ESMA · ESMA_QA_1167 Answer Published

KIID Financial indices

Regulation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Topic
Disclosures
Submitted
2014-03-24
Answered
2014-03-24

Question

According to the guidelines, index components’ weightings should be published after each re-balancing on a retrospective basis. What is the timetable for such publication?

Answer

[ESMA 34-43-392 UCITS Q&A, section 3, Q&A 7d] Weightings of index components should be published before the next rebalancing of the index. For example, if an index rebalances on a monthly basis, information on the weightings of the index components should be provided as soon as possible after the rebalancing but within one month of the rebalancing.

This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

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