ESMA · ESMA_QA_1114 Answer Published

Financial derivative instruments - KIID

Name: Financial derivative instruments - KIID: ESMA Q&A — EU Financial Regulatory Q&A
Creator: European Securities and Markets Authority
License: https://creativecommons.org/licenses/by/4.0/

Regulation: Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Topic: Disclosures
Submitted: 2015-01-09
Answered: 2015-01-09

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Question

What is the scope of application of paragraphs 37, 39 and 40 of the guidelines?

Answer

[ESMA 34-43-392 UCITS Q&A, section 3, Q&A 5c] Paragraphs 37, 39 and 40 of the guidelines apply to any financial derivative instrument by which UCITS gain exposure to an asset.

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This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

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