EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
1,661 Q&As matching current filters · page 12 of 34
Internal hedges in the market risk thresholds computation
Regulation (EU) No 575/2013 (CRR) · Art. 106
Submitted 2024-07-12
application of credit conversion factor in accordance with article 235
Regulation (EU) No 575/2013 (CRR) · Art. 235
Submitted 2024-07-11
Application of large exposure rules towards companies designated as financial holding companies
Regulation (EU) No 575/2013 (CRR) · Art. Art. 11, Art. 391, Art. 394
Submitted 2024-07-11
C113.00, v09348_a, ei467, IM:x35 extra space in taxonomy
Regulation (EU) No 575/2013 (CRR) · Art. Taxonomy
Submitted 2024-07-09
Scope for dependent financial intermediaries
Regulation (EU) No 2022/2554 (DORA Reg) · Art. 2
Submitted 2024-07-08
Retained collateralized issuances
Regulation (EU) No 575/2013 (CRR) · Art. Article 428p
Submitted 2024-07-08
Template C 34.06 column 0040 & C 34.06 EBA_v10236_a
Regulation (EU) No 575/2013 (CRR) · Art. Part Three, Title II, Chapter 6
Submitted 2024-07-04
Funding plan validation rule EBA_v08990
Regulation (EU) No 575/2013 (CRR) · Art. Not applicable
Submitted 2024-07-03
Funding plan - validation rule EBA_v08993
Regulation (EU) No 575/2013 (CRR) · Art. Not applicable
Submitted 2024-07-03
Funding plan - validation rule EBA_v08992
Regulation (EU) No 575/2013 (CRR) · Art. Not applicable
Submitted 2024-07-03
Funding plan - validation rule EBA_v08991
Regulation (EU) No 575/2013 (CRR) · Art. Not applicable
Submitted 2024-07-03
validation rule EBA_v08988
Regulation (EU) No 575/2013 (CRR) · Art. Not applicale
Submitted 2024-07-03
Scope of the definition of ICT services
Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)
Submitted 2024-07-02
Calculation of the GAR and BTAR flow versus the previous disclosure period
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2024-06-27
Definition of Stable Deposits in C73 Outflows
Regulation (EU) No 575/2013 (CRR) · Art. Article 415
Submitted 2024-06-26
Calculation of 3 year indicator at consolidated level when solo entities contribute negatively to group indicator
Regulation (EU) No 575/2013 (CRR) · Art. 315
Submitted 2024-06-25
EBA_v10862 (Type – Warning validation): Assets under custody ({G01.00,r0060,c0010}) should be equal to the value in FINREP ({F22.02,r0060,c0010}).
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2024-06-25
Financial Sector Entity qualification for entity that assumes a loan in order to acquire an aircraft asset which then enters into a financial leasing agreement with an airline / aircraft operator
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2024-06-24
Sign Convention and aggregated rows in Template 2 of the ITS on IRRBB
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2024-06-24
Privileged access to foreign currency resources in the context of Art. 172 (1) letter e case (i) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 172
Submitted 2024-06-20
Definition of "Communication Standards" under Article 30.3
Directive 2015/2366/EU (PSD2) · Art. n.a.
Submitted 2024-06-20
Reporting of deferred tax assets on the C33.00 - Exposures to General governments template
Regulation (EU) No 575/2013 (CRR) · Art. 48
Submitted 2024-06-20
Digital tokens representing ownership of a physical portion of gold
Regulation (EU) No 2023/1114 (MiCAR) · Art. 3
Submitted 2024-06-18
Geographical breakdown C 15 - inconsistency in parameter CEG
Regulation (EU) No 575/2013 (CRR) · Art. 101
Submitted 2024-06-17
Article 161(8) CRD
Directive 2013/36/EU (CRD) · Art. 161(8)
Submitted 2024-06-16
Unrated short term claim/exposure
Regulation (EU) No 575/2013 (CRR) · Art. 120
Submitted 2024-06-15
Risk weight for Exposures in default
Regulation (EU) No 575/2013 (CRR) · Art. 124, 125, 126, 127
Submitted 2024-06-14
Determination of exposure value cap for netting sets subject to a margin agreement.
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2024-06-14
Counting of days past due in factoring arrangements.
Regulation (EU) No 575/2013 (CRR) · Art. 178
Submitted 2024-06-14
Underwritting and placing fees
Directive 2014/65/EU - Markets in Financial Instruments Directive (MiFID II)
Submitted 2024-06-10
LCR Treatment of Cancelled Term Deposit with Non-Financial Customers
Regulation (EU) No 575/2013 (CRR) · Art. 422
Submitted 2024-06-04
Template 3: Banking book - Indicators of potential climate change transition risk: Alignment metrics
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2024-06-03
Treatment of lease commitments from operate-lease contracts in supervisory reportings
Regulation (EU) No 575/2013 (CRR) · Art. 5
Submitted 2024-05-31
validation rules v16059_s and v16069_s for Template 3 are not aligned with above referenced article / paragraph in the ITS
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2024-05-29
Misalignment between scope of reportable exposures against public authorities in template 7 ( CRR) and template 1 ( EU Taxonomy - acc to 2021/2178)
Regulation (EU) No 575/2013 (CRR) · Art. Annex XL- Instructions for reporting Template 7
Submitted 2024-05-29
Maximum amount of the collateral or guarantee that can be considered in F 13.01 and F 18.00
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2024-05-28
Definition of weighted average maturity (WAM) and weighted average yield (WAY)
Directive 2013/36/EU (CRD) · Art. 84
Submitted 2024-05-27
Clarification needed in dedicated Interfaces supervision
Directive 2015/2366/EU (PSD2) · Art. n.a.
Submitted 2024-05-22
Reporting liabilities excluded from bail-in in templates M05, M06
Directive 2014/59/EU (BRRD) · Art. 5, 44
Submitted 2024-05-16
Specification and operationalisation of the phrase "at all times"
Regulation (EU) No 575/2013 (CRR) · Art. 92
Submitted 2024-05-16
Interaction of the risk drivers employed to define the structure of the PD model and the requirement to avoid the excessive cyclicality of own funds requirements.
Regulation (EU) No 575/2013 (CRR) · Art. 170
Submitted 2024-05-14
RSF from contributions to CCP default fund in C80.00
Regulation (EU) No 575/2013 (CRR) · Art. 428
Submitted 2024-05-07
Interpretation of ‘ The degree of correlation between the value of the assets relied upon for protection and the credit quality of the obligor shall not be too high.’
Regulation (EU) No 575/2013 (CRR) · Art. 194
Submitted 2024-05-03
Trading desk requirements for Standardized approach perimeter
Regulation (EU) No 575/2013 (CRR) · Art. 104b
Submitted 2024-04-30
Trading and Banking book positions within a Trading desk
Regulation (EU) No 575/2013 (CRR) · Art. 325az
Submitted 2024-04-30
Reporting Requirements per type of institution
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2024-04-30
Prudential Classification of Repo Transaction
Regulation (EU) No 575/2013 (CRR) · Art. 104
Submitted 2024-04-30
Classification of Repo Transaction
Regulation (EU) No 575/2013 (CRR) · Art. 104
Submitted 2024-04-30
Validation rules of templates F 24.01 and F 24.02 specifically EGDQ_0665, EGDG_0666, XBRL v8035_m and XBRL v8052_m. These validations impose that the closing figures of the prior financial year end should tally with the opening figures of the current reporting quarter without allowing for reclassifications or changes of the counterparties’ reporting criteria segregated in F 24.01 and F 24.02, namely collateral type, and SME criteria.
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2024-04-30
Powers of MiCAR authority to obtain the information needed to assess recovery and redemption plans and possible mechanism for exchange of information with the prudential authority
Regulation (EU) No 2023/1114 (MiCAR) · Art. 46, 47, and 55
Submitted 2024-04-26
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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