-03-28

Stock financing

Regulation (EU) No 575/2013 (CRR) · Art. 357

EBA Final Q&A

Answered 2014-03-28

Inconsistent wording/references between reporting templates and ITS

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2014-03-28

Exclusion of eligible CVA hedges from the specific risk capital requirements (market risk)

Regulation (EU) No 575/2013 (CRR) · Art. 386

EBA Final Q&A

Answered 2014-03-28

Alternative treatment of the exposure measure: Notional amount

Regulation (EU) No 575/2013 (CRR) · Art. 430 (1)

EBA Final Q&A

Answered 2014-03-28

Reporting treatment of forward starting trades

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2014-03-28

Treatment of clients' exposures

Regulation (EU) No 575/2013 (CRR) · Art. 302(2)(b)

EBA Final Q&A

Answered 2014-03-28

Reporting of credit & liquidity facilities art 424.(5)

Regulation (EU) No 575/2013 (CRR) · Art. 424

EBA Final Q&A

Answered 2014-03-28

Reporting of repos and reverse repos with underlying liquid asset collateral

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2014-03-28

Counterparty Credit Risk

Regulation (EU) No 575/2013 (CRR) · Art. 273

EBA Final Q&A

Answered 2014-03-28

Management and marketing of AIFs by EuSEF and EuVECA managers

European Social Entrepreneurship Funds Regulation (EuSEF) Regulation (EU) No 346/2013

ESMA Answer Published

Answered 2014-03-26

Registration of EuSEF and EuVECA managers

European Social Entrepreneurship Funds Regulation (EuSEF) Regulation (EU) No 346/2013

ESMA Answer Published

Answered 2014-03-26

KIID Financial indices

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2014-03-24

KIID Financial indices

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2014-03-24

KIID Financial indices

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2014-03-24

KIID Financial indices

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2014-03-24

KIID Financial indices

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2014-03-24

KIID Financial indices

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2014-03-24

KIID Financial indices

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2014-03-24

KIID Financial indices

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2014-03-24

KIID Financial indices

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2014-03-24

KIID Financial indices

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2014-03-24

Subordinated Debt holdings

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-03-21

Template C18.00 - Market Risk: Standardised Approach for Position Risks in Traded Debt Instruments (MKR SA TDI)

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-03-21

Add precisions about (CA4) rows 660 and 670

Regulation (EU) No 575/2013 (CRR) · Art. 60-70

EBA Final Q&A

Answered 2014-03-21

Accumulated Changes in Fair Value due to Credit Risk

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-03-21

Application of definition of forborne items, described in the EBA final draft ITS on supervisory reporting on forbearance and non-performing expoures under article 99(4) of Regulation (EU) No 575/2013

Regulation (EU) No 575/2013 (CRR) · Art. Article 99 (4)

EBA Final Q&A

Answered 2014-03-21

Validations

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-03-21

Description definitions

Regulation (EU) No 575/2013 (CRR) · Art. FINREP 5. Breakdown of Loan and advances by product

EBA Final Q&A

Answered 2014-03-21

Definition of a group of connected clients as 'institution' or 'unregulated financial entity'

Regulation (EU) No 575/2013 (CRR) · Art. 394

EBA Final Q&A

Answered 2014-03-21

Reporting of derivatives

Regulation (EU) No 575/2013 (CRR) · Art. 100

EBA Final Q&A

Answered 2014-03-21

Format of NACE code to be reported (Annex IX, 5. LE1 template identification of the counterparty, instruction to column 060 NACE code)

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-03-21

0% Risk Weight Exposure Public Sector Entities

Regulation (EU) No 575/2013 (CRR) · Art. Art. 116 & Art. 120

EBA Final Q&A

Answered 2014-03-21

Original Exposure pre-conversion Factors

Regulation (EU) No 575/2013 (CRR) · Art. 111

EBA Final Q&A

Answered 2014-03-21

Contradiction between CRR and Draft ITS on Supervisory Reporting of Off-balance items

Regulation (EU) No 575/2013 (CRR) · Art. 111

EBA Final Q&A

Answered 2014-03-21

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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