EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,676 Q&As matching current filters · page 133 of 174
Liquidity: Reporting on liquid assets Annexe XII; C51.00
Regulation (EU) No 575/2013 (CRR) · Art. atricle 415
Answered 2014-04-11
CRR – assignment of preferential risk weight to part of the loan secured by mortgage
Regulation (EU) No 575/2013 (CRR) · Art. 125
Answered 2014-04-04
Application of transitional provisions to Additional Tier 1 and to Tier 2 instruments with an incentive to redeem
Regulation (EU) No 575/2013 (CRR) · Art. 489, 490 and 491
Answered 2014-04-04
Definition of a retail deposit
Regulation (EU) No 575/2013 (CRR) · Art. 411
Answered 2014-04-04
Operational Risk (OPR) templates
Regulation (EU) No 575/2013 (CRR) · Art. 312-324
Answered 2014-04-04
Column “OVERALL EFFECT (ADJUSTMENT) DUE TO INFRINGEMENT OF THE DUE DILIGENCE PROVISIONS” to be reported only from investor institutions. C 12.00 – Credit Risk: Securitisation - Standardised Approach to Own Funds Requirements (CR SEC SA)
Regulation (EU) No 575/2013 (CRR) · Art. 407
Answered 2014-04-04
Determination of “Number of Obligors” (column 300).C 08.01 - Credit and counterparty credit risks and free deliveries: IRB Approach to Own funds Requirements (CR IRB 1)
Regulation (EU) No 575/2013 (CRR) · Art. 172
Answered 2014-04-04
Column “ADJUSTMENT TO THE RISK WEIGHTED EXPOSURE AMOUNT DUE TO MA-TURITY MISMATCHES” to be reported only from originator institutions.C 12.00 – Credit Risk: Securitisation - Standardised Approach to Own Funds Requirements (CR SEC SA)
Regulation (EU) No 575/2013 (CRR) · Art. 250
Answered 2014-04-04
“Inflows” in connexion with securitisations. C 12.00 – Credit Risk: Securitisation - Standardised Approach to Own Funds Requirements (CR SEC SA)
Regulation (EU) No 575/2013 (CRR) · Art. 197
Answered 2014-04-04
Reporting of template “SEC DETAILS” on consolidated or/and individual basis. C 14.00 – DETAILED INFORMATION ON SECURITISATIONS (SEC DETAILS)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-04
Identifying the forborne exposures
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-04
COREP CR IRB - Calculation of column 10
Regulation (EU) No 575/2013 (CRR) · Art. 180
Answered 2014-04-04
COREP template C43.00 - Breakdown of leverage ratio exposure measure components
Regulation (EU) No 575/2013 (CRR) · Art. Article 429
Answered 2014-04-04
Article 415 and the treatment of forward starting collateral swaps.
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2014-04-04
Change in Fair Value
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-04
Effective date of Part 8 of CRR – Disclosure by Institutions
Regulation (EU) No 575/2013 (CRR) · Art. 521, 433
Answered 2014-04-04
Inconsistency in validation rules v0532_m.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-04
Cash Inflows with symmetrical weights
Regulation (EU) No 575/2013 (CRR) · Art. 422, 422, 425
Answered 2014-04-04
Methods for prudential consolidation
Regulation (EU) No 575/2013 (CRR) · Art. 8, 11, 18
Answered 2014-04-04
Scope of LE5 template: Maturity buckets of the 10 largest exposures to institutions and the 10 largest exposures to unregulated financial entities: detail of the exposures to individual clients within groups of connected clients
Regulation (EU) No 575/2013 (CRR) · Art. 394 (4)
Answered 2014-04-04
Inclusion of ancillary services undertakings in prudential consolidation
Regulation (EU) No 575/2013 (CRR) · Art. 18
Answered 2014-04-04
Reporting of investments in subsidiaries that are not included in the prudential scope consolidation.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-04
Correct consideration of the saving accounts in the LCR calculation of outflows following Article 421 (5) of Regulation (EU) No 575/2013 (CRR)
Regulation (EU) No 575/2013 (CRR) · Art. 421
Answered 2014-04-04
Treatment of collateral posted from client to clearing Member in Large Exposures
Regulation (EU) No 575/2013 (CRR) · Art. 4, 305, 306, 390
Answered 2014-03-28
Reporting of Collateral of Covered Bonds
Regulation (EU) No 575/2013 (CRR) · Art. 100 and 95a
Answered 2014-03-28
Cash Inflows excluded from inflow cap
Regulation (EU) No 575/2013 (CRR) · Art. 425, 129
Answered 2014-03-28
Stock financing
Regulation (EU) No 575/2013 (CRR) · Art. 357
Answered 2014-03-28
Inconsistent wording/references between reporting templates and ITS
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2014-03-28
Exclusion of eligible CVA hedges from the specific risk capital requirements (market risk)
Regulation (EU) No 575/2013 (CRR) · Art. 386
Answered 2014-03-28
Alternative treatment of the exposure measure: Notional amount
Regulation (EU) No 575/2013 (CRR) · Art. 430 (1)
Answered 2014-03-28
Reporting treatment of forward starting trades
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2014-03-28
Treatment of clients' exposures
Regulation (EU) No 575/2013 (CRR) · Art. 302(2)(b)
Answered 2014-03-28
Reporting of credit & liquidity facilities art 424.(5)
Regulation (EU) No 575/2013 (CRR) · Art. 424
Answered 2014-03-28
Reporting of repos and reverse repos with underlying liquid asset collateral
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2014-03-28
Counterparty Credit Risk
Regulation (EU) No 575/2013 (CRR) · Art. 273
Answered 2014-03-28
Registration of EuSEF and EuVECA managers
European Social Entrepreneurship Funds Regulation (EuSEF) Regulation (EU) No 346/2013
Answered 2014-03-26
Management and marketing of AIFs by EuSEF and EuVECA managers
European Social Entrepreneurship Funds Regulation (EuSEF) Regulation (EU) No 346/2013
Answered 2014-03-26
KIID Financial indices
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2014-03-24
KIID Financial indices
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2014-03-24
KIID Financial indices
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2014-03-24
KIID Financial indices
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2014-03-24
KIID Financial indices
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2014-03-24
KIID Financial indices
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2014-03-24
KIID Financial indices
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2014-03-24
KIID Financial indices
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2014-03-24
KIID Financial indices
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2014-03-24
KIID Financial indices
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2014-03-24
Subordinated Debt holdings
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-03-21
Template C18.00 - Market Risk: Standardised Approach for Position Risks in Traded Debt Instruments (MKR SA TDI)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-03-21
Add precisions about (CA4) rows 660 and 670
Regulation (EU) No 575/2013 (CRR) · Art. 60-70
Answered 2014-03-21
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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