EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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7,216 Q&As matching current filters · page 133 of 145

Identifying the forborne exposures

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-04-04

COREP CR IRB - Calculation of column 10

Regulation (EU) No 575/2013 (CRR) · Art. 180

EBA Final Q&A

Answered 2014-04-04

COREP template C43.00 - Breakdown of leverage ratio exposure measure components

Regulation (EU) No 575/2013 (CRR) · Art. Article 429

EBA Final Q&A

Answered 2014-04-04

Change in Fair Value

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-04-04

Article 415 and the treatment of forward starting collateral swaps.

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2014-04-04

Effective date of Part 8 of CRR – Disclosure by Institutions

Regulation (EU) No 575/2013 (CRR) · Art. 521, 433

EBA Final Q&A

Answered 2014-04-04

Inconsistency in validation rules v0532_m.

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-04-04

Methods for prudential consolidation

Regulation (EU) No 575/2013 (CRR) · Art. 8, 11, 18

EBA Final Q&A

Answered 2014-04-04

Cash Inflows with symmetrical weights

Regulation (EU) No 575/2013 (CRR) · Art. 422, 422, 425

EBA Final Q&A

Answered 2014-04-04

Scope of LE5 template: Maturity buckets of the 10 largest exposures to institutions and the 10 largest exposures to unregulated financial entities: detail of the exposures to individual clients within groups of connected clients

Regulation (EU) No 575/2013 (CRR) · Art. 394 (4)

EBA Final Q&A

Answered 2014-04-04

Inclusion of ancillary services undertakings in prudential consolidation

Regulation (EU) No 575/2013 (CRR) · Art. 18

EBA Final Q&A

Answered 2014-04-04

Reporting of investments in subsidiaries that are not included in the prudential scope consolidation.

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-04-04

Correct consideration of the saving accounts in the LCR calculation of outflows following Article 421 (5) of Regulation (EU) No 575/2013 (CRR)

Regulation (EU) No 575/2013 (CRR) · Art. 421

EBA Final Q&A

Answered 2014-04-04

Reporting of Collateral of Covered Bonds

Regulation (EU) No 575/2013 (CRR) · Art. 100 and 95a

EBA Final Q&A

Answered 2014-03-28

Treatment of collateral posted from client to clearing Member in Large Exposures

Regulation (EU) No 575/2013 (CRR) · Art. 4, 305, 306, 390

EBA Final Q&A

Answered 2014-03-28

Cash Inflows excluded from inflow cap

Regulation (EU) No 575/2013 (CRR) · Art. 425, 129

EBA Final Q&A

Answered 2014-03-28

Stock financing

Regulation (EU) No 575/2013 (CRR) · Art. 357

EBA Final Q&A

Answered 2014-03-28

Inconsistent wording/references between reporting templates and ITS

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2014-03-28

Exclusion of eligible CVA hedges from the specific risk capital requirements (market risk)

Regulation (EU) No 575/2013 (CRR) · Art. 386

EBA Final Q&A

Answered 2014-03-28

Alternative treatment of the exposure measure: Notional amount

Regulation (EU) No 575/2013 (CRR) · Art. 430 (1)

EBA Final Q&A

Answered 2014-03-28

Reporting treatment of forward starting trades

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2014-03-28

Treatment of clients' exposures

Regulation (EU) No 575/2013 (CRR) · Art. 302(2)(b)

EBA Final Q&A

Answered 2014-03-28

Reporting of credit & liquidity facilities art 424.(5)

Regulation (EU) No 575/2013 (CRR) · Art. 424

EBA Final Q&A

Answered 2014-03-28

Reporting of repos and reverse repos with underlying liquid asset collateral

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2014-03-28

Counterparty Credit Risk

Regulation (EU) No 575/2013 (CRR) · Art. 273

EBA Final Q&A

Answered 2014-03-28

Registration of EuSEF and EuVECA managers

European Social Entrepreneurship Funds Regulation (EuSEF) Regulation (EU) No 346/2013

ESMA Answer Published

Answered 2014-03-26

Management and marketing of AIFs by EuSEF and EuVECA managers

European Social Entrepreneurship Funds Regulation (EuSEF) Regulation (EU) No 346/2013

ESMA Answer Published

Answered 2014-03-26

KIID Financial indices

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2014-03-24

KIID Financial indices

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2014-03-24

KIID Financial indices

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2014-03-24

KIID Financial indices

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2014-03-24

KIID Financial indices

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2014-03-24

KIID Financial indices

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2014-03-24

KIID Financial indices

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2014-03-24

KIID Financial indices

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2014-03-24

KIID Financial indices

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2014-03-24

KIID Financial indices

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2014-03-24

Subordinated Debt holdings

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-03-21

Template C18.00 - Market Risk: Standardised Approach for Position Risks in Traded Debt Instruments (MKR SA TDI)

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-03-21

Add precisions about (CA4) rows 660 and 670

Regulation (EU) No 575/2013 (CRR) · Art. 60-70

EBA Final Q&A

Answered 2014-03-21

Accumulated Changes in Fair Value due to Credit Risk

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-03-21

Validations

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-03-21

Application of definition of forborne items, described in the EBA final draft ITS on supervisory reporting on forbearance and non-performing expoures under article 99(4) of Regulation (EU) No 575/2013

Regulation (EU) No 575/2013 (CRR) · Art. Article 99 (4)

EBA Final Q&A

Answered 2014-03-21

Description definitions

Regulation (EU) No 575/2013 (CRR) · Art. FINREP 5. Breakdown of Loan and advances by product

EBA Final Q&A

Answered 2014-03-21

Reporting of derivatives

Regulation (EU) No 575/2013 (CRR) · Art. 100

EBA Final Q&A

Answered 2014-03-21

Format of NACE code to be reported (Annex IX, 5. LE1 template identification of the counterparty, instruction to column 060 NACE code)

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-03-21

Definition of a group of connected clients as 'institution' or 'unregulated financial entity'

Regulation (EU) No 575/2013 (CRR) · Art. 394

EBA Final Q&A

Answered 2014-03-21

Original Exposure pre-conversion Factors

Regulation (EU) No 575/2013 (CRR) · Art. 111

EBA Final Q&A

Answered 2014-03-21

0% Risk Weight Exposure Public Sector Entities

Regulation (EU) No 575/2013 (CRR) · Art. Art. 116 & Art. 120

EBA Final Q&A

Answered 2014-03-21

Reporting LE in accordance with Art 392, 20 largest exposures according to last sentence of Art 394(1), 10 largest exposures to institutions and 10 largest to UFE according to Art 394(2)

Regulation (EU) No 575/2013 (CRR) · Art. 394

EBA Final Q&A

Answered 2014-03-21

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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