EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,611 Q&As matching current filters · page 121 of 173
Annual Contribution of institutions - Rescaling of the risk weight
Directive 2014/59/EU (BRRD) · Art. 103
Answered 2016-06-10
Net long and short position in Column 30 and 40
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-06-10
Validation rules v1906_h and v1907_h
Regulation (EU) No 575/2013 (CRR) · Art. 99, 365 and 367
Answered 2016-06-10
Netting of Derivatives
Directive 2014/59/EU (BRRD) · Art. 45b
Answered 2016-06-10
Validation Rules v4047_m to v4055_m for CR SEC SA
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-06-10
Number of counterparties in template CVA
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-06-10
Missing Entity code
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-06-10
Classification of exposures for which an IRB bank uses the standardised approach, into IRB exposure classes (Article 147 CRR)
Regulation (EU) No 575/2013 (CRR) · Art. 147
Answered 2016-06-03
Procedury monitorowania ochrony kredytowej / EN: Credit protection monitoring procedures
Regulation (EU) No 575/2013 (CRR) · Art. 208
Answered 2016-06-03
Classification of a performance bonds according to annex 1.
Regulation (EU) No 575/2013 (CRR) · Art. Annex 1
Answered 2016-06-03
Reporting currency as closely correlated currency
Regulation (EU) No 575/2013 (CRR) · Art. 354
Answered 2016-06-03
Determination of the exposure at defaul in case of unfunded credit protection
Regulation (EU) No 575/2013 (CRR) · Art. 166
Answered 2016-06-03
Use of EuSEF and EuVECA designations
European Social Entrepreneurship Funds Regulation (EuSEF) Regulation (EU) No 346/2013
Answered 2016-05-31
Inclusion of loans that have been pre-positioned with central banks but are not encumbered in the numerator of the LCR
Regulation (EU) No 575/2013 (CRR) · Art. 416
Answered 2016-05-27
Cap on inflows
Regulation (EU) No 575/2013 (CRR) · Art. 460
Answered 2016-05-27
Liquidity – treatment of payment commitments according to Article 2 (13) DGSD
Regulation (EU) No 575/2013 (CRR) · Art. 422
Answered 2016-05-27
Level 1 assets and Large Exposures exemptions
Regulation (EU) No 575/2013 (CRR) · Art. 400
Answered 2016-05-27
Consideration of securitisation positions and securitised exposures, for the purpose of significant risk transfer.
Regulation (EU) No 575/2013 (CRR) · Art. 4, 244, 245
Answered 2016-05-20
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 189
Answered 2016-05-19
Providing IGFS pursuant to Article 19(3)
Directive 2014/59/EU (BRRD) · Art. 19
Answered 2016-05-13
Certificate of Deposits (CDs)
Regulation (EU) No 575/2013 (CRR) · Art. 420, 421, 422, 423, 460
Answered 2016-05-13
Treatment of Eligible CRM CDS for Leverage Ratio
Regulation (EU) No 575/2013 (CRR) · Art. 429c
Answered 2016-05-13
Exclusion of Intragroup Liabilities -Treatment of cases when one institution pays annual contribution according to Article 10 of DA (lump sum) and the other according to standard risk-weight reflecting approach
Directive 2014/59/EU (BRRD) · Art. 103
Answered 2016-05-13
Annual contribution of institutions newly supervised, institutions non existent in the reference year for contribution calculation, and institutions that ceased to be supervised
Directive 2014/59/EU (BRRD) · Art. 103
Answered 2016-05-13
CVA for Exposures in structures with underlying assets
Regulation (EU) No 575/2013 (CRR) · Art. 382
Answered 2016-05-13
Exclusion of positions from the calculation of net open currency positions
Regulation (EU) No 575/2013 (CRR) · Art. 351, 352
Answered 2016-04-28
Reporting of retail deposits to internet banks that are also partly used as collateral for various broker services such as forex and other OTC derivatives.
Regulation (EU) No 575/2013 (CRR) · Art. Article 412(1), 460
Answered 2016-04-28
Minority interests
Regulation (EU) No 575/2013 (CRR) · Art. 31a, 81
Answered 2016-04-28
Large exposure reporting – Criteria for reducing the value of an exposure secured by commercial immovable property
Regulation (EU) No 575/2013 (CRR) · Art. 402, 194, 399
Answered 2016-04-22
Reporting of initial margin posted in the context of derivative transactions and contribution to default funds to CCPs
Regulation (EU) No 575/2013 (CRR) · Art. 428
Answered 2016-04-15
C 60.00 Items requiring stable funding – amounts to be reported under rows r040 – 070 and 152 – 153
Regulation (EU) No 575/2013 (CRR) · Art. 428
Answered 2016-04-15
Amounts to be reported under derivatives receivables in C 60.00 (row 1290) and under liabilities from derivatives payables contracts in C 61.00 (row 240) of the - ITS on supervisory reporting of institutions.
Regulation (EU) No 575/2013 (CRR) · Art. 427 and 428
Answered 2016-04-15
Rows 660 – 770 of the template C 60.00 of Annex XII of the ITS on supervisory reporting do not seem to be feasible for the reporting of equities if these are considered as liquid assets. After the application of the LCR Delegated act some equities are considered as level 2B liquid assets. Therefore a solution is needed on where to report these assets in this template.
Regulation (EU) No 575/2013 (CRR) · Art. 428
Answered 2016-04-15
C 60.00 and C 61.00 – clarification on the amount extremely high liquidity and credit quality, on the amount high liquidity and credit quality and amount other assets
Regulation (EU) No 575/2013 (CRR) · Art. 427, 428
Answered 2016-04-15
FINREP – Non-performing exposures during performing probation period
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-04-15
FINREP Counterparty Breakdown (ESA 2010)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-04-15
CR IP Losses
Regulation (EU) No 575/2013 (CRR) · Art. 101
Answered 2016-04-15
Group Solvency template (C06.00) – information on capital buffers (columns 410 to 480)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-04-15
Validation Rule v3684_s,v3693_s,v3695_s
Regulation (EU) No 575/2013 (CRR) · Art. 467-478; 481
Answered 2016-04-15
Datos C.15.00 / data C 15.00
Regulation (EU) No 575/2013 (CRR) · Art. 101
Answered 2016-04-15
Annexe XV and Template F 03.00: data point in r030-c010 doesn't sum up the data point in r090-c010.
Regulation (EU) No 575/2013 (CRR) · Art. 81
Answered 2016-04-15
Reporting of significant currencies (> 5%) according to Art. 415 (2) lit. a CRR
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2016-04-08
Master-feeder structures
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2016-04-01
Clarification on Add on measure of Securities Financing Transactions (SFT) from the delegated act of the regulation 575/2013 on leverage ratio.
Regulation (EU) No 575/2013 (CRR) · Art. 429b, 429e
Answered 2016-04-01
Capital buffer for other systemically important institutions
Directive 2013/36/EU (CRD) · Art. 131
Answered 2016-04-01
Capital requirements deduction for credit risk on exposures to SMEs
Regulation (EU) No 575/2013 (CRR) · Art. 501
Answered 2016-04-01
Will the application of the cap on inflows be applicable at the single material currency level
Regulation (EU) No 575/2013 (CRR) · Art. 425
Answered 2016-04-01
Hierarchy of Permissions between Article 8 and Article 9 of the CRR
Regulation (EU) No 575/2013 (CRR) · Art. 8, 9
Answered 2016-04-01
Calculation of unsecured and secured parts of past due items – Standardised approach
Regulation (EU) No 575/2013 (CRR) · Art. 127
Answered 2016-04-01
Own funds - underwriting of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 63
Answered 2016-04-01
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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