EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,822 Q&As matching current filters · page 132 of 177
Look through approach to be applied for calculation of Leverage Ratio
Regulation (EU) No 575/2013 (CRR) · Art. 429
Answered 2014-05-08
Application of specific national filters and deductions when computing threshold deductions
Regulation (EU) No 575/2013 (CRR) · Art. 481
Answered 2014-05-08
Determining the exposure value for repurchase transactions for the purpose of calculating the leverage ratio in case the collateral provided doesn’t qualify as eligible according to CRR
Regulation (EU) No 575/2013 (CRR) · Art. 429
Answered 2014-05-08
10% limit for significant investments (for threshold exemptions determination purposes)
Regulation (EU) No 575/2013 (CRR) · Art. 470
Answered 2014-05-08
Disclosure of certain information by large subsidiaries of EU parent institutions on an individual or sub-consolidated basis
Regulation (EU) No 575/2013 (CRR) · Art. 13
Answered 2014-04-30
Forbearance - Exit criteria
Regulation (EU) No 575/2013 (CRR) · Art. Article 99
Answered 2014-04-30
Template questions
Regulation (EU) No 575/2013 (CRR) · Art. 1
Answered 2014-04-30
Reporting Market Value in liabilities resulting from secured lending and capital market driven transactions as defined in Article 192 (C 52.00 template)
Regulation (EU) No 575/2013 (CRR) · Art. 422
Answered 2014-04-30
How to report reverse repo operations in Part A template AE-ASS (C 31.01) and/or AE-COLL (C 32.02)
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2014-04-30
Draft Implementing Technical Standards (ITS) on supervisory reporting under the CRR, CR IP Losses (C 15.00)
Regulation (EU) No 575/2013 (CRR) · Art. 101 CRR
Answered 2014-04-30
LE1 template (C 27.00) - reporting of identification data on individual clients within groups of connected clients
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2014-04-30
FINREP Table F 13.03 Collateral obtained by taking possession (tangible assets) accumulated
Regulation (EU) No 575/2013 (CRR) · Art. Art. 99
Answered 2014-04-30
Definition of collateral for Table F32.02 and clarification of table structure
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-30
Capital deductions
Regulation (EU) No 575/2013 (CRR) · Art. 413
Answered 2014-04-30
Instructions and COREP validation rules
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-30
Instructions regarding unmatched positions, Foreign Exchange Risk
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-30
Defintion of "all positions" in the templates C 18.00 - C 23.00, Market risks
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-30
Reconciliation between accounting and CRR scope of consolidation when no accounting scope exists
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-30
Table F 02.00 and Table F 43.00 - cross validation of Provisions charge
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-30
FINREP Reporting - Cumulative from ARD or period-on-period
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-30
Validation Rules FINREP - COREP
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-30
Cash and cash balances at central banks’
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-30
Validation Rules
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-30
Validation Rule
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-30
Validation Rule
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-30
Table 7 Validation
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-30
Own funds requirements for commodities risk
Regulation (EU) No 575/2013 (CRR) · Art. 359
Answered 2014-04-30
Clarification on cleared OTC derivatives
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-30
Requirement to disclose each individual instrument in the disclosure of capital instruments' main features
Regulation (EU) No 575/2013 (CRR) · Art. 437
Answered 2014-04-30
Grandfathered Instruments and Deduction Threshold Exemptions
Regulation (EU) No 575/2013 (CRR) · Art. 46, 48, 470
Answered 2014-04-30
Definition of exposure class "Exposures in default" under SA approach
Regulation (EU) No 575/2013 (CRR) · Art. 127
Answered 2014-04-30
Supervisory permission for reducing own funds if the institution replaces the instruments with own funds instruments of equal or higher quality
Regulation (EU) No 575/2013 (CRR) · Art. 78
Answered 2014-04-30
Inclusion of transactions between trade and settlement dates
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2014-04-30
Treatment of repos and reverse repos collateralised by commodities
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2014-04-30
Applicable basis for determining deferred tax assets to be deducted from CET1
Regulation (EU) No 575/2013 (CRR) · Art. 36
Answered 2014-04-30
Consideration of collateral in the current exposure method
Regulation (EU) No 575/2013 (CRR) · Art. 298
Answered 2014-04-30
Liquidity: Market value of assets and payments due on liquid assets not reflected in the market value of the asset
Regulation (EU) No 575/2013 (CRR) · Art. 418
Answered 2014-04-30
Applicable mappings before entry into force of ITS on Articles 136(1) and 270
Regulation (EU) No 575/2013 (CRR) · Art. 136
Answered 2014-04-25
Table 14 - Fair Value Hierarchy
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-25
Continuation of current liquidity waivers
Regulation (EU) No 575/2013 (CRR) · Art. 8
Answered 2014-04-25
Alternative calculation of own funds requirement for exposures to a Qualifying Central Counterparty (QCCP)
Regulation (EU) No 575/2013 (CRR) · Art. 310
Answered 2014-04-16
Large Exposures – Disclosure of counterparty names
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2014-04-11
Application of Article 199(6)(c) and (d) in the event that the credit institution has not liquidated any such collateral in the past
Regulation (EU) No 575/2013 (CRR) · Art. 199
Answered 2014-04-11
Exposure for Large Exposure Reporting - Accrued interests
Regulation (EU) No 575/2013 (CRR) · Art. 389
Answered 2014-04-11
Inclusion of indirect holdings in the large exposures regime
Regulation (EU) No 575/2013 (CRR) · Art. 389, 390
Answered 2014-04-11
LE1 column 030 ('LEI code')
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2014-04-11
Reporting of exposures lower than 300 million EUR
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-11
Reporting requirement of the “10 largest exposures to institutions” and “10 largest exposures to unregulated financial sector entities”
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2014-04-11
Determination of clearing threshold of non-financial counterparties
Regulation (EU) No 575/2013 (CRR) · Art. 382
Answered 2014-04-11
Discounts on balance sheet exposures purchased when not in default
Regulation (EU) No 575/2013 (CRR) · Art. 159
Answered 2014-04-11
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.