EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,822 Q&As matching current filters · page 127 of 177
On-balance sheet netting and exemption from the Large Exposures limits
Regulation (EU) No 575/2013 (CRR) · Art. 400
Answered 2015-02-06
On-balance sheet netting and exemption from the Large Exposures limits - question 1
Regulation (EU) No 575/2013 (CRR) · Art. 395, 400
Answered 2015-02-06
Actions of a Special Manager
Directive 2014/59/EU (BRRD) · Art. 35
Answered 2015-01-30
Appointment of Temporary Administrator
Directive 2014/59/EU (BRRD) · Art. 29
Answered 2015-01-30
Bridge Insitution Tool
Directive 2014/59/EU (BRRD) · Art. 41
Answered 2015-01-30
Timing of Valuation
Directive 2014/59/EU (BRRD) · Art. 36
Answered 2015-01-30
Use of an existing legal person as a bridge Institution
Directive 2014/59/EU (BRRD) · Art. 40
Answered 2015-01-30
Non transferred assets, rights and liabilities of shareholders or creditors
Directive 2014/59/EU (BRRD) · Art. 38, 40, 42
Answered 2015-01-30
Bail-in tool
Directive 2014/59/EU (BRRD) · Art. 44
Answered 2015-01-30
Treatment of Cash collateral
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2015-01-16
Issues with Template row headers
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-01-16
Tracking of Past-due amounts
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-01-16
Start of Probation Period
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-01-16
International organisations regarding z-axis "Country of residence of the counterparty"
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-01-16
FINREP Table 31 - Related parties - derecognition of non-financial assets
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-01-16
Templates 17.1, 17.2 and 17.3 - Reconciliation between Accounting and CRR scope of consolidation
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-01-16
FINREP Templates 8.1 and 8.2
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-01-16
Treatment of Exposures to ‘Civil-law associations’
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2015-01-16
Transitional adjustments in regards to Goodwill in CA5.1
Regulation (EU) No 575/2013 (CRR) · Art. Article 36 (1) b., 37, 469, 478 CRR
Answered 2015-01-16
Additional Reporting templates for FINREP (large exposures)
Regulation (EU) No 575/2013 (CRR) · Art. CRR Art 392-395
Answered 2015-01-16
Reporting of two groups of connected clients when one client is considered as the most significant entity within both groups
Regulation (EU) No 575/2013 (CRR) · Art. 394 & 4(1)point(39)
Answered 2015-01-16
Classification of in default exposures that are at the same time is an Item Associated with Particular High Risk
Regulation (EU) No 575/2013 (CRR) · Art. 128
Answered 2015-01-16
Specific credit risk adjustments on exposures in default
Regulation (EU) No 575/2013 (CRR) · Art. 159
Answered 2015-01-16
Financial derivative instruments - KIID
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2015-01-09
Financial derivative instruments - KIID
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2015-01-09
Financial derivative instruments - KIID
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2015-01-09
Financial derivative instruments - KIID
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2015-01-09
Financial derivative instruments - KIID
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2015-01-09
Capital requirements for a subgroup integrated by a parent holding company in a Member State and its institutions and subsidiary financial institutions
Regulation (EU) No 575/2013 (CRR) · Art. 11, 18
Answered 2015-01-09
Financial derivative instruments - KIID
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2015-01-05
Treatment of Hedges for Equity-Linked Employee Compensation Schemes and Impact on FSE Capital Deductions
Regulation (EU) No 575/2013 (CRR) · Art. 45, 59, 69
Answered 2014-12-19
Treatment of contracts for difference under Article 327(1) or Regulation (EU) No 575/2013 (CRR)
Regulation (EU) No 575/2013 (CRR) · Art. 327
Answered 2014-12-19
Internal model for correlation trading
Regulation (EU) No 575/2013 (CRR) · Art. 374, 377
Answered 2014-12-19
Inclusion of partial write-offs in credit risk adjustments
Regulation (EU) No 575/2013 (CRR) · Art. 158, 159
Answered 2014-12-19
Definitions of reportable items
Directive 2013/36/EU (CRD) · Art. 89
Answered 2014-12-19
Location of disclosures and audit consequences
Directive 2013/36/EU (CRD) · Art. 89
Answered 2014-12-19
Country of transaction, scope of disclosures and intragroup transactions
Directive 2013/36/EU (CRD) · Art. 89
Answered 2014-12-19
Residence of the counterparty - short positions
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-12-19
Article 89 of Regulation (EU) No. 575/2013 (CRR) – risk weighting and prohibition of qualifying holdings outside the financial sector
Regulation (EU) No 575/2013 (CRR) · Art. Article 89
Answered 2014-12-19
Treatment of unrealised gains under the Common Equity Tier 1 (CET1) - unintended consequences due to a double deduction.
Regulation (EU) No 575/2013 (CRR) · Art. 35; 468
Answered 2014-12-19
Recognition of contractual netting agreements by the competent authority
Regulation (EU) No 575/2013 (CRR) · Art. 296
Answered 2014-12-12
Excess General Credit Risk Adjustments - Standardised Approach (SA)
Regulation (EU) No 575/2013 (CRR) · Art. 62, 110
Answered 2014-12-12
Reglamento 575/2013 exposiciones garantizadas hipotecas sobre bienes inmuebles/ Exposures secured by mortgages on immovable property
Regulation (EU) No 575/2013 (CRR) · Art. 124
Answered 2014-12-12
Calculation of volatility adjustments where liquidation period not given in CRR tables
Regulation (EU) No 575/2013 (CRR) · Art. 224
Answered 2014-11-28
Financial Difficulties
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-11-28
Additional outflow due to a material deterioration in the credit quality of the institution
Regulation (EU) No 575/2013 (CRR) · Art. 423
Answered 2014-11-28
Deviations between the definition of SA exposure value for securitisation exposures and for other exposure classes
Regulation (EU) No 575/2013 (CRR) · Art. 246
Answered 2014-11-28
Use of an insitution's own estimates of conversion factors
Regulation (EU) No 575/2013 (CRR) · Art. 166
Answered 2014-11-21
Recognition of real estate as commercial property
Regulation (EU) No 575/2013 (CRR) · Art. 124, 126
Answered 2014-11-21
What is meant with 'mainly' in the definition of 'financial holding company'?
Regulation (EU) No 575/2013 (CRR) · Art. 4
Answered 2014-11-21
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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